Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WORKIVA INCWK · Entity 589 | Director | September 15, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WORKIVA INC
Report date September 15, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy living trust | 1,141,832 |
Reported balance
After 2026-09-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-15 · Gift · Disposed 60,000 · Balance 1,141,832 F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy family trust | 60,000 |
Reported balance
After 2026-09-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-15 · Gift · Acquired 60,000 · Balance 60,000 F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary. |
| Class A Common StockSEC Table I · non-derivative | Direct | 292,275 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 292,275 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy living trust | 437,105 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 437,105 |
| Employee Stock Option to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $12.40 · Expires 2027-01-31 | Direct | 200,204 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 200,204 F3: Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan. F4: Vests in three equal annual installments commencing on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
F2: On September 15, 2026, the reporting person contributed 60,000 shares of indirectly owned Class B Common Stock to an irrevocable trust for which the Reporting Person serves as an investment advisor, and of which the Reporting Person's immediate family member is beneficiary.
F3: Grant of stock option pursuant to the Workiva Inc. 2014 Equity Incentive Plan.
F4: Vests in three equal annual installments commencing on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2021 Filed Nov 16, 2021 23:06 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 466,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · derivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 710,562 Underlying: Class A Common Stock · 466,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 23:06 UTC | WORKIVA INC WK · Entity 589 | GiftClass A Common Stock | 397,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable remainder trust Disclosed balance after: 0 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 23:06 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 397,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By charitable remainder trust Disclosed balance after: 397,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 23:06 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 600,000 | $151.00 | $90,600,000.00 |
DisclosureSEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 0 Read SEC document |
| November 16, 2021 Filed Nov 16, 2021 23:06 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 466,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000172 · wf-form4_163710399579239.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 21:19 UTC Amendment | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 599,641 | $151.00 | $90,545,791.00 |
DisclosureSEC source: 0001445305-21-000178 · wf-form4a_163727036211043.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 359 F1 · shares: On November 16, 2021, the reporting person filed a Form 4 reporting, among other transactions, the sale by a revocable living trust of 600,000 shares of the issuer's Class A Common Stock. The actual number of shares sold was 599,641. This amendment is being filed to correct the reported number of shares sold. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,880 | $148.35 | $427,248.00 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 9 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 133,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F10 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.82 to $148.68. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 10,812 | $147.26 | $1,592,175.12 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 8 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 136,431 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $146.79 to $147.72. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,341 | $146.11 | $195,933.51 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 7 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 147,243 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $145.79 to $146.44. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,400 | $144.94 | $202,916.00 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 148,584 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $144.70 to $145.37. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,067 | $144.01 | $153,658.67 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 5 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 149,984 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.62 to $144.10. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,434 | $143.61 | $780,376.74 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 151,051 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.27 to $144.02. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,265 | $142.87 | $752,210.55 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 156,485 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $142.27 to $143.26. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,969 | $141.68 | $420,647.92 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 161,750 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $141.16 to $142.15. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| October 18, 2021 Filed Oct 20, 2021 20:22 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,832 | $140.48 | $538,319.36 |
DisclosureSEC source: 0001445305-21-000159 · wf-form4_163476132238148.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 164,719 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $140.05 to $141.03. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 605 | $148.76 | $89,999.80 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 10 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 168,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F11 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $148.70 to $148.91. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 15,377 | $148.14 | $2,277,948.78 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 9 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 169,156 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F10 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.70 to $148.69. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 21, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,518 | $147.16 | $223,388.88 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 8 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 184,533 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $146.68 to $147.64. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 800 | $151.14 | $120,912.00 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 7 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 186,051 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $150.88 to $151.32. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 650 | $150.27 | $97,675.50 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 186,851 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $149.86 to $150.47. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 500 | $148.07 | $74,035.00 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 5 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 187,501 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $147.84 to $148.54. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,359 | $146.45 | $491,925.55 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 188,001 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $145.95 to $146.89. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 7,168 | $145.43 | $1,042,442.24 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 191,360 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $144.98 to $145.92. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,613 | $144.55 | $377,709.15 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 198,528 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $143.98 to $144.95. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 20, 2021 Filed Sep 22, 2021 20:20 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,410 | $143.45 | $345,714.50 |
DisclosureSEC source: 0001445305-21-000152 · wf-form4_163234204448429.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 201,141 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $142.93 to $143.88. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| September 01, 2021 Filed Sep 2, 2021 20:10 UTC | WORKIVA INC WK · Entity 589 | GrantClass A Common Stock | 19,321 | $142.85 | $2,760,004.85 |
DisclosureSEC source: 0001445305-21-000138 · wf-form4_163061341338356.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,022 F1 · kind: Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan. F2 · shares: Vests as to 25% of the shares on each of the first and second anniversaries of the grant date, and 50% of the shares on the third anniversary of the grant date. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,508 | $135.41 | $339,608.28 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 7 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 203,551 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $135.22 to $135.58. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,586 | $134.86 | $483,607.96 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 206,059 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $134.22 to $135.19. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 6,939 | $133.55 | $926,703.45 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 5 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 209,645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $133.09 to $134.08. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 19, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 4,467 | $132.59 | $592,279.53 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 216,584 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $132.09 to $133.07. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,725 | $136.04 | $234,669.00 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 221,051 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $135.88 to $136.28. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 12,000 | $135.34 | $1,624,080.00 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 222,776 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F3 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $134.88 to $135.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 12:09 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,775 | $134.47 | $507,624.25 |
DisclosureSEC source: 0001445305-21-000130 · wf-form4_162946133281897.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 234,776 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F2 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $133.87 to $134.86. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:49 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 215,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000117 · wf-form4_162923336684164.xml · derivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 1,177,011 Underlying: Class A Common Stock · 215,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 20:49 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 215,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000117 · wf-form4_162923336684164.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 238,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionEmployee Stock Option to Purchase Class A Common Stock · Derivative | 44,550 | $0.00 Strike: $15.83 | $0.00 |
DisclosureSEC source: 0001445305-21-000113 · wf-form4_162871390833558.xml · derivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,650 Underlying: Class A Common Stock · 44,550 shares Expires 2024-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted pursuant to 2009 Unit Incentive Plan. F4 · derivative.exercise_date: Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | ConversionClass B Common Stock · Derivative | 561,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000113 · wf-form4_162871390833558.xml · derivative · entry 5 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 1,392,994 Underlying: Class A Common Stock · 561,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation). Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 44,550 | $127.50 | $5,680,125.00 |
DisclosureSEC source: 0001445305-21-000113 · wf-form4_162871390833558.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,701 F1 · kind: The sales reported in this Form 4 were transacted for tax planning purposes in connection with a divorce settlement agreement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | Exercise / conversionClass A Common Stock | 44,550 | $15.83 | $705,226.50 |
DisclosureSEC source: 0001445305-21-000113 · wf-form4_162871390833558.xml · nonDerivative · entry 3 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were transacted for tax planning purposes in connection with a divorce settlement agreement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 691,029 | $127.50 | $88,106,197.50 |
DisclosureSEC source: 0001445305-21-000113 · wf-form4_162871390833558.xml · nonDerivative · entry 2 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 22,568 F1 · kind: The sales reported in this Form 4 were transacted for tax planning purposes in connection with a divorce settlement agreement. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | ConversionClass A Common Stock | 561,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001445305-21-000113 · wf-form4_162871390833558.xml · nonDerivative · entry 1 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 713,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported in this Form 4 were transacted for tax planning purposes in connection with a divorce settlement agreement. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 700 | $127.26 | $89,082.00 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 12 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 152,568 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F12 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $127.20 to $127.34. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,982 | $126.35 | $755,825.70 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 11 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 153,268 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F11 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $126.02 to $126.98. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 5,034 | $125.47 | $631,615.98 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 10 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 159,250 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F10 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $125.00 to $125.97. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,380 | $124.66 | $172,030.80 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 9 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 164,284 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F9 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $123.98 to $124.96. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 2,804 | $123.05 | $345,032.20 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 8 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 165,664 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F8 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $122.54 to $123.52. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 20, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,600 | $121.89 | $195,024.00 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 7 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 168,468 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F7 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $121.54 to $122.24. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 3,907 | $121.24 | $473,684.68 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 6 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 170,068 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F6 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $121.09 to $121.44. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 8,665 | $120.65 | $1,045,432.25 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 5 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 173,975 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F5 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $120.08 to $121.05. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 20:32 UTC | WORKIVA INC WK · Entity 589 | SaleClass A Common Stock | 1,766 | $119.36 | $210,789.76 |
DisclosureSEC source: 0001445305-21-000099 · wf-form4_162689951827881.xml · nonDerivative · entry 4 VANDERPLOEG MARTIN J. · CIK 0001014008 · Director · President & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By living trust Disclosed balance after: 182,640 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2021 in accordance with Rule 10b5-1 of Securities Exchange Act of 1934, as amended. This Rule 10b5-1 plan provides for fixed sales of a total of up to 315,000 shares of Class A Common Stock through January 2022. F4 · price: The price reported in Column 4 is a weighted-average price. The price actually received ranges from $119.08 to $119.99. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.