Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Director | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy living trust | 1,141,832 |
Reported balance
After 2026-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-15 · Gift · Disposed 60,000 · Balance 1,141,832 F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy family trust | 60,000 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Gift · Acquired 60,000 · Balance 60,000 F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary. |
| Class A Common StockSEC Table I · non-derivative | Direct | 292,275 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 292,275 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy living trust | 437,105 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 437,105 |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2027-01-31 | Direct | 200,204 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 200,204 F3: Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan. F4: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.
F3: Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
F4: Vests in three equal annual installments commencing on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,200 | $118.40 | $142,080.00 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 184,406 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $118.00 to $118.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,962 | $117.05 | $229,652.10 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 185,606 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $116.69 to $117.66. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:19 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000095 · wf-form4_162491151704079.xml · derivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 1,954,023 Underlying: Class A Common Stock · 150,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 20:19 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000095 · wf-form4_162491151704079.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 187,568 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 9,955 | $110.64 | $1,101,421.20 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 8 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 37,568 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $110.23 to $111.17. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,631 | $109.70 | $508,020.70 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 7 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 47,523 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $109.23 to $110.22. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,014 | $108.61 | $218,740.54 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 52,154 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $108.12 to $109.00. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 900 | $106.90 | $96,210.00 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 5 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 54,168 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $106.72 to $107.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,312 | $107.63 | $786,990.56 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 55,068 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $107.29 to $108.14. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,188 | $106.76 | $1,087,670.88 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 62,380 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $106.26 to $107.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 09, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 22,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 72,568 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. F2 · ownership.direct: Due to an administrative error, 50,000 shares were reported on February 3, 2021 as directly held instead of indirectly held through a revocable living trust. Read SEC document |
| February 09, 2021 Filed Jun 22, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 22,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000091 · wf-form4_162439327458839.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,701 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 22:24 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 7,337 | $102.91 | $755,050.67 |
DisclosureSEC source: 0001445305-21-000024 · wf-form4_161247745513875.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,269 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:22 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000002 · wf-form4_161239090984442.xml · derivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 2,104,023 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:22 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 7,729 | $101.25 | $782,561.25 |
DisclosureSEC source: 0001445305-21-000002 · wf-form4_161239090984442.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,606 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:22 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 49,383 | $101.25 | $5,000,028.75 |
DisclosureSEC source: 0001445305-21-000002 · wf-form4_161239090984442.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,335 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:22 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000002 · wf-form4_161239090984442.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 21:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,997 | $89.82 | $448,830.54 |
DisclosureSEC source: 0001445305-20-000144 · wf-form4_160867207899588.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $89.71 to $90.27. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 21:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,947 | $89.24 | $976,910.28 |
DisclosureSEC source: 0001445305-20-000144 · wf-form4_160867207899588.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 4,997 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $88.71 to $89.70. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 21:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,343 | $88.29 | $383,443.47 |
DisclosureSEC source: 0001445305-20-000144 · wf-form4_160867207899588.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 15,944 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $87.71 to $88.70. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| December 21, 2020 Filed Dec 22, 2020 21:21 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,713 | $87.27 | $411,303.51 |
DisclosureSEC source: 0001445305-20-000144 · wf-form4_160867207899588.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 20,287 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $86.69 to $87.67. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 11,470 | $74.03 | $849,124.10 |
DisclosureSEC source: 0001445305-20-000134 · wf-form4_160625251091737.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 25,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $73.82 to $74.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,807 | $73.50 | $794,314.50 |
DisclosureSEC source: 0001445305-20-000134 · wf-form4_160625251091737.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 36,470 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $72.82 to $73.80. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,723 | $72.36 | $197,036.28 |
DisclosureSEC source: 0001445305-20-000134 · wf-form4_160625251091737.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 47,277 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $71.81 to $72.78. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:19 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014008-20-000005 · wf-form4_160469753175356.xml · derivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 2,154,023 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 21:19 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014008-20-000005 · wf-form4_160469753175356.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,552 | $56.12 | $199,338.24 |
DisclosureSEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.83 to $56.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 21,448 | $55.11 | $1,181,999.28 |
DisclosureSEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 3,552 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $54.82 to $55.76. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,931 | $56.98 | $622,848.38 |
DisclosureSEC source: 0001445305-20-000109 · wf-form4_160089212425195.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,952 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $56.55 to $57.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2020 Filed Sep 23, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 14,069 | $56.30 | $792,084.70 |
DisclosureSEC source: 0001445305-20-000109 · wf-form4_160089212425195.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,883 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 21, 2020 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 100,000 shares of Class A Common Stock through December 2020. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $55.55 to $56.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 01, 2020 Filed Sep 4, 2020 00:07 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 35,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000106 · wf-form4_159917801168880.xml · derivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 2,204,023 Underlying: Class A Common Stock · 35,986 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| September 01, 2020 Filed Sep 4, 2020 00:07 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 35,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000106 · wf-form4_159917801168880.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2020 Filed Oct 23, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 14,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 25,000 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. F2 · ownership.direct: Due to an administrative error, 35,986 shares were reported on September 3, 2020 as directly held instead of indirectly held through a revocable living trust. 25,000 of those shares were subsequently sold on September 21, 2020. Read SEC document |
| February 27, 2020 Filed Oct 23, 2020 20:15 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 14,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-20-000114 · wf-form4_160348410643954.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,952 F1 · kind: Represents a gift of securities by the reporting person to a revocable living trust. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:23 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 6,128 | $46.16 | $282,868.48 |
DisclosureSEC source: 0001445305-20-000020 · wf-form4_158093778089540.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,966 F3 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:23 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 52,318 | $46.16 | $2,414,998.88 |
DisclosureSEC source: 0001445305-20-000020 · wf-form4_158093778089540.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,094 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 18, 2020 Filed Jan 22, 2020 21:25 UTC | WORKIVA INC WK · Entity 589 | Tax withholdingClass A Common Stock | 1,142 | $45.15 | $51,561.30 |
DisclosureSEC source: 0001445305-20-000007 · wf-form4_157972830234554.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,776 F1 · kind: Shares delivered to the issuer for payment of withholding taxes due upon the vesting of restricted stock units previously granted. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:15 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000117 · wf-form4_156598651642095.xml · derivative · entry 4 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 2,240,009 Underlying: Class A Common Stock · 275,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 575,000 | $56.25 | $32,343,750.00 |
DisclosureSEC source: 0001445305-19-000117 · wf-form4_156598651642095.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 20:15 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 275,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-19-000117 · wf-form4_156598651642095.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 575,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,713 | $62.75 | $170,240.75 |
DisclosureSEC source: 0001445305-19-000104 · wf-form4_156564451165062.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 300,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $62.59 to $62.88. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 21:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 22,287 | $62.07 | $1,383,354.09 |
DisclosureSEC source: 0001445305-19-000104 · wf-form4_156564451165062.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 302,713 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $61.59 to $62.58. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 20:14 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 25,000 | $60.80 | $1,520,000.00 |
DisclosureSEC source: 0001445305-19-000090 · wf-form4_156296247389881.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 325,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $60.50 to $61.45. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,600 | $56.75 | $261,050.00 |
DisclosureSEC source: 0001445305-19-000071 · wf-form4_156037083967724.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 350,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $56.54 to $57.08. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 20,400 | $56.02 | $1,142,808.00 |
DisclosureSEC source: 0001445305-19-000071 · wf-form4_156037083967724.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 354,600 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $55.54 to $56.53. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,937 | $55.17 | $713,734.29 |
DisclosureSEC source: 0001445305-19-000061 · wf-form4_155786490736567.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 375,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F3 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $54.76 to $55.75. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:15 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,063 | $53.99 | $651,281.37 |
DisclosureSEC source: 0001445305-19-000061 · wf-form4_155786490736567.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 387,937 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F2 · price: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $53.75 to $54.70. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:14 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 200 | $51.99 | $10,398.00 |
DisclosureSEC source: 0001445305-19-000047 · wf-form4_155510008446091.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 400,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 20:14 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 24,800 | $51.61 | $1,279,928.00 |
DisclosureSEC source: 0001445305-19-000047 · wf-form4_155510008446091.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 400,200 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F2 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $50.955 to $51.940. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 20:16 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 18,023 | $49.79 | $897,365.17 |
DisclosureSEC source: 0001445305-19-000043 · wf-form4_155250819078622.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 425,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2018. F3 · shares: The price reported in Column 4 is a weighted-average price. The prices actually received ranges from $49.28 to $50.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.