person · Reporting owner
Liu Liang Chiu-Chu Sara
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Super Micro Computer, Inc.SMCI · Entity 3204 | Director · 10% owner | October 07, 2026 | October 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Super Micro Computer, Inc.
Report date October 07, 2026 · Filed October 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 337,506 |
Reported balance
After 2026-10-07 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-10-07 · Sale · Disposed 100,000 · Balance 337,506 F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan"). F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 25,332,520 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,332,520 F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 40,426,120 |
Reported balance
Holding disclosure · report date 2026-10-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40,426,120 |
Filing footnotes · ownership attribution and instrument terms
F1: The broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2026 during the Company's open window period (the "Trading Plan").
F2: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.00 to $45.06, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Represents 25,332,520 shares held in a brokerage account jointly owned by the Reporting Person and the Reporting Person's spouse, each of whom is a Section 16 reporting person of the Issuer. These shares are reported as directly beneficially owned by each individual in accordance with the instructions to Form 4. The shares were previously reported as indirectly beneficially owned. This change reflects a reclassification of the form of beneficial ownership for reporting purposes only and does not represent a change in the number of shares beneficially owned by either individual.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2023 Filed Nov 14, 2023 22:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000125 · wk-form4_1699999495.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,418 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 22:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000125 · wk-form4_1699999495.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 197 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 22:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 118 | $266.03 | $31,391.54 |
DisclosureSEC source: 0001758554-23-000125 · wk-form4_1699999495.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,714 Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 22:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000125 · wk-form4_1699999495.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 22:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 98 | $266.03 | $26,070.94 |
DisclosureSEC source: 0001758554-23-000125 · wk-form4_1699999495.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,596 Read SEC document |
| November 10, 2023 Filed Nov 14, 2023 22:05 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000125 · wk-form4_1699999495.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 21:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 437 | $0.00 Strike: $33.36 | $0.00 |
DisclosureSEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438 Underlying: Common Stock · 437 shares Expires 2025-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 21:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 524 | $0.00 Strike: $42.35 | $0.00 |
DisclosureSEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · derivative · entry 5 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,147 Underlying: Common Stock · 524 shares Expires 2026-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 21:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 961 | $243.62 | $234,117.38 |
DisclosureSEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,497 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.4821 to $243.9485, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 21:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 437 | $33.36 | $14,579.63 |
DisclosureSEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| October 27, 2023 Filed Oct 31, 2023 21:01 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 524 | $42.35 | $22,191.40 |
DisclosureSEC source: 0001758554-23-000115 · wk-form4_1698786059.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| September 20, 2023 Filed Sep 21, 2023 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 330 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000111 · wk-form4_1695332378.xml · derivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330 Underlying: Common Stock · 330 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 21:39 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantEmployee Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $45.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000111 · wk-form4_1695332378.xml · derivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 800,000 Underlying: Common Stock · 200,000 shares Expires 2031-03-02 F1 · derivative.exercise_date: On March 2, 2021, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 1,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On September 19, 2023, achievement of the revenue goal for the fourth tranche of 200,000 shares under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $95 stock price goal achievement for the fourth tranche had previously been certified, and, as a result, the 200,000 shares associated therewith were earned and became exercisable. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000092 · wk-form4_1692305565.xml · derivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 447 | $264.22 | $118,106.34 |
DisclosureSEC source: 0001758554-23-000092 · wk-form4_1692305565.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,497 Read SEC document |
| August 15, 2023 Filed Aug 17, 2023 20:52 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000092 · wk-form4_1692305565.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | GrantRestricted Stock Units · Derivative | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · derivative · entry 8 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. F4 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 236 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,654 Underlying: Common Stock · 236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 118 | $277.12 | $32,700.16 |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,044 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 98 | $277.12 | $27,157.76 |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,926 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 20:53 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001758554-23-000078 · wk-form4_1692046418.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 20:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 438 | $0.00 Strike: $33.36 | $0.00 |
DisclosureSEC source: 0001758554-23-000070 · wk-form4_1690835193.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 875 Underlying: Common Stock · 438 shares Expires 2025-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 20:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 525 | $0.00 Strike: $42.35 | $0.00 |
DisclosureSEC source: 0001758554-23-000070 · wk-form4_1690835193.xml · derivative · entry 5 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,671 Underlying: Common Stock · 525 shares Expires 2026-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 20:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 963 | $329.05 | $316,879.68 |
DisclosureSEC source: 0001758554-23-000070 · wk-form4_1690835193.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,827 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $329.0343 to $329.0698, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 20:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 438 | $33.36 | $14,612.99 |
DisclosureSEC source: 0001758554-23-000070 · wk-form4_1690835193.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 20:26 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 525 | $42.35 | $22,233.75 |
DisclosureSEC source: 0001758554-23-000070 · wk-form4_1690835193.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 23,000 | $0.00 Strike: $17.96 | $0.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · derivative · entry 20 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,000 shares Expires 2024-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $27.28 | $0.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · derivative · entry 19 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: This stock option is fully vested and exercisable. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,687 | $0.00 Strike: $33.36 | $0.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · derivative · entry 18 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,313 Underlying: Common Stock · 5,687 shares Expires 2025-08-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,194 | $0.00 Strike: $42.35 | $0.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · derivative · entry 17 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,196 Underlying: Common Stock · 4,194 shares Expires 2026-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,937 | $231.37 | $448,155.36 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 15 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,827 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F12 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $231.02 to $231.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,867 | $230.46 | $1,352,081.25 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 14 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,764 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F11 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $230.01 to $230.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 7,618 | $229.54 | $1,748,657.81 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 13 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,631 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F10 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $229.00 to $229.9962, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 11,035 | $228.57 | $2,522,299.74 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 12 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,249 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F9 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $228.00 to $228.99, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 5,751 | $227.63 | $1,309,080.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 11 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,284 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F8 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $227.00 to $227.9954, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 2,393 | $226.63 | $542,330.38 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 10 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,035 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F7 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $225.9748 to $226.9606, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 2,705 | $225.54 | $610,077.59 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 9 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,428 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F6 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $224.9567 to $225.90, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 3,094 | $224.46 | $694,468.72 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 8 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,133 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F5 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $223.8703 to $224.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 892 | $223.37 | $199,249.25 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,227 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F4 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $222.8467 to $223.61, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,521 | $222.04 | $337,724.67 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,119 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F3 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $221.7218 to $222.6282, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | SaleCommon Stock | 1,119 | $211.32 | $236,469.09 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 5 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,640 F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). F2 · price: The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $220.72 to $221.57, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 23,000 | $17.96 | $413,080.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 9,000 | $27.28 | $245,520.00 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 3 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 5,687 | $33.36 | $189,735.38 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 2 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:36 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionCommon Stock | 4,194 | $42.35 | $177,615.90 |
DisclosureSEC source: 0001758554-23-000054 · wk-form4_1685997343.xml · nonDerivative · entry 1 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan"). Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 237 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · derivative · entry 7 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,890 Underlying: Common Stock · 237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F3 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2022 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Exercise / conversionRestricted Stock Units · Derivative | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · derivative · entry 6 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 591 Underlying: Common Stock · 197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. F2 · derivative.expiration_date: Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock. Read SEC document |
| May 10, 2023 Filed May 12, 2023 21:17 UTC | Super Micro Computer, Inc. SMCI · Entity 3204 | Tax withholdingCommon Stock | 82 | $134.28 | $11,010.96 |
DisclosureSEC source: 0001758554-23-000049 · wf-form4_168392621101306.xml · nonDerivative · entry 4 Liu Liang Chiu-Chu Sara · CIK 0001392941 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,878 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.