person · Reporting owner
Liu Liang Chiu-Chu Sara
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | Director · 10% owner | October 07, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date October 07, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 337,506 |
Reported balance
After 2026-10-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506 F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan"). F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 25,332,520 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,332,520 F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,426,120 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,426,120 |
Filing footnotes · ownership attribution and instrument terms
F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").
F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2023 Filed May 12, 2023 21:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 237 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 69 | $134.28 | $9,265.32 |
DisclosureSEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,723 Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:48 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 3,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000041 · wf-form4_168366532501663.xml · derivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,380 Underlying: Common Stock · 3,380 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 05, 2023 Filed May 9, 2023 20:48 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $137.23 | $0.00 |
DisclosureSEC source: 0001758554-23-000041 · wf-form4_168366532501663.xml · derivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2033-05-05 F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2024, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · derivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 273 | $110.83 | $30,256.59 |
DisclosureSEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,595 Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 20:34 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,127 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 97 | $90.02 | $8,731.94 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 81 | $90.02 | $7,291.62 |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,979 Read SEC document |
| February 10, 2023 Filed Feb 14, 2023 21:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 68,066 | $0.00 Strike: $20.70 | $0.00 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · derivative · entry 11 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 68,066 shares Expires 2023-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 899 | $76.46 | $68,735.11 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,722,717 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F10 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $76.40 to $76.49, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 242 | $75.26 | $18,212.39 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 8 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,723,616 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F9 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $75.19 to $75.39, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,370 | $74.56 | $251,276.64 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,723,858 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F8 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $74.19 to $75.06, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,569 | $73.70 | $410,459.25 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,727,228 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F7 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $73.16 to $74.11, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 2,348 | $72.75 | $170,825.69 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 5 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,732,797 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F6 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $72.15 to $73.14, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,598 | $71.43 | $256,992.19 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,735,145 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F5 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $71.15 to $72.14, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 8,916 | $70.57 | $629,244.03 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,738,743 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F4 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $70.13 to $71.09, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 18,830 | $69.76 | $1,313,561.97 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,747,659 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. F3 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $69.13 to $70.12, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 19, 2023 Filed Jan 20, 2023 21:40 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 68,066 | $20.70 | $1,408,966.20 |
DisclosureSEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,766,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 80,150 | $0.00 Strike: $20.70 | $0.00 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · derivative · entry 18 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 68,066 Underlying: Common Stock · 80,150 shares Expires 2023-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 200 | $86.80 | $17,360.00 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 15 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,698,423 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 4,855 | $86.24 | $418,712.19 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 14 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,698,623 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F14 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $85.78 to $86.76, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 7,077 | $85.44 | $604,650.39 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 13 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,703,478 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F13 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $84.78 to $85.7753, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,518 | $83.48 | $460,665.26 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 12 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,710,555 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F12 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $83.1246 to $84.0504, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,045 | $82.28 | $250,543.82 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 11 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,716,073 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F11 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $81.90 to $82.5734, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,763 | $81.23 | $305,676.02 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 10 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,719,118 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F10 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $80.77 to $81.60, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 10,937 | $80.38 | $879,117.15 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,722,881 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F9 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $79.77 to $80.7679, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 14,605 | $79.05 | $1,154,512.11 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 8 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,733,818 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F8 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $78.67 to $79.64, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 18, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 80,150 | $20.70 | $1,659,105.00 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,748,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 83,044 | $0.00 Strike: $20.70 | $0.00 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · derivative · entry 17 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 148,216 Underlying: Common Stock · 83,044 shares Expires 2023-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 2,967 | $84.69 | $251,269.30 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,668,273 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F7 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $84.46 to $84.87, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 10,679 | $84.04 | $897,475.97 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 5 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,671,240 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F6 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $83.4532 to $84.44, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 10,825 | $82.79 | $896,173.61 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,681,919 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F5 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $82.45 to $83.4268, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 13,328 | $81.95 | $1,092,293.57 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,692,744 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F4 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $81.4405 to $82.4359, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 12,201 | $80.92 | $987,340.30 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,706,072 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. F3 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $80.4198 to $81.39, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:35 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 83,044 | $20.70 | $1,719,010.80 |
DisclosureSEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,718,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan"). F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023. Read SEC document |
| January 04, 2023 Filed Jan 6, 2023 21:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000003 · wf-form4_167304102603245.xml · derivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 600,000 Underlying: Common Stock · 200,000 shares Expires 2031-03-02 F2 · derivative.exercise_date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On January 4, 2023, achievement of the revenue goal for the third tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. On such date, the applicable $75 stock price goal achievement for the third tranche was also certified, and the 200,000 shares associated therewith were earned and became exercisable. Read SEC document |
| November 29, 2022 Filed Jan 6, 2023 21:37 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GiftCommon Stock | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000003 · wf-form4_167304102603245.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,635,229 F1 · shares: This transaction represents a charitable contribution by the Reporting Person's spouse. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 118 | $80.72 | $9,524.96 |
DisclosureSEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,863 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 98 | $80.72 | $7,910.56 |
DisclosureSEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,745 Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 02, 2022 Filed Nov 4, 2022 22:25 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 44,000 | $75.00 | $3,300,000.00 |
DisclosureSEC source: 0001758554-22-000085 · wf-form4_166760072201173.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,646 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.32, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.