Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,636 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 111 · Balance 3,814 F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 4,636 F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,467 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467 F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2025 Filed Feb 11, 2025 23:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 90,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-25-000043 · wk-form4_1739316179.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 90,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:11 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 90,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000030 · wk-form4_1737756693.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,260,380 Underlying: Class A Common Stock · 90,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:11 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 90,866 | $50.67 | $4,604,180.22 |
DisclosureSEC source: 0001783879-25-000030 · wk-form4_1737756693.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:11 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 90,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-25-000030 · wk-form4_1737756693.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 90,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on January 22, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 90,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,351,246 Underlying: Class A Common Stock · 90,866 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 45,789 | $45.28 | $2,073,252.66 |
DisclosureSEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $45.27 to $45.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 45,077 | $45.27 | $2,040,635.79 |
DisclosureSEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 45,789 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. Read SEC document |
| January 15, 2025 Filed Jan 17, 2025 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 90,866 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-25-000026 · wk-form4_1737153965.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 90,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on January 15, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 23:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 228,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000022 · wk-form4_1736294287.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,442,112 Underlying: Class A Common Stock · 228,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F4 · balance_after: Reflects the prior transfer of 83,248 shares of Class B Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 23:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 228,645 | $40.37 | $9,229,735.58 |
DisclosureSEC source: 0001783879-25-000022 · wk-form4_1736294287.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $39.05 to $41.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 23:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 228,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-25-000022 · wk-form4_1736294287.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 228,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on January 3, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 228,645 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 20:10 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 2,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-25-000012 · wk-form4_1735935017.xml · derivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,043 Underlying: Class A Common Stock · 2,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| January 01, 2025 Filed Jan 3, 2025 20:10 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 2,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-25-000012 · wk-form4_1735935017.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 23:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 45,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000335 · wk-form4_1734391910.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,587,509 Underlying: Class A Common Stock · 45,077 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 23:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 45,077 | $40.02 | $1,803,981.54 |
DisclosureSEC source: 0001783879-24-000335 · wk-form4_1734391910.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 23:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 45,077 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000335 · wk-form4_1734391910.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 45,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on December 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 45,077 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 186,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000333 · wk-form4_1734132554.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,632,586 Underlying: Class A Common Stock · 186,514 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 186,514 | $38.13 | $7,112,301.06 |
DisclosureSEC source: 0001783879-24-000333 · wk-form4_1734132554.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $37.77 to $38.54. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 186,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000333 · wk-form4_1734132554.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 186,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on December 11, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 186,514 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| November 05, 2024 Filed Nov 8, 2024 01:03 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 108,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000306 · wk-form4_1731027809.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,819,100 Underlying: Class A Common Stock · 108,964 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| November 05, 2024 Filed Nov 8, 2024 01:03 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 108,964 | $24.92 | $2,715,393.78 |
DisclosureSEC source: 0001783879-24-000306 · wk-form4_1731027809.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $24.50 to $25.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| November 05, 2024 Filed Nov 8, 2024 01:03 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 108,964 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000306 · wk-form4_1731027809.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 108,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on November 5, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 108,964 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 22:21 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 98,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000291 · wk-form4_1729549264.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 57,928,064 Underlying: Class A Common Stock · 98,404 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 22:21 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 98,404 | $26.40 | $2,597,895.12 |
DisclosureSEC source: 0001783879-24-000291 · wk-form4_1729549264.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $26.10 to $27.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 22:21 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 98,404 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000291 · wk-form4_1729549264.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 98,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on October 17, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 98,404 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 2,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000277 · wk-form4_1727908304.xml · derivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,564 Underlying: Class A Common Stock · 2,521 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 22:31 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 2,521 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000277 · wk-form4_1727908304.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 139,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000263 · wk-form4_1726093825.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,026,468 Underlying: Class A Common Stock · 139,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 139,916 | $19.55 | $2,735,091.96 |
DisclosureSEC source: 0001783879-24-000263 · wk-form4_1726093825.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $19.05 to $19.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| September 09, 2024 Filed Sep 11, 2024 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 139,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000263 · wk-form4_1726093825.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 139,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on September 9, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 139,916 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 22:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 143,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000239 · wk-form4_1723847155.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,166,384 Underlying: Class A Common Stock · 143,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on August 14, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 143,944 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on August 14, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 143,944 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on August 14, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 143,944 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 22:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 143,944 | $18.73 | $2,695,495.34 |
DisclosureSEC source: 0001783879-24-000239 · wk-form4_1723847155.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $18.58 to $19.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 14, 2024 Filed Aug 16, 2024 22:26 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 143,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000239 · wk-form4_1723847155.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 143,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on August 14, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 143,944 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 120,236 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000219 · wk-form4_1721170863.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,310,328 Underlying: Class A Common Stock · 120,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on July 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 120,236 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on July 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 120,236 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on July 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 120,236 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 120,236 | $22.20 | $2,669,708.12 |
DisclosureSEC source: 0001783879-24-000219 · wk-form4_1721170863.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.76 to $22.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| July 12, 2024 Filed Jul 16, 2024 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 120,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000219 · wk-form4_1721170863.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 120,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on July 12, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 120,236 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| June 26, 2024 Filed Jun 27, 2024 22:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 10,085 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000197 · wk-form4_1719528591.xml · derivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,085 Underlying: Class A Common Stock · 10,085 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood") and was granted automatically on the date of Robinhood's annual meeting of stockholders. F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 121,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000189 · wk-form4_1719268240.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,430,564 Underlying: Class A Common Stock · 121,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on June 20, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 121,226 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on June 20, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 121,226 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on June 20, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 121,226 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F4 · balance_after: Reflects the prior transfer of 539,717 shares of Class B Common Stock to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 121,226 | $21.63 | $2,622,712.39 |
DisclosureSEC source: 0001783879-24-000189 · wk-form4_1719268240.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $21.21 to $22.06. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 22:30 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 121,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000189 · wk-form4_1719268240.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 121,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on June 20, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 121,226 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 116,669 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000161 · wk-form4_1717454300.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,012,073 Underlying: Class A Common Stock · 116,669 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 116,669 | $22.02 | $2,569,611.39 |
DisclosureSEC source: 0001783879-24-000161 · wk-form4_1717454300.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $22.02 to $22.08. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 116,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000161 · wk-form4_1717454300.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 116,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 30, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 116,669 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000151 · wk-form4_1715987214.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,128,742 Underlying: Class A Common Stock · 16,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 16,667 | $18.27 | $304,462.76 |
DisclosureSEC source: 0001783879-24-000151 · wk-form4_1715987214.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $17.61 to $18.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 15, 2024 Filed May 17, 2024 23:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 16,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000151 · wk-form4_1715987214.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 16,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 15, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 16,667 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
| May 10, 2024 Filed May 14, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 117,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000149 · wk-form4_1715726283.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,145,409 Underlying: Class A Common Stock · 117,135 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F5 · balance_after: Reflects the total after giving effect to the transaction reported herein and correction of the total reflected on the Form 4 filed on April 25, 2024. Read SEC document |
| May 10, 2024 Filed May 14, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 153,180 | $16.63 | $2,547,138.31 |
DisclosureSEC source: 0001783879-24-000149 · wk-form4_1715726283.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 0 F3 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $16.22 to $17.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 10, 2024 Filed May 14, 2024 22:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 117,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000149 · wk-form4_1715726283.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 153,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As part of the transaction effected on May 10, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 117,135 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F2 · balance_after: Reflects the prior transfer of 36,045 shares of Class A Common Stock from the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 22:46 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 154,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000120 · wk-form4_1714085188.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director 10b5-1 filing: Plan reported Ownership: Indirect · By Living Trust Disclosed balance after: 58,541,928 Underlying: Class A Common Stock · 154,160 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.exercise_date: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. F1 · derivative.expiration_date: As part of the transaction effected on April 23, 2024 pursuant to the Rule 10b5-1 trading plan adopted by the Living Trust on September 13, 2023 ("Bhatt 10b5-1 plan"), the Living Trust sold 154,160 shares of it's Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.