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Nasdaq · USD

SMCI

Super Micro Computer, Inc.

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Tapewire entity
3204
SEC CIK
0001375365
Parsed reports
645

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202606
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 07, 2026 Filed Oct 9, 2026 20:44 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 100,000 $45.02 $4,502,000.00
Disclosure

SEC source: 0001392941-26-000015 · wk-form4_1791578674.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
October 07, 2026 Filed Oct 9, 2026 20:44 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 100,000 $45.02 $4,502,000.00
Disclosure

SEC source: 0001392942-26-000014 · wk-form4_1791578647.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 337,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 22:47 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 100,000 $40.00 $4,000,000.00
Disclosure

SEC source: 0001392942-26-000013 · wk-form4_1788907653.xml · nonDerivative · entry 3

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 437,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 22:46 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 100,000 $40.00 $4,000,000.00
Disclosure

SEC source: 0001392941-26-000014 · wk-form4_1788907609.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 437,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.00 to $40.01, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 22:47 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 57,435 $37.62 $2,160,704.70
Disclosure

SEC source: 0001392942-26-000013 · wk-form4_1788907653.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 537,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan").

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.125 to $38.025, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price

Read SEC document
September 03, 2026 Filed Sep 8, 2026 22:47 UTC
Liang CharlesDirector · President and CEO · 10% owner
SaleCommon Stock 42,565 $36.60 $1,557,879.00
Disclosure

SEC source: 0001392942-26-000013 · wk-form4_1788907653.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Spouse

Disclosed balance after: 594,941

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.99, inclusive. The Reporting Person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 22:46 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 57,435 $37.62 $2,160,704.70
Disclosure

SEC source: 0001392941-26-000014 · wk-form4_1788907609.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 537,506

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.125 to $38.025, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 22:46 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
SaleCommon Stock 42,565 $36.60 $1,557,879.00
Disclosure

SEC source: 0001392941-26-000014 · wk-form4_1788907609.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 594,941

F1 · kind: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.99, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 27, 2026 Filed Aug 31, 2026 22:02 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
GrantRestricted Stock Units · Derivative 24,093 $0.00 $0.00
Disclosure

SEC source: 0001777404-26-000014 · wk-form4_1788213771.xml · derivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,093

Underlying: Common Stock · 24,093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 27, 2026 Filed Aug 31, 2026 22:02 UTC
Malyala VikranthSVP, Chief Business Officer
GrantRestricted Stock Units · Derivative 8,060 $0.00 $0.00
Disclosure

SEC source: 0002135314-26-000012 · wk-form4_1788213735.xml · derivative · entry 2

Malyala Vikranth · CIK 0002135314 · SVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,060

Underlying: Common Stock · 8,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 27, 2026 Filed Aug 31, 2026 22:01 UTC
Xiao JinSr. Corporate VP, Engineering
GrantRestricted Stock Units · Derivative 2,112 $0.00 $0.00
Disclosure

SEC source: 0002104631-26-000016 · wk-form4_1788213715.xml · derivative · entry 3

Xiao Jin · CIK 0002104631 · Sr. Corporate VP, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,112

Underlying: Common Stock · 2,112 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2027. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:45 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001492126-26-000011 · wk-form4_1787172302.xml · derivative · entry 3

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:45 UTC
Cheung KennethSVP, Chief Accounting Officer
Tax withholdingCommon Stock 808 $38.28 $30,930.24
Disclosure

SEC source: 0001492126-26-000011 · wk-form4_1787172302.xml · nonDerivative · entry 2

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,772

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:45 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001492126-26-000011 · wk-form4_1787172302.xml · nonDerivative · entry 1

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:48 UTC
Xiao JinSr. Corporate VP, Engineering
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0002104631-26-000013 · wk-form4_1787172513.xml · derivative · entry 4

Xiao Jin · CIK 0002104631 · Sr. Corporate VP, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:48 UTC
Xiao JinSr. Corporate VP, Engineering
Tax withholdingCommon Stock 1,436 $38.28 $54,970.08
Disclosure

SEC source: 0002104631-26-000013 · wk-form4_1787172513.xml · nonDerivative · entry 2

Xiao Jin · CIK 0002104631 · Sr. Corporate VP, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,586

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:48 UTC
Xiao JinSr. Corporate VP, Engineering
Exercise / conversionCommon Stock 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0002104631-26-000013 · wk-form4_1787172513.xml · nonDerivative · entry 1

Xiao Jin · CIK 0002104631 · Sr. Corporate VP, Engineering

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:48 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 6,500 $0.00 $0.00
Disclosure

SEC source: 0001777404-26-000013 · wk-form4_1787172487.xml · derivative · entry 3

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:48 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Tax withholdingCommon Stock 3,308 $38.28 $126,630.24
Disclosure

SEC source: 0001777404-26-000013 · wk-form4_1787172487.xml · nonDerivative · entry 2

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,730

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:48 UTC
WEIGAND DAVID ESVP, Chief Financial Officer
Exercise / conversionCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001777404-26-000013 · wk-form4_1787172487.xml · nonDerivative · entry 1

WEIGAND DAVID E · CIK 0001777404 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:47 UTC
Thauberger MatthewChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0002148161-26-000010 · wk-form4_1787172450.xml · derivative · entry 3

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:47 UTC
Thauberger MatthewChief Revenue Officer
Tax withholdingCommon Stock 1,145 $38.28 $43,830.60
Disclosure

SEC source: 0002148161-26-000010 · wk-form4_1787172450.xml · nonDerivative · entry 2

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,487

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:47 UTC
Thauberger MatthewChief Revenue Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0002148161-26-000010 · wk-form4_1787172450.xml · nonDerivative · entry 1

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:47 UTC
Malyala VikranthSVP, Chief Business Officer
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0002135314-26-000010 · wk-form4_1787172419.xml · derivative · entry 3

Malyala Vikranth · CIK 0002135314 · SVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:47 UTC
Malyala VikranthSVP, Chief Business Officer
Tax withholdingCommon Stock 3,053 $38.28 $116,868.84
Disclosure

SEC source: 0002135314-26-000010 · wk-form4_1787172419.xml · nonDerivative · entry 2

Malyala Vikranth · CIK 0002135314 · SVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,877

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:47 UTC
Malyala VikranthSVP, Chief Business Officer
Exercise / conversionCommon Stock 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0002135314-26-000010 · wk-form4_1787172419.xml · nonDerivative · entry 1

Malyala Vikranth · CIK 0002135314 · SVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:46 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001392942-26-000012 · wk-form4_1787172385.xml · derivative · entry 5

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:46 UTC
Liang CharlesDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 1,970 $38.28 $75,411.60
Disclosure

SEC source: 0001392942-26-000012 · wk-form4_1787172385.xml · nonDerivative · entry 2

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 637,506

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 20:46 UTC
Liang CharlesDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001392942-26-000012 · wk-form4_1787172385.xml · nonDerivative · entry 1

Liang Charles · CIK 0001392942 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 639,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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August 17, 2026 Filed Aug 19, 2026 20:45 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 3,650 $0.00 $0.00
Disclosure

SEC source: 0001392941-26-000013 · wk-form4_1787172348.xml · derivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vested in two equal tranches on August 17, 2026 and February 17, 2027. Vested units were settled in shares of SMCI common stock.

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August 17, 2026 Filed Aug 19, 2026 20:45 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Tax withholdingCommon Stock 1,970 $38.28 $75,411.60
Disclosure

SEC source: 0001392941-26-000013 · wk-form4_1787172348.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 637,506

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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August 17, 2026 Filed Aug 19, 2026 20:45 UTC
Liu Liang Chiu-Chu SaraDirector · 10% owner
Exercise / conversionCommon Stock 3,650 Not disclosed Not disclosed
Disclosure

SEC source: 0001392941-26-000013 · wk-form4_1787172348.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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August 14, 2026 Filed Aug 18, 2026 20:49 UTC
TUAN SHERMANDirector
GrantStock Option (right to buy) · Derivative 10,125 $0.00 Strike: $39.84 $0.00
Disclosure

SEC source: 0001126026-26-000001 · wk-form4_1787086142.xml · derivative · entry 2

TUAN SHERMAN · CIK 0001126026 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,125

Underlying: Common Stock · 10,125 shares

Expires 2036-08-14

F1 · derivative.exercise_date: The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

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August 14, 2026 Filed Aug 18, 2026 20:47 UTC GrantRestricted Stock Units · Derivative 7,882 $0.00 $0.00
Disclosure

SEC source: 0002034568-26-000003 · wk-form4_1787086055.xml · derivative · entry 2

Mogensen Susan · CIK 0002034568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,882

Underlying: Common Stock · 7,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

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August 14, 2026 Filed Aug 18, 2026 20:46 UTC
Lin Judy L.Director
GrantRestricted Stock Units · Derivative 7,882 $0.00 $0.00
Disclosure

SEC source: 0001921058-26-000002 · wk-form4_1787086016.xml · derivative · entry 2

Lin Judy L. · CIK 0001921058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,882

Underlying: Common Stock · 7,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

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August 14, 2026 Filed Aug 18, 2026 20:49 UTC
LIU TALLY CDirector
GrantStock Option (right to buy) · Derivative 5,062 $0.00 Strike: $39.84 $0.00
Disclosure

SEC source: 0001208730-26-000004 · wk-form4_1787086170.xml · derivative · entry 3

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,062

Underlying: Common Stock · 5,062 shares

Expires 2036-08-14

F3 · derivative.exercise_date: The stock options were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of stock options will fully vest and become exercisable on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of stock options will vest and become exercisable based upon service provided from July 1, 2026 to the last day of service.

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August 14, 2026 Filed Aug 18, 2026 20:49 UTC
LIU TALLY CDirector
GrantRestricted Stock Units · Derivative 3,941 $0.00 $0.00
Disclosure

SEC source: 0001208730-26-000004 · wk-form4_1787086170.xml · derivative · entry 2

LIU TALLY C · CIK 0001208730 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,941

Underlying: Common Stock · 3,941 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

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August 14, 2026 Filed Aug 18, 2026 20:48 UTC GrantRestricted Stock Units · Derivative 7,882 $0.00 $0.00
Disclosure

SEC source: 0001201306-26-000002 · wk-form4_1787086096.xml · derivative · entry 2

BLAIR ROBERT L · CIK 0001201306 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,882

Underlying: Common Stock · 7,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

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August 14, 2026 Filed Aug 18, 2026 20:51 UTC
Thauberger MatthewChief Revenue Officer
GrantEmployee Stock Option (right to buy) · Derivative 21,938 $0.00 Strike: $39.84 $0.00
Disclosure

SEC source: 0002148161-26-000009 · wk-form4_1787086259.xml · derivative · entry 3

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,938

Underlying: Common Stock · 21,938 shares

Expires 2036-08-14

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on August 14, 2027, and 1/16th at the end of each three-month period thereafter.

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August 14, 2026 Filed Aug 18, 2026 20:51 UTC
Thauberger MatthewChief Revenue Officer
GrantRestricted Stock Units · Derivative 9,872 $0.00 $0.00
Disclosure

SEC source: 0002148161-26-000009 · wk-form4_1787086259.xml · derivative · entry 2

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,872

Underlying: Common Stock · 9,872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: . Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: . Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2027 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

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August 14, 2026 Filed Aug 18, 2026 20:46 UTC
Angel ScottDirector
GrantRestricted Stock Units · Derivative 7,882 $0.00 $0.00
Disclosure

SEC source: 0002063388-26-000004 · wk-form4_1787085971.xml · derivative · entry 2

Angel Scott · CIK 0002063388 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,882

Underlying: Common Stock · 7,882 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: The restricted stock units were granted with respect to service to be provided by the Reporting Person to SMCI in fiscal 2027. The total number of restricted stock units will fully vest on June 30, 2027; provided, however, that if the Reporting Person's service to SMCI ends before June 30, 2027, then a pro rata number of restricted stock units will vest based upon service provided from July 1, 2026, to the last day of service. Vested restricted stock units are settled in shares of SMCI common stock.

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August 10, 2026 Filed Aug 12, 2026 20:50 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,429 $0.00 $0.00
Disclosure

SEC source: 0001492126-26-000010 · wk-form4_1786567824.xml · derivative · entry 6

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,289

Underlying: Common Stock · 3,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2026 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:50 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001492126-26-000010 · wk-form4_1786567824.xml · derivative · entry 5

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2024 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

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August 10, 2026 Filed Aug 12, 2026 20:50 UTC
Cheung KennethSVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,231 $31.46 $38,727.26
Disclosure

SEC source: 0001492126-26-000010 · wk-form4_1786567824.xml · nonDerivative · entry 4

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,330

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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August 10, 2026 Filed Aug 12, 2026 20:50 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 3,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001492126-26-000010 · wk-form4_1786567824.xml · nonDerivative · entry 3

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:50 UTC
Cheung KennethSVP, Chief Accounting Officer
Tax withholdingCommon Stock 449 $31.46 $14,125.54
Disclosure

SEC source: 0001492126-26-000010 · wk-form4_1786567824.xml · nonDerivative · entry 2

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,132

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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August 10, 2026 Filed Aug 12, 2026 20:50 UTC
Cheung KennethSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001492126-26-000010 · wk-form4_1786567824.xml · nonDerivative · entry 1

Cheung Kenneth · CIK 0001492126 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 21:20 UTC
Thauberger MatthewChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 430 $0.00 $0.00
Disclosure

SEC source: 0002148161-26-000008 · wk-form4_1786569651.xml · derivative · entry 6

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock · 430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2025 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

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August 10, 2026 Filed Aug 12, 2026 21:20 UTC
Thauberger MatthewChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 740 $0.00 $0.00
Disclosure

SEC source: 0002148161-26-000008 · wk-form4_1786569651.xml · derivative · entry 5

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to SMCI the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each three-month period thereafter. Vested units are settled in shares of SMCI common stock.

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August 10, 2026 Filed Aug 12, 2026 21:20 UTC
Thauberger MatthewChief Revenue Officer
Tax withholdingCommon Stock 219 $31.46 $6,889.74
Disclosure

SEC source: 0002148161-26-000008 · wk-form4_1786569651.xml · nonDerivative · entry 4

Thauberger Matthew · CIK 0002148161 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,382

F2 · kind: Represents shares of SMCI common stock that have been withheld by SMCI to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction. Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-3(e) promulgated under the Act.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.