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Bhatt Baiju

Disclosed activity across 1 company

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22302
SEC CIK
0001870914

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,636 Ending reported balance After 2026-10-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-30 · Grant · Acquired 111 · Balance 3,814

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

Row 2 · 2026-10-01 · Exercise / conversion · Acquired 822 · Balance 4,636

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect2,467 Reported balance After 2026-10-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-01 · Exercise / conversion · Disposed 822 · Balance 2,467

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Filing footnotes · ownership attribution and instrument terms

F1: On September 30, 2026, the Reporting Person was automatically granted 111 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.

F2: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3: On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2026 Filed Apr 2, 2026 20:53 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000007 · wk-form4_1775163185.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:53 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 180 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000007 · wk-form4_1775163185.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,978

F1 · price: On March 31, 2026, the Reporting Person was automatically granted 180 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the March 31, 2026 closing price of $69.30 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 67,422 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000005 · wk-form4_1774384293.xml · derivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,131,060

Underlying: Class A Common Stock · 67,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on March 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on March 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on March 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 100 $73.09 $7,309.00
Disclosure

SEC source: 0001870914-26-000005 · wk-form4_1774384293.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $73.09 to $73.09. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 19,711 $72.29 $1,424,847.09
Disclosure

SEC source: 0001870914-26-000005 · wk-form4_1774384293.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 100

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $71.94 to $72.86. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 18,666 $71.47 $1,334,032.89
Disclosure

SEC source: 0001870914-26-000005 · wk-form4_1774384293.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 19,811

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $70.94 to $71.93. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 28,945 $70.56 $2,042,338.94
Disclosure

SEC source: 0001870914-26-000005 · wk-form4_1774384293.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 38,477

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $69.92 to $70.90. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 67,422 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000005 · wk-form4_1774384293.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 67,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on March 20, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 67,422 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 65,694 $0.00 $0.00
Disclosure

SEC source: 0001783879-26-000030 · wk-form4_1772055130.xml · derivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,198,482

Underlying: Class A Common Stock · 65,694 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on February 23, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 65,694 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on February 23, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 65,694 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on February 23, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 65,694 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 100 $74.82 $7,482.00
Disclosure

SEC source: 0001783879-26-000030 · wk-form4_1772055130.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $74.82 to $74.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 2,400 $74.47 $178,728.00
Disclosure

SEC source: 0001783879-26-000030 · wk-form4_1772055130.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 100

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $73.82 to $74.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 20,574 $72.81 $1,497,916.82
Disclosure

SEC source: 0001783879-26-000030 · wk-form4_1772055130.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 2,500

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $72.48 to $73.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 42,620 $71.93 $3,065,852.65
Disclosure

SEC source: 0001783879-26-000030 · wk-form4_1772055130.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 23,074

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $71.48 to $72.47. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
February 23, 2026 Filed Feb 25, 2026 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 65,694 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-26-000030 · wk-form4_1772055130.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 65,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on February 23, 2026 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on November 13, 2025 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 65,694 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 801 $0.00 $0.00
Disclosure

SEC source: 0001870914-26-000002 · wk-form4_1767650577.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601

Underlying: Class A Common Stock · 801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 801 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000002 · wk-form4_1767650577.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 110 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-26-000002 · wk-form4_1767650577.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 997

F1 · price: On December 31, 2025, the Reporting Person was automatically granted 110 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc.("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the December 31, 2025 closing price of $113.10 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · derivative · entry 12

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,264,176

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

F1 · derivative.exercise_date: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

F1 · derivative.expiration_date: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 5,972 $120.70 $720,819.80
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 10

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F11 · price: This transaction was executed in multiple trades during the day at prices ranging from $120.46 to $120.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 31,444 $119.83 $3,768,069.73
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 9

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 5,972

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F10 · price: This transaction was executed in multiple trades during the day at prices ranging from $119.46 to $120.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 37,135 $118.95 $4,417,289.95
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 8

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 37,416

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F9 · price: This transaction was executed in multiple trades during the day at prices ranging from $118.46 to $119.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 84,332 $117.84 $9,937,514.22
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 74,551

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F8 · price: This transaction was executed in multiple trades during the day at prices ranging from $117.46 to $118.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 66,645 $117.06 $7,801,343.74
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 6

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 158,883

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $116.46 to $117.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 78,685 $115.95 $9,123,226.75
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 225,528

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $115.46 to $116.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 30,292 $114.94 $3,481,614.05
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 304,213

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $114.46 to $115.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 44,897 $113.81 $5,109,678.18
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 334,505

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $113.46 to $114.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 38,936 $113.08 $4,402,843.94
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 379,402

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $112.46 to $113.45. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 21:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000316 · wk-form4_1763587895.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on November 17, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

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November 07, 2025 Filed Nov 10, 2025 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 1,330,000 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · derivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 47,682,514

Underlying: Class A Common Stock · 1,330,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 34,677 $130.54 $4,526,614.21
Disclosure

SEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F5 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $130.27 to $130.98. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 104,998 $129.78 $13,626,388.44
Disclosure

SEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 34,677

F4 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $129.27 to $130.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 559,473 $128.66 $71,982,019.97
Disclosure

SEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 139,675

F3 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $128.27 to $129.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 630,852 $127.97 $80,728,364.05
Disclosure

SEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 699,148

F2 · balance_after: This transaction was executed in multiple trades during the day at prices ranging from $127.27 to $128.26. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 23:30 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 1,330,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000314 · wk-form4_1762817413.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 1,330,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on November 7, 2025, the Living Trust sold an aggregate of 1,330,000 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000010 · wk-form4_1761251758.xml · derivative · entry 7

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 49,012,514

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on October 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

F1 · derivative.exercise_date: As part of the transactions effected on October 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

F1 · derivative.expiration_date: As part of the transactions effected on October 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 39,656 $134.52 $5,334,695.64
Disclosure

SEC source: 0001870914-25-000010 · wk-form4_1761251758.xml · nonDerivative · entry 5

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $134.38 to $135.03. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 130,819 $133.98 $17,527,679.06
Disclosure

SEC source: 0001870914-25-000010 · wk-form4_1761251758.xml · nonDerivative · entry 4

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 39,656

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $133.38 to $134.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 120,295 $132.90 $15,986,772.44
Disclosure

SEC source: 0001870914-25-000010 · wk-form4_1761251758.xml · nonDerivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 170,475

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $132.38 to $133.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 127,568 $131.96 $16,834,307.01
Disclosure

SEC source: 0001870914-25-000010 · wk-form4_1761251758.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 290,770

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $131.38 to $132.37. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
October 21, 2025 Filed Oct 23, 2025 20:36 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000010 · wk-form4_1761251758.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on October 21, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:14 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 800 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000289 · wk-form4_1759439694.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,402

Underlying: Class A Common Stock · 800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:14 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 800 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000289 · wk-form4_1759439694.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 21:14 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 87 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000289 · wk-form4_1759439694.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87

F1 · price: On September 30, 2025, the Reporting Person was automatically granted 87 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000008 · wk-form4_1757716509.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 49,430,852

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 418,338 $119.42 $49,959,890.15
Disclosure

SEC source: 0001870914-25-000008 · wk-form4_1757716509.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $116.75 to $123.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 22:35 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000008 · wk-form4_1757716509.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on September 10, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 418,338 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000006 · wk-form4_1755550214.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 49,849,190

Underlying: Class A Common Stock · 418,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.exercise_date: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

F1 · derivative.expiration_date: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 418,338 $109.39 $45,763,123.33
Disclosure

SEC source: 0001870914-25-000006 · wk-form4_1755550214.xml · nonDerivative · entry 2

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 0

F2 · kind: This transaction was effected pursuant to the Bhatt 10b5-1 plan.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $106.71 to $111.44. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 14, 2025 Filed Aug 18, 2025 20:50 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass A Common Stock 418,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001870914-25-000006 · wk-form4_1755550214.xml · nonDerivative · entry 1

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By Living Trust

Disclosed balance after: 418,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As part of the transactions effected on August 14, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold an aggregate of 418,338 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.

Read SEC document
August 11, 2025 Filed Aug 13, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 ConversionClass B Common Stock · Derivative 951,792 $0.00 $0.00
Disclosure

SEC source: 0001870914-25-000004 · wk-form4_1755119415.xml · derivative · entry 3

Bhatt Baiju · CIK 0001870914 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 50,267,528

Underlying: Class A Common Stock · 951,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

F1 · derivative.exercise_date: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

F1 · derivative.expiration_date: As part of the transactions effected on August 11, 2025, the Baiju Prafulkumar Bhatt Living Trust, dated 11/30/2017 ("Living Trust") donated an aggregate of 951,792 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the donation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.