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Bhatt Baiju

Disclosed activity across 1 company

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22302
SEC CIK
0001870914

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,636 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 111 · Balance 3,814

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 4,636

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,467 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2025 Filed Aug 13, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 GiftClass A Common Stock 951,792 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000004 · wk-form4_1755119415.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: Represents a bona fide gift of 951,792 shares from the Living Trust to a donor advised fund.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 951,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000004 · wk-form4_1755119415.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 951,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 1,568,421 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 51,219,320

Underlying: Class A Common Stock · 1,568,421 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 10,518 $100.10 $1,052,884.41
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.06 to $101.51. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 1,568,421 $99.98 $156,805,555.79
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.03 to $101.11. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 1,568,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000253 · wk-form4_1754428130.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 1,568,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 1, 2025, the Living Trust sold an aggregate of 1,568,421 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 21:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000243 · wk-form4_1753739234.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 52,787,741

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 21:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 418,338 $101.88 $42,621,655.96
Disclosure

SEC source: 0001783879-25-000243 · wk-form4_1753739234.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $100.38 to $102.83. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 21:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000243 · wk-form4_1753739234.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on July 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 133 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000223 · wk-form4_1751490633.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,518

F1 · price: On June 30, 2025, the Reporting Person was automatically granted 133 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the June 30, 2025 closing price of $93.63 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
June 25, 2025 Filed Jun 26, 2025 21:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 3,202 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000211 · wk-form4_1750971796.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,202

Underlying: Class A Common Stock · 3,202 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · kind: This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood and was granted automatically on the date of Robinhood's annual meeting of stockholders.

F4 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 2,522 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000211 · wk-form4_1750971796.xml · derivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan (the "2021 Plan"). One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 21:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 2,522 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000211 · wk-form4_1750971796.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000186 · wk-form4_1749850533.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 53,206,079

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on June 11, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on June 11, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on June 11, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 418,338 $74.29 $31,078,497.36
Disclosure

SEC source: 0001783879-25-000186 · wk-form4_1749850533.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $72.44 to $75.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000186 · wk-form4_1749850533.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on June 11, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000163 · wk-form4_1747950430.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 53,624,417

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on May 20, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on May 20, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on May 20, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 418,338 $64.46 $26,964,896.13
Disclosure

SEC source: 0001783879-25-000163 · wk-form4_1747950430.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $63.39 to $65.27. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 20, 2025 Filed May 22, 2025 21:47 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000163 · wk-form4_1747950430.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on May 20, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 13, 2025 Filed May 15, 2025 21:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 107,608 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000159 · wk-form4_1747345314.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 54,042,755

Underlying: Class A Common Stock · 107,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on May 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 107,608 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on May 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 107,608 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on May 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 107,608 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 13, 2025 Filed May 15, 2025 21:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 107,608 $60.41 $6,500,599.28
Disclosure

SEC source: 0001783879-25-000159 · wk-form4_1747345314.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document
May 13, 2025 Filed May 15, 2025 21:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 107,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000159 · wk-form4_1747345314.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 107,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on May 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 107,608 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 94,156 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000156 · wk-form4_1747172569.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 54,150,363

Underlying: Class A Common Stock · 94,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on May 9, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on May 9, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on May 9, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 94,156 $55.34 $5,210,593.04
Disclosure

SEC source: 0001783879-25-000156 · wk-form4_1747172569.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:42 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 94,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000156 · wk-form4_1747172569.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 94,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on May 9, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 22:46 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 94,156 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000147 · wk-form4_1746053203.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 54,244,519

Underlying: Class A Common Stock · 94,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on April 28, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on April 28, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on April 28, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 22:46 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 94,156 $50.67 $4,770,884.52
Disclosure

SEC source: 0001783879-25-000147 · wk-form4_1746053203.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document
April 28, 2025 Filed Apr 30, 2025 22:46 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 94,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000147 · wk-form4_1746053203.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 94,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on April 28, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 94,156 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 47,133 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000136 · wk-form4_1745615317.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 54,338,675

Underlying: Class A Common Stock · 47,133 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on April 23, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,133 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on April 23, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,133 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on April 23, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,133 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F3 · balance_after: Reflects the prior transfer of 2,000,000 shares of Class B Common Stock from the Living Trust to another trust affiliated with the Reporting Person, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 47,133 $45.27 $2,133,710.91
Disclosure

SEC source: 0001783879-25-000136 · wk-form4_1745615317.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document
April 23, 2025 Filed Apr 25, 2025 21:08 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 47,133 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000136 · wk-form4_1745615317.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on April 23, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,133 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 20:59 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 223,072 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000131 · wk-form4_1744923583.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 56,385,808

Underlying: Class A Common Stock · 223,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on April 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 223,072 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on April 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 223,072 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on April 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 223,072 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 20:59 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 223,072 $41.24 $9,199,712.35
Disclosure

SEC source: 0001783879-25-000131 · wk-form4_1744923583.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $40.12 to $43.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
April 16, 2025 Filed Apr 17, 2025 20:59 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 223.072 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000131 · wk-form4_1744923583.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 223.072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on April 16, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 223,072 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:41 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 2,521 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000116 · wk-form4_1743633691.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,522

Underlying: Class A Common Stock · 2,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 26, 2024, the Reporting Person was granted 10,085 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2024, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2025 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 22:41 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 2,521 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000116 · wk-form4_1743633691.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:41 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000116 · wk-form4_1743633691.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,342

F1 · price: On March 31, 2025, the Reporting Person was automatically granted 300 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2025 closing price of $41.62 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 21:46 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 47,023 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000103 · wk-form4_1743025599.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 56,608,880

Underlying: Class A Common Stock · 47,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on March 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,023 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on March 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,023 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on March 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,023 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 21:46 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 47,023 $46.37 $2,180,456.51
Disclosure

SEC source: 0001783879-25-000103 · wk-form4_1743025599.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

Read SEC document
March 24, 2025 Filed Mar 26, 2025 21:46 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 47,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000103 · wk-form4_1743025599.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,023

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on March 24, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 47,023 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 223,528 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000100 · wk-form4_1742938198.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 56,655,903

Underlying: Class A Common Stock · 223,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on March 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 223,528 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on March 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 223,528 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on March 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 223,528 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F4 · balance_after: Reflects the prior transfer of 232,097 shares of Class B Common Stock from another trust affiliated with the Reporting Person to the Living Trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 223,528 $43.21 $9,658,913.11
Disclosure

SEC source: 0001783879-25-000100 · wk-form4_1742938198.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $41.57 to $44.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 21:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 223,528 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000100 · wk-form4_1742938198.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 223,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transaction effected on March 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/17 (the "Living Trust') on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 223,528 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 522,180 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · derivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 56,647,334

Underlying: Class A Common Stock · 522,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 418,338 $62.87 $26,299,738.71
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $61.25 to $65.72. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 13, 2025 Filed Feb 18, 2025 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 52,326 $62.04 $3,246,137.60
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $62.00 to $62.55. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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February 13, 2025 Filed Feb 18, 2025 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 51,516 $62.00 $3,193,992.00
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 470,664

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

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February 13, 2025 Filed Feb 18, 2025 23:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 522,180 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000051 · wk-form4_1739921608.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 522,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on February 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 522,180 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

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February 07, 2025 Filed Feb 11, 2025 23:23 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 90,866 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000043 · wk-form4_1739316179.xml · derivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 57,169,514

Underlying: Class A Common Stock · 90,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.exercise_date: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

F1 · derivative.expiration_date: As part of the transaction effected on February 7, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 90,866 shares of its Class B Common Stock, resulting in an automatic conversion of the shares into Class A Common Stock upon execution of the sale.

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February 07, 2025 Filed Feb 11, 2025 23:23 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 90,866 $55.34 $5,028,524.44
Disclosure

SEC source: 0001783879-25-000043 · wk-form4_1739316179.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.