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Bhatt Baiju

Disclosed activity across 1 company

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22302
SEC CIK
0001870914

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,636 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 111 · Balance 3,814

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 4,636

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,467 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 3, 2026 01:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000027 · wk-form4_1790975294.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,467

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2026 Filed Oct 3, 2026 01:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 822 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000027 · wk-form4_1790975294.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 30, 2026 Filed Oct 3, 2026 01:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 111 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000027 · wk-form4_1790975294.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,814

F1 · price: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 43,373 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · derivative · entry 8

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 46,805,566

Underlying: Class A Common Stock · 43,373 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on September 10, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 43,373 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on September 10, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 43,373 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on September 10, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 43,373 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 100 $116.26 $11,626.00
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · nonDerivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F7 · price: This transaction was executed during the day at the price reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 6,000 $115.54 $693,232.20
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 100

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $115.21 to $116.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 18,889 $114.51 $2,163,005.83
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 6,100

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $114.17 to $115.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 15,984 $113.74 $1,817,975.40
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 24,989

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $113.17 to $114.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,400 $112.77 $270,652.08
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 40,973

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $112.17 to $113.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 43,373 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000025 · wk-form4_1789417999.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 43,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on September 10, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 43,373 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 50,317 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000023 · wk-form4_1787085591.xml · derivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 46,848,939

Underlying: Class A Common Stock · 50,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 14, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 50,317 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on August 14, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 50,317 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on August 14, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 50,317 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 5,801 $97.79 $567,253.11
Disclosure

SEC source: 0001870914-26-000023 · wk-form4_1787085591.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $97.57 to $98.33. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 27,245 $97.19 $2,647,982.42
Disclosure

SEC source: 0001870914-26-000023 · wk-form4_1787085591.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 5,801

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $96.57 to $97.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 17,271 $95.85 $1,655,392.54
Disclosure

SEC source: 0001870914-26-000023 · wk-form4_1787085591.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 33,046

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $95.49 to $96.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 14, 2026 Filed Aug 18, 2026 20:39 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 50,317 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000023 · wk-form4_1787085591.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 50,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 14, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 50,317 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 49,223 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · derivative · entry 9

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 46,899,256

Underlying: Class A Common Stock · 49,223 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on July 24, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 49,223 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on July 24, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 49,223 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on July 24, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 49,223 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 300 $99.49 $29,846.01
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F8 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.15 to $99.92. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 1,500 $97.68 $146,523.00
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 300

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $97.33 to $98.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,100 $96.60 $202,866.93
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 1,800

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $96.26 to $97.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 17,071 $95.49 $1,630,101.25
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 3,900

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $95.17 to $96.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 23,752 $94.70 $2,249,202.77
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 20,971

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $94.17 to $95.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 4,500 $93.77 $421,982.55
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 44,723

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $93.17 to $94.16. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2026 Filed Jul 28, 2026 20:37 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 49,223 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000021 · wk-form4_1785271065.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 49,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on July 24, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 49,223 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:14 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 124 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000019 · wk-form4_1783026873.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,703

F1 · price: On June 30, 2026, the Reporting Person was automatically granted 124 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2026 closing price of $100.28 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 57,898 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · derivative · entry 11

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 46,948,479

Underlying: Class A Common Stock · 57,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

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June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,414 $93.21 $225,006.04
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 9

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F10 · price: This transaction was executed in multiple trades during the day at prices ranging from $93.01 to $93.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 10,392 $92.52 $961,493.82
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 8

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,414

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F9 · price: This transaction was executed in multiple trades during the day at prices ranging from $92.01 to $93.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 6,448 $91.59 $590,542.66
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 12,806

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F8 · price: This transaction was executed in multiple trades during the day at prices ranging from $91.01 to $91.99. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 3,400 $90.42 $307,419.84
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 19,254

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $90.00 to $90.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 9,951 $89.53 $890,886.16
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 22,654

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $89.00 to $89.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 8,013 $88.41 $708,460.58
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 32,605

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $87.98 to $88.96. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 12,280 $87.38 $1,073,054.64
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 40,618

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $86.98 to $87.97. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 5,000 $86.54 $432,692.00
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 52,898

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $85.97 to $86.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 11, 2026 Filed Jun 15, 2026 20:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 57,898 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000016 · wk-form4_1781555691.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on June 11, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,898 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
June 02, 2026 Filed Jun 3, 2026 20:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 3,289 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000013 · wk-form4_1780520107.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,289

Underlying: Class A Common Stock · 3,289 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F4 · derivative.exercise_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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June 01, 2026 Filed Jun 3, 2026 20:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000013 · wk-form4_1780520107.xml · derivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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June 01, 2026 Filed Jun 3, 2026 20:55 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 801 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000013 · wk-form4_1780520107.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 67,422 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000011 · wk-form4_1779483458.xml · derivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,006,377

Underlying: Class A Common Stock · 67,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on May 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on May 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on May 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 11,267 $76.01 $856,355.10
Disclosure

SEC source: 0001870914-26-000011 · wk-form4_1779483458.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $75.86 to $76.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 42,955 $75.55 $3,245,220.18
Disclosure

SEC source: 0001870914-26-000011 · wk-form4_1779483458.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 11,267

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $74.86 to $75.85. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 13,200 $74.28 $980,463.00
Disclosure

SEC source: 0001870914-26-000011 · wk-form4_1779483458.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 54,222

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $73.81 to $74.80. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 67,422 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000011 · wk-form4_1779483458.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 67,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on May 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 57,261 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · derivative · entry 8

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,073,799

Underlying: Class A Common Stock · 57,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on April 16, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,261 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on April 16, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,261 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on April 16, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,261 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 1,500 $88.36 $132,543.90
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · nonDerivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $88.06 to $89.00. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 10,000 $87.48 $874,843.00
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 1,500

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $87.06 to $88.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 27,961 $86.59 $2,421,238.06
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 11,500

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $86.06 to $87.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 11,400 $85.62 $976,040.64
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 39,461

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $85.06 to $86.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 6,400 $84.59 $541,395.20
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 50,861

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $84.06 to $85.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 16, 2026 Filed Apr 20, 2026 22:07 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 57,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000009 · wk-form4_1776722859.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on April 16, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 57,261 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 20:53 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000007 · wk-form4_1775163185.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.