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GUTHRIE ROY A

Disclosed activity across 6 companies

Tapewire entity
21808
SEC CIK
0001013182

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Cascade Acquisition CorpCASU · Entity 145010DirectorNovember 19, 2020November 20, 2020
OneMain Holdings, Inc.OMF · Entity 3702DirectorFebruary 11, 2026February 13, 2026
Synchrony FinancialSYF · Entity 3184DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Cascade Acquisition Corp

Report date November 19, 2020 · Filed November 20, 2020

This filing explicitly reported no securities owned.

OneMain Holdings, Inc.

Report date February 11, 2026 · Filed February 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect35,358 Reported balance After 2026-02-11 transaction · row 1
1 source row

Row 1 · 2026-02-11 · Grant · Acquired 3,243 · Balance 35,358

F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Common stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectBy Limited Partnership13,797 Reported balance Holding disclosure · report date 2026-02-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 13,797

Filing footnotes · ownership attribution and instrument terms

F1: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Synchrony Financial

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,701 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 846 · Balance 41,701

F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Common StockSEC Table I · non-derivativeIndirectSee footnote34,106 Reported balance Holding disclosure · report date 2026-09-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 34,106

F2: Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 34,106 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

F2: Mr. Guthrie is the Investment Manager of Guthrie 2012 Investments LP, which owns 34,106 shares of common stock. Mr. Guthrie disclaims beneficial ownership of the shares of common stock held by Guthrie 2012 Investments LP, except to the extent of his direct pecuniary interest therein.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIFELOCK, INC.

Report date February 09, 2017 · Filed February 13, 2017

Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-02-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-02-09 · Disposition to issuer · Disposed 36,086 · Balance 13,275

F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration").

F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration.

Row 2 · 2017-02-09 · Disposition to issuer · Disposed 13,275 · Balance 0

F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration").

F3: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration.

EMPLOYEE STOCK OPTION (RIGHT TO BUY)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2022-10-02Direct0 Reported balance After 2017-02-09 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2017-02-09 · Disposition to issuer · Disposed 47,000 · Balance 0

F4: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: On November 20, 2016, LifeLock, Inc. (the "Issuer") entered into an Agreement and Plan of Merger (the "Merger Agreement"), as amended on January 16, 2017, with Symantec Corporation (the "Acquiror") and L1116 Merger Sub, Inc., a wholly-owned subsidiary of the Acquiror. Upon completion of the merger of the Issuer and L1116 Merger Sub, Inc. (the "Closing"), the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $24 in cash, without interest, (the "Merger Consideration").

F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration.

F3: Consists of 9,957 vested restricted stock units ("RSUs") deferred by the Reporting Person and 3,318 unvested RSUs. Upon Closing, all vested and unvested RSUs held by non-employee directors of the Issuer were cancelled and converted into the right to receive the Merger Consideration.

F4: Upon the Closing, vested options were cancelled and converted into the right to receive an amount of cash equal to the number of shares subject to the option multiplied by the difference between the Merger Consideration and the applicable option exercise price.

Maverick Merger Sub 2, LLC

Report date October 01, 2025 · Filed October 03, 2025

Section 16 reporting ended · disclosed 2025-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-10-01 transaction · row 1
1 source row

Row 1 · 2025-10-01 · Other · Disposed 71,497 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.

Nationstar Mortgage Holdings Inc.

Report date July 31, 2018 · Filed August 02, 2018

Section 16 reporting ended · disclosed 2018-08-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-07-31 transaction · row 1
1 source row

Row 1 · 2018-07-31 · Disposition to issuer · Disposed 26,929 · Balance 0

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2018-07-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-07-31 · Disposition to issuer · Disposed 34,370 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Common Stock was disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement), dated as of February 12, 2018, by and among the issuer, WMIH Corp. ("WMIH") and Wand Merger Corporation, a wholly owned subsidiary of WMIH, in exchange for either (i) $18.00 in cash, without interest (the "Cash Election Consideration") or (ii) 12.7793 shares of validly issued, fully paid and nonassessable shares of common stock, par value $0.00001 per share, of WMIH (the "Stock Election Consideration"), in each case, subject to the merger consideration election made by the reporting person and the proration and adjustments set forth in the Merger Agreement.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of issuer's Common Stock. Under the terms of the Merger Agreement, Restricted Stock Unit awards granted on or after February 12, 2018, and Restricted Stock Unit awards subject to prior deferral elections, were not included as part of the reporting person's share count for purposes of the election to receive the merger consideration under the Merger Agreement. Instead, these awards were automatically assumed by WMIH and converted into WMIH restricted stock unit awards, with respect to a number of WMIH shares equal to the number of shares of Common Stock underlying the awards multiplied by the exchange ratio set forth in the Merger Agreement (12.7793). These restricted stock unit awards otherwise remain subject to the same vesting schedule and/or settlement terms as applicable immediately prior to such assumption and conversion.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:09 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 846 $70.97 $60,040.62
Disclosure

SEC source: 0001013182-26-000012 · wk-form4_1790971743.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,701

F1 · date: Represents restricted stock units that will vest in full on September 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:50 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 156 $80.75 $12,597.00
Disclosure

SEC source: 0001013182-26-000011 · wk-form4_1787172623.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,855

F1 · shares: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: Balance adjusted to account for rounding of fractional shares over time.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 20:07 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 789 $76.05 $60,003.45
Disclosure

SEC source: 0001013182-26-000009 · wk-form4_1783022869.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,704

F1 · date: Represents restricted stock units that will vest in full on June 30, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:24 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 152 $71.38 $10,849.76
Disclosure

SEC source: 0001013182-26-000007 · wk-form4_1779222262.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,915

F1 · shares: Represents dividend equivalent units accrued on May 15, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 15, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:45 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 883 $68.02 $60,061.66
Disclosure

SEC source: 0001013182-26-000005 · wk-form4_1775166300.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,763

F1 · date: Represents restricted stock units that will vest in full on March 31, 2027. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
February 17, 2026 Filed Feb 19, 2026 21:03 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 146 $72.31 $10,557.26
Disclosure

SEC source: 0001013182-26-000004 · wk-form4_1771535009.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,880

F1 · shares: Represents dividend equivalent units accrued on February 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 17, 2026 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 22:46 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 3,243 $0.00 $0.00
Disclosure

SEC source: 0001013182-26-000003 · wk-form4_1771022798.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,358

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 4, 2027, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 22:54 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 660 $83.43 $55,063.80
Disclosure

SEC source: 0001013182-26-000001 · wk-form4_1767653665.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,734

F1 · date: Represents restricted stock units that will vest in full on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 22:11 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 148 $70.47 $10,429.56
Disclosure

SEC source: 0001013182-25-000011 · wk-form4_1763590311.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,074

F1 · shares: Represents dividend equivalent units accrued on November 17, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 17, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 16:35 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 OtherCommon Stock 71,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001013182-25-000009 · wk-form4_1759523745.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 31, 2025, by and among Rocket Companies, Inc. ("Rocket"), Maverick Merger Sub, Inc. ("Maverick Merger Subsidiary"), Maverick Merger Sub 2, LLC ("Forward Merger Subsidiary") and Mr. Cooper Group Inc. ("Mr. Cooper"), Maverick Merger Subsidiary was merged with and into Mr. Cooper, with Mr. Cooper as the surviving corporation (the "Maverick Merger"), and, immediately following the effective time of the Maverick Merger (the "Maverick Effective Time"), Mr. Cooper was merged with and into Forward Merger Subsidiary, with Forward Merger Subsidiary as the surviving company. At the Maverick Effective Time, each share of Mr. Cooper common stock issued and outstanding immediately prior to the Maverick Effective Time (other than certain cancelled shares) was converted into the right to receive 11 shares of Class A common stock, par value $0.00001, of Rocket, and cash in lieu of fractional shares.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 22:21 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 775 $71.05 $55,063.75
Disclosure

SEC source: 0001013182-25-000006 · wk-form4_1759443665.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,926

F1 · date: Represents restricted stock units that will vest in full on September 30, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 21:41 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 143 $71.49 $10,223.07
Disclosure

SEC source: 0001013182-25-000005 · wk-form4_1755639685.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,151

F1 · shares: Represents dividend equivalent units accrued on August 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 21:00 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 825 $66.74 $55,060.50
Disclosure

SEC source: 0001601712-25-000217 · wk-form4_1751490021.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,008

F1 · date: Represents restricted stock units that will vest in full on June 30, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
May 22, 2025 Filed May 23, 2025 16:13 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 997 $0.00 $0.00
Disclosure

SEC source: 0000933136-25-000046 · wk-form4_1748031188.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,497

F1 · shares: Non-Employee Director equity award pursuant to Issuer's 2019 Omnibus Incentive Plan.

Read SEC document
May 15, 2025 Filed May 19, 2025 22:11 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 163 $60.49 $9,859.87
Disclosure

SEC source: 0001601712-25-000189 · wk-form4_1747692707.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,183

F1 · shares: Represents dividend equivalent units accrued on May 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 15, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:10 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,039 $52.94 $55,004.66
Disclosure

SEC source: 0001601712-25-000130 · wk-form4_1743624624.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,020

F1 · date: Represents restricted stock units that will vest in full on March 31, 2026. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 23:57 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 122 $65.29 $7,965.38
Disclosure

SEC source: 0001601712-25-000079 · wk-form4_1740095817.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,981

F1 · shares: Represents dividend equivalent units accrued on February 18, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 18, 2025 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 06, 2025 Filed Feb 11, 2025 00:03 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 2,791 $0.00 $0.00
Disclosure

SEC source: 0001013182-25-000002 · wk-form4_1739232226.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,115

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2026, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

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December 31, 2024 Filed Jan 3, 2025 21:12 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 635 $65.01 $41,281.35
Disclosure

SEC source: 0001601712-25-000019 · wk-form4_1735938741.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,859

F1 · date: Represents restricted stock units that will vest in full on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

F2 · balance_after: Holdings adjusted to reflect a transfer of 24,106 shares, previously held directly by the Reporting Person, to Guthrie 2012 Investments LP. The transfer of such shares is exempt from Section 16 pursuant to Rule 16a-13.

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November 15, 2024 Filed Nov 19, 2024 23:11 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 121 $64.98 $7,862.58
Disclosure

SEC source: 0001601712-24-000372 · wk-form4_1732057891.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,330

F1 · shares: Represents dividend equivalent units accrued on November 15, 2024 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan (the "NED Deferred Compensation Plan"). The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units or deferred stock units to which they relate. Under the NED Deferred Compensation Plan, deferred stock units settle in shares of common stock according to the Reporting Person's election, in a single lump sum, in five installments or in ten installments, commencing in the July of the year following the year in which the Reporting Person terminates service with the Company. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 15, 2024 as dividends that were paid on the common shares underlying restricted stock units and deferred stock units previously granted to the Reporting Person under the Company's Long-Term Incentive Plans and Non-Employee Director Deferred Compensation Plan (the "NED Deferred Compensation Plan"). The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units or deferred stock units to which they relate. Under the NED Deferred Compensation Plan, deferred stock units settle in shares of common stock according to the Reporting Person's election, in a single lump sum, in five installments or in ten installments, commencing in the July of the year following the year in which the Reporting Person terminates service with the Company. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F2 · balance_after: Includes approximately 2,262 dividend equivalent units accrued from regular quarterly dividends that were paid from May 4, 2018 through August 15, 2024 on the common shares underlying deferred stock units previously granted to the Reporting Person under the NED Deferred Compensation Plan. These dividend equivalent units were inadvertently not reported previously due to an administrative error and not any error of the Reporting Person.

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September 30, 2024 Filed Oct 3, 2024 00:59 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 827 $49.88 $41,250.76
Disclosure

SEC source: 0001601712-24-000330 · wk-form4_1727917159.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,947

F1 · date: Represents restricted stock units that will vest in full on September 30, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
August 15, 2024 Filed Aug 19, 2024 21:21 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 23 $45.89 $1,055.47
Disclosure

SEC source: 0001601712-24-000290 · wk-form4_1724102471.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,120

F1 · shares: Represents dividend equivalent units accrued on August 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 21:05 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 875 $47.19 $41,291.25
Disclosure

SEC source: 0001601712-24-000238 · wk-form4_1719954301.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,097

F1 · date: Represents restricted stock units that will vest in full on June 30, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
May 23, 2024 Filed May 24, 2024 16:19 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 1,499 $0.00 $0.00
Disclosure

SEC source: 0000933136-24-000048 · wk-form4_1716581970.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,500

F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:46 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 26 $44.14 $1,147.64
Disclosure

SEC source: 0001601712-24-000202 · wk-form4_1715978765.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,222

F1 · shares: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:33 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 957 $43.12 $41,265.84
Disclosure

SEC source: 0001601712-24-000134 · wk-form4_1712093609.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,196

F1 · date: Represents restricted stock units that will vest in full on March 31, 2025. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 22:16 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 33 $39.85 $1,315.05
Disclosure

SEC source: 0001601712-24-000081 · wk-form4_1708467354.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,239

F1 · shares: Represents dividend equivalent units accrued on February 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 15, 2024 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 22:56 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 3,445 $0.00 $0.00
Disclosure

SEC source: 0001013182-24-000002 · wk-form4_1708124198.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,324

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2025, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 23:06 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,081 $38.19 $41,283.39
Disclosure

SEC source: 0001601712-24-000010 · wk-form4_1704323175.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,206

F1 · date: Represents restricted stock units that will vest in full on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
November 09, 2023 Filed Nov 14, 2023 22:35 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 45 $29.15 $1,311.75
Disclosure

SEC source: 0001601712-23-000302 · wk-form4_1700001325.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,125

F1 · shares: Represents dividend equivalent units accrued on November 9, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 9, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:24 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,350 $30.57 $41,269.50
Disclosure

SEC source: 0001601712-23-000267 · wk-form4_1696368237.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,080

F1 · date: Represents restricted stock units that will vest in full on September 30, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
August 10, 2023 Filed Aug 14, 2023 22:18 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 39 $34.40 $1,341.60
Disclosure

SEC source: 0001601712-23-000234 · wk-form4_1692051529.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,730

F1 · shares: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 10, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 21:15 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,217 $33.92 $41,280.64
Disclosure

SEC source: 0001601712-23-000192 · wk-form4_1688591687.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,691

F1 · date: Represents restricted stock units that will vest in full on June 30, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:30 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 48 $27.08 $1,299.84
Disclosure

SEC source: 0001601712-23-000152 · wk-form4_1684269037.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,474

F1 · shares: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 12, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
May 11, 2023 Filed May 12, 2023 16:04 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 2,559 $0.00 $0.00
Disclosure

SEC source: 0000933136-23-000060 · wk-form4_1683921859.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,001

F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:15 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,419 $29.08 $41,264.52
Disclosure

SEC source: 0001601712-23-000118 · wf-form4_168063928913328.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,426

F1 · date: Represents restricted stock units that will vest in full on March 31, 2024. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:45 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 35 $35.77 $1,251.95
Disclosure

SEC source: 0001601712-23-000057 · wf-form4_167710230322875.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,007

F1 · shares: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 17, 2023 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
January 11, 2023 Filed Jan 13, 2023 22:00 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon stock, par value $0.01 per share 4,241 $0.00 $0.00
Disclosure

SEC source: 0001013182-23-000001 · wf-form4_167364722547149.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,879

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2024, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 21:17 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,256 $32.86 $41,272.16
Disclosure

SEC source: 0001601712-23-000013 · wf-form4_167286702999321.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,972

F1 · date: Represents restricted stock units that will vest in full on December 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
November 10, 2022 Filed Nov 15, 2022 21:21 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 30 $38.73 $1,161.90
Disclosure

SEC source: 0001601712-22-000255 · wf-form4_166854725816346.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,716

F1 · shares: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 10, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:39 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,464 $28.19 $41,270.16
Disclosure

SEC source: 0001601712-22-000236 · wf-form4_166491590998330.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,686

F1 · date: Represents restricted stock units that will vest in full on September 30, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 22:55 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 28 $36.11 $1,011.08
Disclosure

SEC source: 0001601712-22-000217 · wf-form4_166060403962118.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,222

F1 · shares: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on August 11, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:10 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,494 $27.62 $41,264.28
Disclosure

SEC source: 0001601712-22-000186 · wf-form4_165705178374930.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,194

F1 · date: Represents restricted stock units that will vest in full on June 30, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
May 19, 2022 Filed May 23, 2022 16:59 UTC Maverick Merger Sub 2, LLC COOP · Entity 15594 GrantCommon Stock 2,514 $0.00 $0.00
Disclosure

SEC source: 0000933136-22-000061 · wf-form4_165333957992780.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,442

F1 · shares: Represents a restricted stock unit ("RSU") award to the Reporting Person pursuant to Issuer's 2019 Omnibus Incentive Plan and is subject to the terms and conditions of the award agreement. Each RSU represents a contingent right to receive one share of Issuer's Common Stock. The RSUs vest on the earlier to occur of (a) the first anniversary of the grant date and (b) the date of Issuer's first annual stockholders' meeting that occurs following the grant date, subject to the Reporting Person's continued service as a member of Issuer's board of directors.

Read SEC document
May 12, 2022 Filed May 16, 2022 20:10 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 24 $33.03 $792.72
Disclosure

SEC source: 0001601712-22-000161 · wf-form4_165273180992367.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,700

F1 · shares: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on May 12, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 20:23 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 1,186 $34.81 $41,284.66
Disclosure

SEC source: 0001601712-22-000099 · wf-form4_164910381416903.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,676

F1 · date: Represents restricted stock units that will vest in full on March 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 21:37 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 17 $43.66 $742.22
Disclosure

SEC source: 0001601712-22-000076 · wf-form4_164556581563800.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,490

F1 · shares: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on February 17, 2022 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 21:58 UTC OneMain Holdings, Inc. OMF · Entity 3702 GrantCommon Stock, par value $0.01 per share 2,787 $0.00 $0.00
Disclosure

SEC source: 0001013182-22-000001 · primary_doc.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,638

F1 · shares: Consists of restricted stock units granted under the OneMain Holdings, Inc. Amended 2013 Omnibus Incentive Plan. The units become 100% vested on January 2, 2023, subject to the grantee remaining in continuous service as a director as of the vesting date. The reporting person will receive one share of common stock for each vested restricted stock unit.

F2 · balance_after: Amount reflects a transfer of shares beneficially owned by the reporting person to a limited partnership, which was exempt under Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

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December 31, 2021 Filed Jan 4, 2022 21:12 UTC Synchrony Financial SYF · Entity 3184 GrantCommon Stock 890 $46.39 $41,287.10
Disclosure

SEC source: 0001601712-22-000015 · wf-form4_164133072175321.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,473

F1 · date: Represents restricted stock units that will vest in full on December 31, 2022. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial common stock.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:48 UTC Synchrony Financial SYF · Entity 3184 GrantDividend Equivalent Unit 15 $50.18 $752.70
Disclosure

SEC source: 0001601712-21-000297 · wf-form4_163709910850451.xml · nonDerivative · entry 1

GUTHRIE ROY A · CIK 0001013182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,583

F1 · shares: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

F1 · price: Represents dividend equivalent units accrued on November 12, 2021 as dividends that were paid on the common shares underlying restricted stock units. The dividend equivalent units vest proportionately with and are subject to settlement and expiration upon the same terms as the restricted stock units to which they relate. Each dividend equivalent unit is the economic equivalent of one share of Synchrony Financial common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.