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Liu Liang Chiu-Chu Sara

Disclosed activity across 1 company

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21568
SEC CIK
0001392941

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204Director · 10% ownerOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect337,506 Reported balance After 2026-10-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect25,332,520 Reported balance Holding disclosure · report date 2026-10-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,332,520

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Common StockSEC Table I · non-derivativeIndirectBy Spouse40,426,120 Reported balance Holding disclosure · report date 2026-10-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 40,426,120

Filing footnotes · ownership attribution and instrument terms

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 25, 2022 Filed Oct 27, 2022 21:15 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000083 · wf-form4_166690530208183.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock.

Read SEC document
October 25, 2022 Filed Oct 27, 2022 21:15 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 372 $67.04 $24,938.88
Disclosure

SEC source: 0001758554-22-000083 · wf-form4_166690530208183.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,646

Read SEC document
October 25, 2022 Filed Oct 27, 2022 21:15 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000083 · wf-form4_166690530208183.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 22:14 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000075 · wf-form4_166362512100717.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on October 25, 2022 and March 25, 2023. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 236 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599

Underlying: Common Stock · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,182

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 118 $63.73 $7,520.14
Disclosure

SEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,268

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 236 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 98 $63.73 $6,245.54
Disclosure

SEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,150

Read SEC document
August 10, 2022 Filed Aug 12, 2022 20:50 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000061 · wf-form4_166033741712094.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 945 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,835

Underlying: Common Stock · 945 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,379

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 327 $51.08 $16,703.16
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,051

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 945 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 69 $51.08 $3,524.52
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,433

Read SEC document
May 10, 2022 Filed May 12, 2022 20:57 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000033 · wf-form4_165238903135395.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
April 19, 2022 Filed Apr 21, 2022 21:00 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,388 $42.00 $226,296.00
Disclosure

SEC source: 0001758554-22-000023 · wf-form4_165057483145795.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,305

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:43 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,328 $42.17 $224,681.76
Disclosure

SEC source: 0001758554-22-000017 · wf-form4_164884577171467.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,693

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.00 to $42.53, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:43 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 17,449 $41.54 $724,831.46
Disclosure

SEC source: 0001758554-22-000017 · wf-form4_164884577171467.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,021

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.995 to $41.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 20:43 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 16,835 $40.46 $681,144.10
Disclosure

SEC source: 0001758554-22-000017 · wf-form4_164884577171467.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,470

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 26, 2022 Filed Jun 3, 2022 20:52 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001758554-22-000045 · wf-form4_165428954424715.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-02

F1 · date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.

F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On March 26, 2022, achievement of the revenue goal for the first tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. This first tranche will be earned and exercisable only if and when the applicable $45 stock price goal achievement is certified.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:13 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000009 · wf-form4_164487679613606.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:13 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 69 $38.57 $2,661.33
Disclosure

SEC source: 0001758554-22-000009 · wf-form4_164487679613606.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,305

Read SEC document
February 10, 2022 Filed Feb 14, 2022 22:13 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000009 · wf-form4_164487679613606.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 29,000 $0.00 Strike: $17.09 $0.00
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,300 $45.50 $59,143.50
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,177

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.30 to $46.17, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,396 $44.77 $62,501.01
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,477

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.30 to $45.15, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 9,653 $43.54 $420,267.49
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,873

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.275 to $44.22, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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January 19, 2022 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 16,651 $42.85 $713,473.70
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,526

F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.275 to $43.27, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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January 19, 2022 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 29,000 $17.09 $495,610.00
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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December 29, 2021 Filed Jan 21, 2022 21:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 47,700 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000002 · wf-form4_164280082615117.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,651,229

F1 · shares: This transaction represents charitable contribution by the Reporting Person's spouse.

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November 10, 2021 Filed Nov 12, 2021 21:44 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000082 · wf-form4_163675345672124.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,773

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

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November 10, 2021 Filed Nov 12, 2021 21:44 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 69 $43.82 $3,023.58
Disclosure

SEC source: 0001758554-21-000082 · wf-form4_163675345672124.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,177

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November 10, 2021 Filed Nov 12, 2021 21:44 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000082 · wf-form4_163675345672124.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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November 03, 2021 Filed Nov 5, 2021 21:04 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 100 $43.64 $4,364.00
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,049

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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November 03, 2021 Filed Nov 5, 2021 21:04 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,030 $43.10 $130,607.54
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,149

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.63 to $43.52, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 03, 2021 Filed Nov 5, 2021 21:04 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 47,547 $41.85 $1,989,937.04
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,179

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.31 to $42.25, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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November 03, 2021 Filed Nov 5, 2021 21:04 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,814 $40.81 $155,636.75
Disclosure

SEC source: 0001758554-21-000078 · wf-form4_163614627033444.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,726

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $41.21, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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August 10, 2021 Filed Aug 12, 2021 21:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000070 · wf-form4_162880230133814.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

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August 10, 2021 Filed Aug 12, 2021 21:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 69 $38.57 $2,661.33
Disclosure

SEC source: 0001758554-21-000070 · wf-form4_162880230133814.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,540

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August 10, 2021 Filed Aug 12, 2021 21:05 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000070 · wf-form4_162880230133814.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2021 Filed May 12, 2021 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 196 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000046 · wf-form4_162085805234614.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,167

Underlying: Common Stock · 196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

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May 10, 2021 Filed May 12, 2021 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 79 $35.17 $2,778.43
Disclosure

SEC source: 0001758554-21-000046 · wf-form4_162085805234614.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,412

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May 10, 2021 Filed May 12, 2021 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 196 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000046 · wf-form4_162085805234614.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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April 27, 2021 Filed Apr 29, 2021 22:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 3,780 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000034 · wf-form4_161973426167367.xml · derivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Underlying: Common Stock · 3,780 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

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April 27, 2021 Filed Apr 29, 2021 22:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 8,390 $0.00 Strike: $42.35 $0.00
Disclosure

SEC source: 0001758554-21-000034 · wf-form4_161973426167367.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,390

Underlying: Common Stock · 8,390 shares

Expires 2026-04-27

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.

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April 21, 2021 Filed Apr 23, 2021 22:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000032 · wf-form4_161921587189717.xml · derivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option is fully vested and exercisable.

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April 21, 2021 Filed Apr 23, 2021 22:11 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 50,000 $18.59 $929,500.00
Disclosure

SEC source: 0001758554-21-000032 · wf-form4_161921587189717.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,698,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2021 Filed Apr 21, 2021 20:59 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · derivative · entry 12

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 50,000

Underlying: Common Stock · 41,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested and exercisable.

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April 20, 2021 Filed Apr 21, 2021 20:59 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 41,000 $37.82 $1,550,747.10
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,648,929

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F4 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.52 to $38.46, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.