person · Reporting owner

GUTHRIE ROY A

Disclosed activity across 6 companies

Tapewire entity: 21808
SEC CIK: 0001013182

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Cascade Acquisition CorpCASU · Entity 145010	Director	November 19, 2020	November 20, 2020
OneMain Holdings, Inc.OMF · Entity 3702	Director	February 11, 2026	February 13, 2026
Synchrony FinancialSYF · Entity 3184	Director	September 30, 2026	October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cascade Acquisition Corp

Report date November 19, 2020 · Filed November 20, 2020

This filing explicitly reported no securities owned.

OneMain Holdings, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivative	Direct	35,358	Reported balance After 2026-02-11 transaction · row 1 1 source row Row 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 35,358 F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.
Common stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectBy Limited Partnership	13,797	Reported balance Holding disclosure · report date 2026-02-11 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 13,797

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Synchrony Financial

Report date September 30, 2026 · Filed October 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	41,701	Reported balance After 2026-09-30 transaction · row 1 1 source row Row 1 · 2026-09-30 · Grant · Acquired 846 · Balance 41,701 F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.
Common StockSEC Table I · non-derivative	IndirectSee footnote	34,106	Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 34,106 F2: Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 34,106 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

F2: Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 34,106 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIFELOCK, INC.

Report date February 09, 2017 · Filed February 13, 2017

Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
COMMON STOCKSEC Table I · non-derivative	Direct	0	Ending reported balance After 2017-02-09 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-02-09 · Disposition to issuer · Disposed 36,086 · Balance 13,275 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Row 2 · 2017-02-09 · Disposition to issuer · Disposed 13,275 · Balance 0 F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F3: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration.
EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2022-10-02	Direct	0	Reported balance After 2017-02-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-02-09 · Disposition to issuer · Disposed 47,000 · Balance 0 F4: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration").

F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration.

F3: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration.

F4: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price.

Maverick Merger Sub 2, LLC

Report date October 01, 2025 · Filed October 03, 2025

Section 16 reporting ended · disclosed 2025-10-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-10-01 transaction · row 1 1 source row Row 1 · 2025-10-01 · Other · Disposed 71,497 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.

Nationstar Mortgage Holdings Inc.

Report date July 31, 2018 · Filed August 02, 2018

Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2018-07-31 transaction · row 1 1 source row Row 1 · 2018-07-31 · Disposition to issuer · Disposed 26,929 · Balance 0 F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	0	Reported balance After 2018-07-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-07-31 · Disposition to issuer · Disposed 34,370 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 30, 2021 Filed Oct 4, 2021 20:28 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	844	$48.88	$41,254.72	Disclosure SEC source: 0001601712-21-000277 · wf-form4_163337927884789.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,568 F1 · date: Represents restricted stock units that will vest in full on September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
August 12, 2021 Filed Aug 16, 2021 20:59 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	16	$51.62	$825.92	Disclosure SEC source: 0001601712-21-000251 · wf-form4_162914756123990.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,724 F1 · shares: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 12, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · balance_after: Includes an additional 10,000 shares of common stock that were previously inadvertently reported as indirectly held by the reporting person. Read SEC document
June 30, 2021 Filed Jul 2, 2021 13:21 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	696	$48.52	$33,769.92	Disclosure SEC source: 0001601712-21-000226 · wf-form4_162523206609009.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,708 F1 · date: Represents restricted stock units that will vest in full on June 30, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
May 13, 2021 Filed May 14, 2021 16:08 UTC	Maverick Merger Sub 2, LLC COOP · Entity 15594	GrantCommon Stock	3,451	$0.00	$0.00	Disclosure SEC source: 0000933136-21-000049 · wf-form4_162102292133371.xml · nonDerivative · entry 2 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,928 F1 · shares: Director equity award under Issuer's 2019 Omnibus Incentive Plan. Read SEC document
May 13, 2021 Filed May 14, 2021 16:08 UTC	Maverick Merger Sub 2, LLC COOP · Entity 15594	GrantCommon Stock	6,905	$0.00	$0.00	Disclosure SEC source: 0000933136-21-000049 · wf-form4_162102292133371.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,477 F1 · shares: Director equity award under Issuer's 2019 Omnibus Incentive Plan. Read SEC document
May 13, 2021 Filed May 17, 2021 20:07 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	23	$45.27	$1,041.21	Disclosure SEC source: 0001601712-21-000194 · wf-form4_162128201404173.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,013 F1 · shares: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 13, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:32 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	831	$40.66	$33,788.46	Disclosure SEC source: 0001601712-21-000166 · wf-form4_161739553483736.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,990 F1 · date: Represents restricted stock units that will vest in full on March 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
February 16, 2021 Filed Feb 18, 2021 21:23 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	35	$37.90	$1,326.50	Disclosure SEC source: 0001601712-21-000095 · wf-form4_161368338867158.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,159 F1 · shares: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 16, 2021 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
January 28, 2021 Filed Feb 1, 2021 21:55 UTC	OneMain Holdings, Inc. OMF · Entity 3702	GrantCommon Stock, par value $0.01 per share	2,966	$0.00	$0.00	Disclosure SEC source: 0001013182-21-000001 · primary_doc.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,648 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 3, 2022, subject to the grantee remaining in continuous service as a director as the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:51 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	973	$34.71	$33,772.83	Disclosure SEC source: 0001601712-21-000017 · wf-form4_160988350040081.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,124 F1 · date: Represents restricted stock units that will vest in full on December 31, 2021. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:16 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	52	$29.11	$1,513.72	Disclosure SEC source: 0001601712-20-000291 · wf-form4_160556135706899.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,151 F1 · shares: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 12, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:54 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,290	$26.17	$33,759.30	Disclosure SEC source: 0001601712-20-000237 · wf-form4_160167564172158.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,099 F1 · date: Represents restricted stock units that will vest in full on September 30, 2021. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:22 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	69	$24.70	$1,704.30	Disclosure SEC source: 0001601712-20-000213 · wf-form4_159769573687289.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,809 F1 · shares: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:18 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,524	$22.16	$33,771.84	Disclosure SEC source: 0001601712-20-000186 · wf-form4_159372103313366.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,740 F1 · date: Represents restricted stock units that will vest in full on June 30, 2021. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
May 14, 2020 Filed May 15, 2020 16:15 UTC	Maverick Merger Sub 2, LLC COOP · Entity 15594	GrantCommon Stock	5,796	$0.00	$0.00	Disclosure SEC source: 0000933136-20-000045 · wf-form4_158957368990519.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,572 F1 · shares: Director equity award under Issuer's incentive compensation plan. Read SEC document
May 14, 2020 Filed May 18, 2020 20:05 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	107	$17.07	$1,826.49	Disclosure SEC source: 0001601712-20-000151 · wf-form4_158983231189926.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,216 F1 · shares: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 14, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:28 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	2,098	$16.09	$33,756.82	Disclosure SEC source: 0001601712-20-000113 · wf-form4_158585930278319.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,109 F1 · date: Represents restricted stock units that will vest in full on March 31, 2021. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:08 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	54	$33.82	$1,826.28	Disclosure SEC source: 0001601712-20-000081 · wf-form4_158206011285425.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,011 F1 · shares: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on February 13, 2020 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
January 01, 2020 Filed Jan 3, 2020 22:21 UTC	OneMain Holdings, Inc. OMF · Entity 3702	GrantCommon Stock, par value $0.01 per share	2,609	$0.00	$0.00	Disclosure SEC source: 0001013182-20-000001 · primary_doc.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,682 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2021, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document
December 31, 2019 Filed Jan 3, 2020 22:27 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	938	$36.01	$33,777.38	Disclosure SEC source: 0001601712-20-000021 · wf-form4_157809041214959.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,957 F1 · date: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
November 14, 2019 Filed Nov 18, 2019 21:33 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	59	$36.73	$2,167.07	Disclosure SEC source: 0001601712-19-000279 · wf-form4_157411281067335.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,019 F1 · shares: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on November 14, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:13 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	991	$34.09	$33,783.19	Disclosure SEC source: 0001601712-19-000228 · wf-form4_157004717248396.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,960 F1 · date: Represents restricted stock units that will vest in full on September 30, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
August 15, 2019 Filed Aug 19, 2019 21:11 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	73	Not disclosed	Not disclosed	Disclosure SEC source: 0001601712-19-000212 · wf-form4_156624909442718.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,969 F1 · shares: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on August 15, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:56 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	974	$34.67	$33,768.58	Disclosure SEC source: 0001601712-19-000170 · wf-form4_156210095634338.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,896 F1 · date: Represents restricted stock units that will vest in full on June 30, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
May 16, 2019 Filed May 20, 2019 20:04 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	72	Not disclosed	Not disclosed	Disclosure SEC source: 0001601712-19-000147 · wf-form4_155838265907378.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,922 F1 · shares: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents dividend equivalent units accrued on May 16, 2019 as dividends were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:05 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,058	$31.90	$33,750.20	Disclosure SEC source: 0001601712-19-000093 · wf-form4_155423549819820.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,850 F1 · date: Represents restricted stock units that will vest in full on March 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
February 14, 2019 Filed Feb 19, 2019 21:56 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	88	$30.83	$2,713.04	Disclosure SEC source: 0001601712-19-000054 · wf-form4_155061336711695.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,792 F1 · shares: Represents 7, 8, 7, 7, 7, 8, 8, 6, 7, 7, 7 and 10 dividend equivalent units accrued on February 14, 2019 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017, March 31, 2018, June 30, 2018, September 30, 2018 and December 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
January 01, 2019 Filed Jan 4, 2019 02:22 UTC	OneMain Holdings, Inc. OMF · Entity 3702	GrantCommon Stock, par value $0.01 per share	4,528	$0.00	$0.00	Disclosure SEC source: 0001140361-19-000333 · form4.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,073 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2020, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:18 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,439	$23.46	$33,758.94	Disclosure SEC source: 0001601712-19-000012 · wf-form4_154655028466690.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,704 F1 · date: Represents restricted stock units that will vest in full on December 31, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:57 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	98	$26.51	$2,597.98	Disclosure SEC source: 0001601712-18-000281 · wf-form4_154266462827207.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,259 F1 · shares: Represents 8, 8, 9, 8, 8, 8, 9, 9, 7, 8, 8 and 9 dividend equivalent units accrued on November 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017, March 31, 2017, June 31, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
September 30, 2018 Filed Oct 2, 2018 20:08 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,086	$31.08	$33,752.88	Disclosure SEC source: 0001601712-18-000258 · wf-form4_153851092268473.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,161 F1 · date: Represents restricted stock units that will vest in full on September 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. F1 · shares: Represents restricted stock units that will vest in full on September 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
August 16, 2018 Filed Aug 20, 2018 20:54 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	84	$30.43	$2,556.12	Disclosure SEC source: 0001601712-18-000235 · wf-form4_153479845139887.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,081 F1 · shares: Represents 6, 6, 7, 8, 7, 7, 7, 8, 8, 6, 7 and 7 dividend equivalent units accrued on August 16, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017, March 31, 2018 and June 30, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:15 UTC	Nationstar Mortgage Holdings Inc. NSM · Entity 164540	Disposition to issuerRestricted Stock Units · Derivative	34,370	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0000899243-18-021181 · doc4.xml · derivative · entry 2 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,370 shares Expires not disclosed F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · derivative.exercise_date: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · derivative.expiration_date: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. F2 · derivative.underlying_shares: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion. Read SEC document
July 31, 2018 Filed Aug 2, 2018 20:15 UTC	Nationstar Mortgage Holdings Inc. NSM · Entity 164540	Disposition to issuerCommon Stock	26,929	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-18-021181 · doc4.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. F1 · price: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement. Read SEC document
July 30, 2018 Filed Jul 31, 2018 13:26 UTC	Synchrony Financial SYF · Entity 3184	PurchaseCommon Stock	10,000	$29.53	$295,300.00	Disclosure SEC source: 0001601712-18-000211 · wf-form4_153304358464559.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,997 F1 · price: This price is a weighted average price. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:27 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,012	$33.38	$33,780.56	Disclosure SEC source: 0001601712-18-000199 · wf-form4_153064959786616.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,997 F1 · shares: Represents restricted stock units that will vest in full on June 30, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
May 17, 2018 Filed May 17, 2018 20:01 UTC	Nationstar Mortgage Holdings Inc. NSM · Entity 164540	GrantRestricted Stock Units · Derivative	17,935	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001520566-18-000040 · wf-form4_152658726131849.xml · derivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,370 Underlying: Common Stock · 17,935 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock of the Issuer and is granted pursuant to the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan. F2 · derivative.exercise_date: The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the reporting person's continued service as a director with the Issuer. The receipt of the RSUs has been deferred by the Reporting Person under the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan. F2 · derivative.expiration_date: The RSUs vest over a three-year period, with 33% of the RSUs vesting on each of the first and second anniversaries and 34% vesting on the third anniversary of the date of grant, subject to the reporting person's continued service as a director with the Issuer. The receipt of the RSUs has been deferred by the Reporting Person under the Issuer's Second Amended and Restated 2012 Incentive Compensation Plan. Read SEC document
May 17, 2018 Filed May 21, 2018 20:08 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit	51	Not disclosed	Not disclosed	Disclosure SEC source: 0001601712-18-000178 · wf-form4_152693328546093.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,985 F1 · shares: Represents 4, 4, 4, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 4, 4, 4, 4, 5, 4, 4, 4, 5, 5, 4 and 4 dividend equivalent units accrued on May 17, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017, December 31, 2017 and March 31, 2018, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F2 · balance_after: The total reported in Column 5 has been adjusted to include 314 dividend equivalent units that were previously reported on Table II. Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:21 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,007	$33.53	$33,764.71	Disclosure SEC source: 0001601712-18-000136 · wf-form4_152279048228214.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,620 F1 · shares: Represents restricted stock units that will vest in full on March 31, 2019. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:54 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit · Derivative	48	Not disclosed	Not disclosed	Disclosure SEC source: 0001601712-18-000093 · wf-form4_151882883624927.xml · derivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260 Underlying: Common Stock · 48 shares Expires not disclosed F1 · derivative.exercise_price: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · price: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 4, 3, 4, 4, 4, 4, 4, 4, 4, 5, 5 and 3 dividend equivalent units accrued on February 15, 2018 as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on March 31, 2015, June 30, 2015, September 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
January 01, 2018 Filed Jan 3, 2018 22:50 UTC	OneMain Holdings, Inc. OMF · Entity 3702	GrantCommon Stock, par value $0.01 per share	4,232	$0.00	$0.00	Disclosure SEC source: 0001013182-18-000001 · primary_doc.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,545 F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Plan. The units become 100% vested on January 2, 2019, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive on share of common stock for each vested restricted stock unit. Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:36 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	875	$38.61	$33,783.75	Disclosure SEC source: 0001601712-18-000013 · wf-form4_151501540604110.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,613 F1 · shares: Represents restricted stock units that will vest in full on December 31, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
December 31, 2017 Filed Feb 14, 2018 23:08 UTC	Synchrony Financial SYF · Entity 3184	GrantDividend Equivalent Unit · Derivative	261	$0.00	$0.00	Disclosure SEC source: 0001601712-18-000057 · wf-form5_151864965274976.xml · derivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261 Underlying: Common Stock · 261 shares Expires not disclosed F1 · security: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_price: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · date: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · shares: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.exercise_date: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. F1 · derivative.expiration_date: Represents 25, 24, 24, 22, 23, 24, 25, 29, 21, 16, 14, 10 and 4 dividend equivalent units accrued as dividends were paid on the common shares underlying restricted stock units originally granted to the reporting person on September 30, 2014, December 31, 2014, March 31, 2015, June 30, 2015, December 31, 2015, March 31, 2016, June 30, 2016, September 30, 2016, December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017, respectively. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock. Read SEC document
September 30, 2017 Filed Oct 3, 2017 21:07 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,087	$31.05	$33,751.35	Disclosure SEC source: 0001601712-17-000131 · wf-form4_150706481479268.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,738 F1 · shares: Represents restricted stock units that will vest in full on September 30, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:03 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	1,132	$29.82	$33,756.24	Disclosure SEC source: 0001601712-17-000073 · wf-form4_149928497224433.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,651 F1 · shares: Represents restricted stock units that will vest in full on June 30, 2020. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock. Read SEC document
March 31, 2017 Filed Apr 4, 2017 20:17 UTC	Synchrony Financial SYF · Entity 3184	GrantCommon Stock	984	$34.30	$33,751.20	Disclosure SEC source: 0001601712-17-000045 · wf-form4_149133702325196.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,519 Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:58 UTC	LIFELOCK, INC. LOCK · Entity 12802	Disposition to issuerEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative	47,000	$0.00 Strike: $9.00	$0.00	Disclosure SEC source: 0001628280-17-001232 · wf-form4_148702672234115.xml · derivative · entry 3 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 47,000 shares Expires 2022-10-02 F4 · shares: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price. F4 · derivative.exercise_date: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price. Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:58 UTC	LIFELOCK, INC. LOCK · Entity 12802	Disposition to issuerCOMMON STOCK	13,275	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-17-001232 · wf-form4_148702672234115.xml · nonDerivative · entry 2 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · date: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F3 · shares: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration. F1 · price: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). Read SEC document
February 09, 2017 Filed Feb 13, 2017 22:58 UTC	LIFELOCK, INC. LOCK · Entity 12802	Disposition to issuerCOMMON STOCK	36,086	Not disclosed	Not disclosed	Disclosure SEC source: 0001628280-17-001232 · wf-form4_148702672234115.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,275 F1 · date: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). F2 · shares: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. F1 · price: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration"). Read SEC document
January 01, 2017 Filed Jan 4, 2017 21:49 UTC	OneMain Holdings, Inc. OMF · Entity 3702	GrantCommon Stock, par value $0.01 per share	4,516	$0.00	$0.00	Disclosure SEC source: 0001209191-17-001073 · doc4.xml · nonDerivative · entry 1 GUTHRIE ROY A · CIK 0001013182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,313 F1 · shares: Consists of restricted stock units under the OneMain Holdings, Inc. Amended and Restated 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2018, subject to the grantee remaining in continuous service as a director through the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.