Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Director | September 30, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date September 30, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,636 |
Ending reported balance
After 2026-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-30 · Grant · Acquired 111 · Balance 3,814 F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant. Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 4,636 F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,467 |
Reported balance
After 2026-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467 F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 02, 2022 Filed Nov 3, 2022 22:39 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 29,366 | $11.63 | $341,497.21 |
DisclosureSEC source: 0001783879-22-000238 · wf-form4_166751516259371.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,032 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021 which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 57,632 PSUs reported above. F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $11.51 to $11.90. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. F2 · balance_after: Reflects the prior transfer of 370,766 shares of Class A Common Stock from the Reporting Person to his Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:39 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000238 · wf-form4_166751516259371.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,468,892 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the Robinhood Markets Inc. ("Robinhood") Amended and Restated 2013 Stock Plan. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:39 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 57,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000238 · wf-form4_166751516259371.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · balance_after: Reflects the prior transfer of 370,766 shares of Class A Common Stock from the Reporting Person to his Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| August 02, 2022 Filed Aug 3, 2022 23:00 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 118,134 | $9.10 | $1,075,397.43 |
DisclosureSEC source: 0001783879-22-000174 · wf-form4_165956758982232.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,766 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,135 RSUs and PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $8.81 to $9.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:00 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000174 · wf-form4_165956758982232.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,526,524 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:00 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 181,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000174 · wf-form4_165956758982232.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 181,502 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:00 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 239,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000174 · wf-form4_165956758982232.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 02, 2022 Filed May 3, 2022 22:59 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 115,024 | $10.14 | $1,165,975.28 |
DisclosureSEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,765 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $9.55 to $10.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| May 01, 2022 Filed May 3, 2022 22:59 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,584,157 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| May 01, 2022 Filed May 3, 2022 22:59 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 181,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,502 Underlying: Class A Common Stock · 181,501 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| May 01, 2022 Filed May 3, 2022 22:59 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 239,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000098 · wf-form4_165161867947127.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 02, 2022 Filed Feb 3, 2022 23:56 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 113,479 | $14.09 | $1,599,089.33 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,655 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $13.56 to $14.85. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · derivative · entry 6 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,641,790 Underlying: Class A Common Stock · 57,632 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 181,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,003 Underlying: Class A Common Stock · 181,502 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F6 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 23:56 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 239,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 16, 2021 Filed Feb 3, 2022 23:56 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GiftClass A Common Stock | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000032 · wf-form4_164393257428869.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 16, 2021, the Reporting Person donated 2,200,000 shares of Class A Common Stock to a donor advised fund. The donation was made pursuant to a Rule 10b5-1 instruction adopted by the Reporting Person on September 3, 2021. F2 · balance_after: Reflects the prior transfer of 2,200,000 shares of Class A Common Stock to the Reporting Person from his Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 01:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass B Common Stock · Derivative | 2,200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000108 · wf-form4_163944533495958.xml · derivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 58,591,600 Underlying: Class A Common Stock · 2,200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F1 · kind: On December 9, 2021, the Reported Person's Living Trust converted 2,200,000 shares of Class B Common Stock into Class A Common Stock. This transaction was effected pursuant to a Rule 10b5-1 instruction adopted by the Living Trust on September 3, 2021. F2 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F2 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. Read SEC document |
| December 09, 2021 Filed Dec 14, 2021 01:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | ConversionClass A Common Stock | 2,200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000108 · wf-form4_163944533495958.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 3,212,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 9, 2021, the Reported Person's Living Trust converted 2,200,000 shares of Class B Common Stock into Class A Common Stock. This transaction was effected pursuant to a Rule 10b5-1 instruction adopted by the Living Trust on September 3, 2021. F2 · price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election at any time, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. Read SEC document |
| December 03, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GiftClass A Common Stock | 1,012,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 1,012,254 F4 · kind: This transfer reflects a contribution of shares from the Reporting Person to his living trust, which transfer is exempt under Rule 16a-13 because it effects only a change in the form of beneficial ownership without changing the Reporting Person's pecuniary interest in the shares. Read SEC document |
| December 03, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GiftClass A Common Stock | 1,012,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: This transfer reflects a contribution of shares from the Reporting Person to his living trust, which transfer is exempt under Rule 16a-13 because it effects only a change in the form of beneficial ownership without changing the Reporting Person's pecuniary interest in the shares. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 119,041 | $23.86 | $2,840,806.33 |
DisclosureSEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,254 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,134 RSUs and PSUs reported above F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $23.34 to $24.26 The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · derivative · entry 6 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,699,422 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's IPO price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. F8 · derivative.underlying_shares: The settlement transaction reported on this line represents the portion of PSUs allocated to the $30.45 price level (which was satisfied by the IPO price) that vested upon satisfaction of the time-based service condition on November 1, 2021, for which Robinhood delayed settlement until the expiration of its IPO lock-up period. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 181,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · derivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,505 Underlying: Class A Common Stock · 181,501 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. ("Robinhood") Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F6 · derivative.underlying_shares: The settlement transaction reported on this line represents RSUs that vested on November 1, 2021, for which Robinhood delayed settlement until the expiration of its initial public offering ("IPO") lock-up period. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 239,134 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000092 · wf-form4_163858200116397.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,131,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 28, 2021 Filed Oct 30, 2021 01:15 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 120,651 | $34.86 | $4,205,580.17 |
DisclosureSEC source: 0001783879-21-000062 · wf-form4_163555653300733.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,161 F2 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in July 2021, which provides for an automatic sale of a sufficient number of shares to cover the tax withholding liability associated with the vesting and settlement of the 239,135 RSUs and PSUs reported above. F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $34.01 to $35.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:15 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 57,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000062 · wf-form4_163555653300733.xml · derivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,757,055 Underlying: Class A Common Stock · 57,633 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under Robinhood's 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals were initially tested based on Robinhood's initial public offering ("IPO") price, and thereafter are tested based on its trailing 60-trading-day average daily VWAP. When a share-price goal is achieved, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. F6 · derivative.underlying_shares: The settlement of PSUs reported on this Form 4 represents PSUs allocated to the $30.45 price level, which was satisfied by the IPO price, and for which the time-based service condition was satisfied following the IPO through October 27, 2021. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:15 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 181,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-21-000062 · wf-form4_163555653300733.xml · derivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726,006 Underlying: Class A Common Stock · 181,502 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under the Robinhood Markets, Inc. Amended and Restated 2013 Stock Plan (the "2013 Plan"). One-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| October 27, 2021 Filed Oct 30, 2021 01:15 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 239,135 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000062 · wf-form4_163555653300733.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") and performance stock units ("PSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantClass B Common Stock · Derivative | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · derivative · entry 18 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 GRAT Disclosed balance after: 2,000,000 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F3 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F3 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantClass B Common Stock · Derivative | 1,720,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · derivative · entry 17 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT Disclosed balance after: 1,720,944 Underlying: Class A Common Stock · 1,720,944 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F3 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F3 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantClass B Common Stock · Derivative | 565,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · derivative · entry 16 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 565,079 Underlying: Class A Common Stock · 565,079 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F3 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F3 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantClass B Common Stock · Derivative | 60,791,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · derivative · entry 15 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 60,791,600 Underlying: Class A Common Stock · 60,791,600 shares Expires not disclosed F3 · derivative.exercise_price: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F3 · derivative.exercise_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. F3 · derivative.expiration_date: Shares of Class B Common Stock are convertible into Class A Common Stock on a one-for-one basis (a) at the holder's election, (b) upon certain transfers of such shares, or (c) in connection with the holder's death or disability in certain circumstances and, if not previously converted, will so convert at the earlier of (i) certain dates determined either by a vote of the holders of the shares of Class B Common Stock or by Robinhood's Board of Directors as described in Robinhood's Amended and Restated Certificate of Incorporation or (ii) August 2, 2036. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Disposition to issuerClass A Common Stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 14 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 GRAT Disclosed balance after: 0 F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 13 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 GRAT Disclosed balance after: 2,000,000 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 12 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2021 GRAT Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Disposition to issuerClass A Common Stock | 1,720,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 11 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT Disclosed balance after: 0 F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 1,720,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 10 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT Disclosed balance after: 1,720,944 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 1,720,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 9 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 2018 GRAT Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Disposition to issuerClass A Common Stock | 565,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 8 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 565,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 7 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 565,079 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 565,079 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 6 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Trust Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Disposition to issuerClass A Common Stock | 60,791,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 5 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 0 F2 · kind: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. F2 · price: Shares of Class A Common Stock were exchanged with Robinhood for shares of Class B Common Stock on a one-for-one basis pursuant to the Exchange Agreement between the Reporting Person and Robinhood. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 60,791,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 4 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 60,791,600 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 60,791,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherClass A Common Stock | 773,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,677 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 20:58 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | OtherCommon Stock | 773,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-21-000009 · wf-form4_162802426838456.xml · nonDerivative · entry 1 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. F1 · price: Pursuant to a reclassification exempt under Rule 16b-7, each share of Common Stock automatically converted into one share of Class A Common Stock upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionMarket-Based Performance Stock Units · Derivative | 2,017,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015057 · wf-form4_162767660686793.xml · derivative · entry 9 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,814,688 Underlying: Common Stock · 2,017,141 shares Expires 2025-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs and PSUs convert into Common Stock on a one-for-one basis upon vesting and settlement. F8 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 13,831,829 market-based PSUs under the 2013 Plan, which award was amended and restated on May 26, 2021. Subject to accelerated vesting in certain circumstances, portions of the award become eligible to vest based on satisfaction of share-price goals of $30.45 (20% portion), $50.75 (30% portion), and $101.50 (50% portion). These goals are initially tested based on the IPO price and, thereafter, based on 60-trading-day average daily VWAP. When a share-price goal is achieved, subject to the occurrence of a Liquidity Event, half of the PSUs allocated to that level vest immediately, with the other half of the PSUs allocated to that level vesting in accordance with a time-based service schedule in twenty-four (24) equal quarterly installments from a vesting commencement date of August 1, 2018 through August 1, 2024, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date. F1 · derivative.underlying: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 1,996,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-015057 · wf-form4_162767660686793.xml · derivative · entry 8 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,508 Underlying: Common Stock · 1,996,516 shares Expires 2026-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: RSUs and PSUs convert into Common Stock on a one-for-one basis upon vesting and settlement. F7 · derivative.exercise_date: On October 8, 2019, the Reporting Person was granted 2,904,024 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"). Subject to accelerated vesting in certain circumstances, one-fourth (1/4) of these RSUs were scheduled to vest on August 1, 2019, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to (a) the Reporting Person's continued service with Robinhood through the applicable vesting date and (b) the occurrence of a liquidity event, which was satisfied upon the effectiveness of Robinhood's IPO registration statement on Form S-1 ("Liquidity Event"). F1 · derivative.underlying: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleCommon Stock | 1,250,000 | $36.40 | $45,500,000.00 |
DisclosureSEC source: 0001628280-21-015057 · wf-form4_162767660686793.xml · nonDerivative · entry 3 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,677 F1 · security: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). F5 · shares: Represents shares sold by the Reporting Person as a selling stockholder in the IPO. F6 · price: Represents the IPO price, less underwriting discounts and commissions. Read SEC document |
| July 28, 2021 Filed Jul 30, 2021 20:23 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingCommon Stock | 1,989,980 | $38.00 | $75,619,240.00 |
DisclosureSEC source: 0001628280-21-015057 · wf-form4_162767660686793.xml · nonDerivative · entry 2 Bhatt Baiju · CIK 0001870914 · Director · Chief Creative Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023,677 F1 · security: Shares of Common Stock will automatically be reclassified as shares of Class A Common Stock on a one-for-one basis upon the filing of the Amended and Restated Certificate of Incorporation of Robinhood Markets, Inc. ("Robinhood") immediately prior to the closing of Robinhood's initial public offering ("IPO"). F4 · shares: Represents shares withheld by Robinhood to satisfy tax withholding obligations in connection with the vesting of a total of 4,013,657 RSUs and PSUs and does not represent a sale by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.