TapewireFind a company

person · Reporting owner

Liu Liang Chiu-Chu Sara

Disclosed activity across 1 company

Tapewire entity
21568
SEC CIK
0001392941

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204Director · 10% ownerOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect337,506 Reported balance After 2026-10-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect25,332,520 Reported balance Holding disclosure · report date 2026-10-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,332,520

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Common StockSEC Table I · non-derivativeIndirectBy Spouse40,426,120 Reported balance Holding disclosure · report date 2026-10-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 40,426,120

Filing footnotes · ownership attribution and instrument terms

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 10, 2023 Filed May 12, 2023 21:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 237 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 10, 2023 Filed May 12, 2023 21:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 69 $134.28 $9,265.32
Disclosure

SEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,723

Read SEC document
May 10, 2023 Filed May 12, 2023 21:17 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 20:48 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 3,380 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000041 · wf-form4_168366532501663.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,380

Underlying: Common Stock · 3,380 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2024 and 1/16th of the total number of units at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
May 05, 2023 Filed May 9, 2023 20:48 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $137.23 $0.00
Disclosure

SEC source: 0001758554-23-000041 · wf-form4_168366532501663.xml · derivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2033-05-05

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 5, 2024, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 750 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · derivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 50% of the total number of units on October 25, 2022 and the remaining 50% of the total number of units on March 25, 2023. Vested units are settled in shares of SMCI common stock.

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 273 $110.83 $30,256.59
Disclosure

SEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,595

Read SEC document
March 25, 2023 Filed Mar 28, 2023 20:34 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 750 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000035 · wf-form4_168003566029592.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 236 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,127

Underlying: Common Stock · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 97 $90.02 $8,731.94
Disclosure

SEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,118

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 236 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 81 $90.02 $7,291.62
Disclosure

SEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,979

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:36 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-23-000030 · wf-form4_167641053341573.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 68,066 $0.00 Strike: $20.70 $0.00
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · derivative · entry 11

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 68,066 shares

Expires 2023-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 899 $76.46 $68,735.11
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,722,717

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F10 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $76.40 to $76.49, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 242 $75.26 $18,212.39
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,723,616

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F9 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $75.19 to $75.39, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,370 $74.56 $251,276.64
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,723,858

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F8 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $74.19 to $75.06, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,569 $73.70 $410,459.25
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,727,228

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F7 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $73.16 to $74.11, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,348 $72.75 $170,825.69
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,732,797

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F6 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $72.15 to $73.14, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,598 $71.43 $256,992.19
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,735,145

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F5 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $71.15 to $72.14, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 8,916 $70.57 $629,244.03
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,738,743

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F4 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $70.13 to $71.09, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 18,830 $69.76 $1,313,561.97
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,747,659

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

F3 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $69.13 to $70.12, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 21:40 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 68,066 $20.70 $1,408,966.20
Disclosure

SEC source: 0001758554-23-000008 · wf-form4_167425079093137.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,766,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,722,717 from 6,698,423 reported in the prior Form 4 filed by the reporting person's spouse on January 19, 2023.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,150 $0.00 Strike: $20.70 $0.00
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · derivative · entry 18

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 68,066

Underlying: Common Stock · 80,150 shares

Expires 2023-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 200 $86.80 $17,360.00
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 15

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,698,423

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 4,855 $86.24 $418,712.19
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 14

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,698,623

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F14 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $85.78 to $86.76, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 7,077 $85.44 $604,650.39
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 13

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,703,478

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F13 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $84.78 to $85.7753, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,518 $83.48 $460,665.26
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 12

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,710,555

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F12 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $83.1246 to $84.0504, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,045 $82.28 $250,543.82
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 11

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,716,073

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F11 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $81.90 to $82.5734, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 3,763 $81.23 $305,676.02
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 10

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,719,118

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F10 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $80.77 to $81.60, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 10,937 $80.38 $879,117.15
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,722,881

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F9 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $79.77 to $80.7679, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 14,605 $79.05 $1,154,512.11
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,733,818

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F8 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $78.67 to $79.64, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 80,150 $20.70 $1,659,105.00
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,748,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 83,044 $0.00 Strike: $20.70 $0.00
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · derivative · entry 17

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 148,216

Underlying: Common Stock · 83,044 shares

Expires 2023-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 2,967 $84.69 $251,269.30
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,668,273

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F7 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $84.46 to $84.87, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 10,679 $84.04 $897,475.97
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,671,240

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F6 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $83.4532 to $84.44, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 10,825 $82.79 $896,173.61
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,681,919

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F5 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $82.45 to $83.4268, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 13,328 $81.95 $1,092,293.57
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,692,744

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F4 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $81.4405 to $82.4359, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 12,201 $80.92 $987,340.30
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,706,072

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

F3 · price: The price reported here is a weighted average price. In connection with the Program, the shares reported in this Form 4 were sold in multiple transactions at prices ranging from $80.4198 to $81.39, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 23:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 83,044 $20.70 $1,719,010.80
Disclosure

SEC source: 0001758554-23-000005 · wf-form4_167417129143492.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,718,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse in November 2022 during the Company's open window period (the "Trading Plan").

F2 · kind: As of January 16, 2023, the Reporting Person's spouse held 231,260 in the money stock options that expire on January 21, 2023. Such stock options had originally been issued on January 21, 2013 at an exercise price of $20.70. Under the Trading Plan, the broker was instructed to sell just the amount of shares necessary to cover the option cost, taxes, commissions and fees of the stock options exercised under the Trading Plan (the "Program"). Following all such transactions reported in this Form 4, the amount of securities beneficially owned directly by the reporting person's spouse increased to 6,698,423 from 6,635,229 reported in the prior Form 4 filed by the reporting person's spouse on January 6, 2023.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $45.00 $0.00
Disclosure

SEC source: 0001758554-23-000003 · wf-form4_167304102603245.xml · derivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 600,000

Underlying: Common Stock · 200,000 shares

Expires 2031-03-02

F2 · derivative.exercise_date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On January 4, 2023, achievement of the revenue goal for the third tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. On such date, the applicable $75 stock price goal achievement for the third tranche was also certified, and the 200,000 shares associated therewith were earned and became exercisable.

Read SEC document
November 29, 2022 Filed Jan 6, 2023 21:37 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-23-000003 · wf-form4_167304102603245.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,635,229

F1 · shares: This transaction represents a charitable contribution by the Reporting Person's spouse.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 236 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · derivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Underlying: Common Stock · 236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 197 $0.00 $0.00
Disclosure

SEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · derivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985

Underlying: Common Stock · 197 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021, and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 118 $80.72 $9,524.96
Disclosure

SEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,863

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 236 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 98 $80.72 $7,910.56
Disclosure

SEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 197 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-22-000098 · wf-form4_166846194524787.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 22:25 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 44,000 $75.00 $3,300,000.00
Disclosure

SEC source: 0001758554-22-000085 · wf-form4_166760072201173.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.32, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.