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Liu Liang Chiu-Chu Sara

Disclosed activity across 1 company

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21568
SEC CIK
0001392941

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Super Micro Computer, Inc.SMCI · Entity 3204Director · 10% ownerOctober 07, 2026October 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Super Micro Computer, Inc.

Report date October 07, 2026 · Filed October 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect337,506 Reported balance After 2026-10-07 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect25,332,520 Reported balance Holding disclosure · report date 2026-10-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 25,332,520

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Common StockSEC Table I · non-derivativeIndirectBy Spouse40,426,120 Reported balance Holding disclosure · report date 2026-10-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 40,426,120

Filing footnotes · ownership attribution and instrument terms

F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").

F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2021 Filed Apr 21, 2021 20:59 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 41,000 $18.59 $762,190.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,689,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:59 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 41,000 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · derivative · entry 11

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 91,000

Underlying: Common Stock · 41,000 shares

Expires 2021-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This stock option is fully vested and exercisable.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:59 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 41,000 $38.52 $1,579,143.70
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,648,929

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

F3 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.27 to $39.26, inclusive. The reporting person's spouse undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:59 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 41,000 $18.59 $762,190.00
Disclosure

SEC source: 0001758554-21-000028 · wf-form4_161903875295421.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,689,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's spouse.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:53 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 100 $40.05 $4,005.00
Disclosure

SEC source: 0001758554-21-000025 · wf-form4_161843358205648.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,295

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
April 12, 2021 Filed Apr 14, 2021 20:53 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 10,026 $40.18 $402,848.69
Disclosure

SEC source: 0001758554-21-000025 · wf-form4_161843358205648.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,395

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.52, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 21:46 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 5,774 $39.34 $227,175.14
Disclosure

SEC source: 0001758554-21-000022 · wf-form4_161800479438432.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,421

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.22 to $39.54, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 06, 2021 Filed Apr 8, 2021 21:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 7,972 $39.59 $315,645.76
Disclosure

SEC source: 0001758554-21-000019 · wf-form4_161791745421829.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,195

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.34 to $40.14, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 05, 2021 Filed Apr 7, 2021 22:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 60,126 $40.02 $2,406,452.96
Disclosure

SEC source: 0001758554-21-000016 · wf-form4_161783464380362.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,167

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.62 to $40.30, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:00 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 61,511 $39.26 $2,414,749.63
Disclosure

SEC source: 0001758554-21-000013 · wf-form4_161765635377021.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,293

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.84 to $39.58, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 787 $0.00 $0.00
Disclosure

SEC source: 0001758554-21-000006 · wf-form4_161316927217635.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Underlying: Common Stock · 787 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 324 $33.72 $10,925.28
Disclosure

SEC source: 0001758554-21-000006 · wf-form4_161316927217635.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,804

Read SEC document
February 10, 2021 Filed Feb 12, 2021 22:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 787 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-21-000006 · wf-form4_161316927217635.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,975 $31.66 $94,188.50
Disclosure

SEC source: 0001758554-21-000003 · wf-form4_160988276056641.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,648,929

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 21:44 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 28,751 $30.00 $862,530.00
Disclosure

SEC source: 0001758554-20-000123 · wf-form4_160746385375339.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,341

F2 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 27, 2020 Filed Dec 8, 2020 21:44 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000123 · wf-form4_160746385375339.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,651,904

F1 · shares: This transaction represents charitable contribution by the Reporting Person's spouse.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 21:35 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 15,215 $30.00 $456,450.00
Disclosure

SEC source: 0001758554-20-000119 · wf-form4_160634008672415.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,092

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:19 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 33,721 $30.00 $1,011,630.00
Disclosure

SEC source: 0001758554-20-000114 · wf-form4_160625277000821.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,307

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 19, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 1,284 $30.00 $38,520.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,028

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 6,798 $30.00 $203,940.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,312

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child E

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child D

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child C

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child B

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child A

Disclosed balance after: 3,327

Read SEC document
November 17, 2020 Filed Nov 20, 2020 22:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000111 · wf-form4_160591086891023.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,701,904

F1 · shares: This transaction represents gifting a total of 5,000 shares equally divided among the 5 children.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 14,231 $30.00 $426,930.00
Disclosure

SEC source: 0001758554-20-000107 · wf-form4_160573867059998.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,110

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:45 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,975 $26.40 $78,540.00
Disclosure

SEC source: 0001758554-20-000090 · wf-form4_160167150389205.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,706,904

F1 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantRestricted Stock Units · Derivative 3,150 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000085 · wf-form4_160020369771276.xml · derivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,150

Underlying: Common Stock · 3,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.

Read SEC document
August 04, 2020 Filed Sep 15, 2020 21:01 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantEmployee Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $33.36 $0.00
Disclosure

SEC source: 0001758554-20-000085 · wf-form4_160020369771276.xml · derivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2025-08-04

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,975 $28.39 $84,460.25
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,709,879

F3 · shares: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

Read SEC document
May 15, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 7

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 6,712,854

F2 · shares: This transaction represents charitable contributions by the reporting person's spouse.

Read SEC document
May 13, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 6

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By child E

Disclosed balance after: 2,327

Read SEC document
May 13, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 5

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By child D

Disclosed balance after: 2,327

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May 13, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 4

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By child C

Disclosed balance after: 2,327

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May 13, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 3

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By child B

Disclosed balance after: 2,327

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May 13, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By child A

Disclosed balance after: 2,327

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May 13, 2020 Filed Jul 2, 2020 21:21 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GiftCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000061 · wf-form4_159372486100730.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,212,854

F1 · shares: This transaction represents gifting a total of 6,250 shares equally divided among the 5 children.

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March 31, 2020 Filed Apr 2, 2020 21:31 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 2,975 $21.28 $63,308.00
Disclosure

SEC source: 0001758554-20-000042 · wf-form4_158586305920363.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,219,104

F1 · kind: Represents shares withheld to satisfy tax withholding obligations in connection with the vesting of 6,000 performance-based restricted stock units. In January 2020, the reporting person's spouse earned 120,000 performance-based restricted stock units based on achievement of applicable performance goals, 96,000 of which vested in January 2020, and the remainder of which generally vest in substantially equal installments on March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020. Such performance-based restricted stock units are settled with shares of common stock on a one-for-one basis.

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February 12, 2020 Filed Feb 14, 2020 22:22 UTC Super Micro Computer, Inc. SMCI · Entity 3204 SaleCommon Stock 100,000 $28.76 $2,875,500.00
Disclosure

SEC source: 0001758554-20-000020 · wf-form4_158171894239316.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,341

F1 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions with sale prices ranging from $28.53 to $29.155, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 10, 2020 Filed Feb 12, 2020 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 254 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000014 · wf-form4_158154352387781.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

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February 10, 2020 Filed Feb 12, 2020 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 88 $29.11 $2,561.24
Disclosure

SEC source: 0001758554-20-000014 · wf-form4_158154352387781.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,341

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February 10, 2020 Filed Feb 12, 2020 21:39 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 254 Not disclosed Not disclosed
Disclosure

SEC source: 0001758554-20-000014 · wf-form4_158154352387781.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

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January 28, 2020 Filed Jan 30, 2020 00:19 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 42,716 $28.81 $1,230,647.96
Disclosure

SEC source: 0001758554-20-000010 · wf-form4_158034357823903.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,222,079

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January 27, 2020 Filed Jan 30, 2020 00:19 UTC Super Micro Computer, Inc. SMCI · Entity 3204 GrantCommon Stock 120,000 $0.00 $0.00
Disclosure

SEC source: 0001758554-20-000010 · wf-form4_158034357823903.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 7,264,795

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January 15, 2020 Filed Jan 17, 2020 21:43 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionStock Option (right to buy) · Derivative 16,285 $0.00 Strike: $11.81 $0.00
Disclosure

SEC source: 0001758554-20-000003 · wf-form4_157929736265192.xml · derivative · entry 8

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,615

Underlying: Common Stock · 16,285 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock option was granted on January 25, 2010. It is fully vested and exercisable.

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January 15, 2020 Filed Jan 17, 2020 21:43 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 16,285 $11.81 $192,325.85
Disclosure

SEC source: 0001758554-20-000003 · wf-form4_157929736265192.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2019 Filed Nov 12, 2019 22:22 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionRestricted Stock Units · Derivative 253 $0.00 $0.00
Disclosure

SEC source: 0001758554-19-000061 · wf-form4_157359733064049.xml · derivative · entry 9

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254

Underlying: Common Stock · 253 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2017 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.

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November 10, 2019 Filed Nov 12, 2019 22:22 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Tax withholdingCommon Stock 86 $21.25 $1,827.50
Disclosure

SEC source: 0001758554-19-000061 · wf-form4_157359733064049.xml · nonDerivative · entry 2

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,890

Read SEC document
November 10, 2019 Filed Nov 12, 2019 22:22 UTC Super Micro Computer, Inc. SMCI · Entity 3204 Exercise / conversionCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001758554-19-000061 · wf-form4_157359733064049.xml · nonDerivative · entry 1

Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · Senior Vice President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.