Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 01:55 UTC |
Crolius ClaytonChief Financial Officer
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-006055 · ownership.xml · nonDerivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,719 F1 · shares: Represents the grant of restricted stock units that vest in equal monthly installments over a one-year period following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 1,719 shares of common stock and (ii) 35,000 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-18 reverse stock split effected by the Issuer on October 27, 2025, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| February 09, 2026 Filed Feb 11, 2026 01:53 UTC |
MULICA MICHAEL CDirector · Acting CEO
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-006053 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director · Acting CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,071 F1 · shares: Represents the grant of restricted stock units that vest in equal monthly installments over a one-year period following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 4,071 shares of common stock and (ii) 50,000 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-18 reverse stock split effected by the Issuer on October 27, 2025, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| June 30, 2025 Filed Jun 30, 2025 22:26 UTC |
LYTTON LAURENCE W10% owner
|
SaleCommon Stock | 400,514 | $1.39 | $556,714.46 |
DisclosureSEC source: 0000935836-25-000440 · ownership.xml · nonDerivative · entry 2 LYTTON LAURENCE W · CIK 0001105806 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.47, inclusive. Read SEC document |
| June 26, 2025 Filed Jun 30, 2025 22:26 UTC |
LYTTON LAURENCE W10% owner
|
SaleCommon Stock | 466,402 | $1.50 | $699,603.00 |
DisclosureSEC source: 0000935836-25-000440 · ownership.xml · nonDerivative · entry 1 LYTTON LAURENCE W · CIK 0001105806 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,514 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and footnote 2. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 12:35 UTC |
Becher CharlesSee Remarks
|
SaleCommon Stock | 31,326 | $1.45 | $45,422.70 |
DisclosureSEC source: 0001641172-25-006115 · ownership.xml · nonDerivative · entry 1 Becher Charles · CIK 0001775310 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,668 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 12:35 UTC |
MULICA MICHAEL CDirector
|
SaleCommon Stock | 27,818 | $1.45 | $40,336.10 |
DisclosureSEC source: 0001641172-25-006118 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,292 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.45, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 12:35 UTC |
Crolius ClaytonChief Financial Officer
|
SaleCommon Stock | 11,634 | $1.45 | $16,869.30 |
DisclosureSEC source: 0001641172-25-006117 · ownership.xml · nonDerivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,958 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.45, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 12:35 UTC |
Wang JeffreyDirector
|
SaleCommon Stock | 4,478 | $1.45 | $6,493.10 |
DisclosureSEC source: 0001641172-25-006120 · ownership.xml · nonDerivative · entry 1 Wang Jeffrey · CIK 0001935353 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,301 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.45, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 12:35 UTC |
Cassano James SDirector
|
SaleCommon Stock | 23,381 | $1.45 | $33,902.45 |
DisclosureSEC source: 0001641172-25-006116 · ownership.xml · nonDerivative · entry 1 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,126 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.45, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 12:35 UTC |
Steenstra JackDirector
|
SaleCommon Stock | 23,381 | $1.45 | $33,902.45 |
DisclosureSEC source: 0001641172-25-006119 · ownership.xml · nonDerivative · entry 1 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,139 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.42 to $1.45, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:30 UTC |
MULICA MICHAEL CDirector
|
GrantCommon Stock | 46,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-002391 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,110 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the 45th day following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 32,363 shares of common stock and (ii) 68,747 unvested restricted stock units. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:30 UTC |
Steenstra JackDirector
|
GrantCommon Stock | 46,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-002389 · ownership.xml · nonDerivative · entry 1 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,520 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the 45th day following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 14,770 shares of common stock and (ii) 57,750 unvested restricted stock units. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 20:30 UTC |
Cassano James SDirector
|
GrantCommon Stock | 46,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-002381 · ownership.xml · nonDerivative · entry 1 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,507 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the 45th day following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 14,757 shares of common stock and (ii) 57,750 unvested restricted stock units. Read SEC document |
| February 06, 2025 Filed Feb 11, 2025 02:30 UTC |
Becher CharlesSee Remarks
|
GrantCommon Stock | 70,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-005764 · ownership.xml · nonDerivative · entry 1 Becher Charles · CIK 0001775310 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,994 F1 · shares: Represents the grant of restricted stock units that vest in two equal installments on the 90th and 180th day following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 23,323 shares of common stock and (ii) 70,671 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| February 06, 2025 Filed Feb 11, 2025 02:30 UTC |
Crolius ClaytonChief Financial Officer
|
GrantCommon Stock | 33,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-005765 · ownership.xml · nonDerivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,592 F1 · shares: Represents the grant of restricted stock units that vest in two equal installments on the 90th and 180th day following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 8,670 shares of common stock and (ii) 33,922 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| February 06, 2025 Filed Feb 11, 2025 02:30 UTC |
Liu Hao PeterDirector · Chief Executive Officer
|
GrantCommon Stock | 63,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-005766 · ownership.xml · nonDerivative · entry 1 Liu Hao Peter · CIK 0001925315 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,388 F1 · shares: Represents the grant of restricted stock units that vest in two equal installments on the 90th and 180th day following the date of the grant, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 205,784 shares of common stock and (ii) 63,604 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| November 13, 2024 Filed Nov 14, 2024 21:30 UTC |
MULICA MICHAEL CDirector
|
SaleCommon Stock | 2,559 | $3.28 | $8,393.52 |
DisclosureSEC source: 0001493152-24-045937 · ownership.xml · nonDerivative · entry 2 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,382 F4 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.27 to $3.36, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F6 · balance_after: Consists of (i) 32,363 shares of common stock and (ii) 22,019 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:30 UTC |
MULICA MICHAEL CDirector
|
GrantCommon Stock | 14,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-045937 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,941 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 34,922 shares of common stock and (ii) 22,019 unvested restricted stock units. F3 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 12:05 UTC |
Steenstra JackDirector
|
SaleCommon Stock | 1,623 | $3.67 | $5,956.41 |
DisclosureSEC source: 0001493152-24-028778 · ownership.xml · nonDerivative · entry 1 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,792 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.67 to $3.72, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Consists of (i) 14,770 shares of common stock and (ii) 11,022 unvested restricted stock units. F4 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 12:05 UTC |
Cassano James SDirector
|
SaleCommon Stock | 1,623 | $3.68 | $5,972.64 |
DisclosureSEC source: 0001493152-24-028777 · ownership.xml · nonDerivative · entry 1 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,779 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.67 to $3.76, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Consists of (i) 14,757 shares of common stock and (ii) 11,022 unvested restricted stock units. F4 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| July 19, 2024 Filed Jul 23, 2024 12:05 UTC |
Wang JeffreyDirector · 10% owner
|
SaleCommon Stock | 1,623 | $3.67 | $5,956.41 |
DisclosureSEC source: 0001493152-24-028776 · ownership.xml · nonDerivative · entry 1 Wang Jeffrey · CIK 0001935353 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,779 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.67, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: Consists of (i) 14,757 shares of common stock and (ii) 11,022 unvested restricted stock units. F4 · balance_after: The number of securities reported herein reflects the effects of a 1-for-10 reverse stock split effected by the Issuer on July 17, 2024, which was exempt from reporting pursuant to Rule 16a-9. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 20:25 UTC |
MULICA MICHAEL CDirector
|
SaleCommon Stock | 36,016 | $0.69 | $24,851.04 |
DisclosureSEC source: 0001493152-24-024964 · ownership.xml · nonDerivative · entry 2 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,156 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.69 to $0.71, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Consists of (i) 282,534 shares of common stock and (ii) 145,622 unvested restricted stock units. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 20:25 UTC |
Steenstra JackDirector
|
SaleCommon Stock | 35,882 | $0.69 | $24,758.58 |
DisclosureSEC source: 0001493152-24-024962 · ownership.xml · nonDerivative · entry 2 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,145 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.69 to $0.74, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Consists of (i) 132,649 shares of common stock and (ii) 141,496 unvested restricted stock units. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 20:25 UTC |
Cassano James SDirector
|
SaleCommon Stock | 36,015 | $0.69 | $24,850.35 |
DisclosureSEC source: 0001493152-24-024963 · ownership.xml · nonDerivative · entry 2 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,012 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.69 to $0.71, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Consists of (i) 132,516 shares of common stock and (ii) 141,496 unvested restricted stock units. Read SEC document |
| June 21, 2024 Filed Jun 24, 2024 20:25 UTC |
Wang JeffreyDirector · 10% owner
|
SaleCommon Stock | 36,016 | $0.69 | $24,851.04 |
DisclosureSEC source: 0001493152-24-024961 · ownership.xml · nonDerivative · entry 2 Wang Jeffrey · CIK 0001935353 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 274,011 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plan to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.69 to $0.73, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · balance_after: Consists of (i) 132,515 shares of common stock and (ii) 141,496 unvested restricted stock units. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:25 UTC |
MULICA MICHAEL CDirector
|
GrantCommon Stock | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-024964 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,172 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 318,550 shares of common stock and (ii) 145,622 unvested restricted stock units. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:25 UTC |
Steenstra JackDirector
|
GrantCommon Stock | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-024962 · ownership.xml · nonDerivative · entry 1 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,027 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 168,531 shares of common stock and (ii) 141,496 unvested restricted stock units. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:25 UTC |
Cassano James SDirector
|
GrantCommon Stock | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-024963 · ownership.xml · nonDerivative · entry 1 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,027 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 168,531 shares of common stock and (ii) 141,496 unvested restricted stock units. Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 20:25 UTC |
Wang JeffreyDirector · 10% owner
|
GrantCommon Stock | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-024961 · ownership.xml · nonDerivative · entry 1 Wang Jeffrey · CIK 0001935353 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,027 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 168,531 shares of common stock and (ii) 141,496 unvested restricted stock units. Read SEC document |
| April 08, 2024 Filed Apr 10, 2024 00:58 UTC |
Crolius ClaytonChief Financial Officer
|
GrantEmployee Stock Option (Right-to-Buy) · Derivative | 170,000 | $0.00 Strike: $0.62 | $0.00 |
DisclosureSEC source: 0001493152-24-014120 · ownership.xml · derivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 170,000 shares Expires 2034-04-08 F1 · derivative.exercise_date: The options will vest over the next three (3) years in equal yearly installments on each anniversary of the grant date. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 23:30 UTC |
MULICA MICHAEL CDirector
|
GrantCommon Stock | 66,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-001982 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385,225 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of November 12, 2024, a change in control of the Issuer, or the Reporting Person's death or disability. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 229,025 shares of common stock and (ii) 156,200 unvested restricted stock units. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 22:30 UTC |
Becher CharlesSee Remarks
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 125,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001493152-23-046419 · ownership.xml · derivative · entry 2 Becher Charles · CIK 0001775310 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 125,000 shares Expires 2032-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options will vest in eleven (11) equal quarterly installments from February 29, 2024 to August 29, 2026. The options become exercisable upon vesting. F1 · balance_after: The options will vest in eleven (11) equal quarterly installments from February 29, 2024 to August 29, 2026. The options become exercisable upon vesting. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 22:30 UTC |
Becher CharlesSee Remarks
|
Exercise / conversionCommon Stock | 125,000 | $0.42 | $52,375.00 |
DisclosureSEC source: 0001493152-23-046419 · ownership.xml · nonDerivative · entry 1 Becher Charles · CIK 0001775310 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2023 Filed Nov 27, 2023 23:35 UTC |
Crolius ClaytonChief Financial Officer
|
GrantEmployee Stock Option (Right-to-Buy) · Derivative | 200,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001493152-23-042816 · ownership.xml · derivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2033-11-24 F1 · derivative.exercise_date: The options vest in their entirety on the first anniversary of the grant date. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 23:01 UTC |
MULICA MICHAEL CDirector
|
GrantCommon Stock | 89,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-034936 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,550 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 229,025 shares of common stock and (ii) 89,525 unvested restricted stock units. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 23:01 UTC |
Cassano James SDirector
|
GrantCommon Stock | 89,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-034934 · ownership.xml · nonDerivative · entry 1 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,080 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 79,006 shares of common stock and (ii) 152,074 unvested restricted stock units. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 23:01 UTC |
Steenstra JackDirector
|
GrantCommon Stock | 89,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-034935 · ownership.xml · nonDerivative · entry 1 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,080 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 79,006 shares of common stock and (ii) 152,074 unvested restricted stock units. Read SEC document |
| September 28, 2023 Filed Sep 29, 2023 23:01 UTC |
Wang JeffreyDirector · 10% owner
|
GrantCommon Stock | 89,525 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-034933 · ownership.xml · nonDerivative · entry 1 Wang Jeffrey · CIK 0001935353 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,080 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of the Issuer, or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. F2 · balance_after: Consists of (i) 79,006 shares of common stock and (ii) 152,074 unvested restricted stock units. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 00:45 UTC |
Crolius ClaytonChief Financial Officer
|
PurchaseCommon Stock | 86,700 | $0.68 | $59,216.10 |
DisclosureSEC source: 0001493152-23-032976 · ownership.xml · nonDerivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,700 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.635 to $0.71, inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a securityholder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:39 UTC |
Liu Hao PeterDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001493152-23-030021 · ownership.xml · derivative · entry 2 Liu Hao Peter · CIK 0001925315 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,014,419 Underlying: Common Stock · 1,000,000 shares Expires 2032-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Consists of (i) 254,505 vested stock options and (ii) 2,759,914 stock options that will vest in eleven equal quarterly installments from October 14, 2023 to April 14, 2026. The options become exercisable upon vesting. F1 · balance_after: Consists of (i) 254,505 vested stock options and (ii) 2,759,914 stock options that will vest in eleven equal quarterly installments from October 14, 2023 to April 14, 2026. The options become exercisable upon vesting. Read SEC document |
| August 23, 2023 Filed Aug 24, 2023 01:39 UTC |
Liu Hao PeterDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 1,000,000 | $0.42 | $419,000.00 |
DisclosureSEC source: 0001493152-23-030021 · ownership.xml · nonDerivative · entry 1 Liu Hao Peter · CIK 0001925315 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,057,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2023 Filed Mar 28, 2023 22:00 UTC |
Howe Alan BDirector
|
PurchaseCommon Stock | 1,818 | $0.60 | $1,090.80 |
DisclosureSEC source: 0001493152-23-009332 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,403 Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 23:00 UTC |
Crolius ClaytonChief Financial Officer
|
GrantEmployee Stock Option (Right-to-Buy) · Derivative | 100,000 | $0.00 Strike: $0.49 | $0.00 |
DisclosureSEC source: 0001493152-23-003189 · ownership.xml · derivative · entry 1 Crolius Clayton · CIK 0001937013 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2033-01-27 F1 · derivative.exercise_date: The options vest in their entirety on the first anniversary of the grant date. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:45 UTC |
Howe Alan BDirector
|
GrantCommon Stock | 47,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033220 · ownership.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,585 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:45 UTC |
Principe Jose CarlosDirector
|
GrantCommon Stock | 47,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033221 · ownership.xml · nonDerivative · entry 1 Principe Jose Carlos · CIK 0001941316 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,426 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:45 UTC |
Liu Hao PeterDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right-to-Buy) · Derivative | 4,014,419 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001493152-22-033223 · ownership.xml · derivative · entry 1 Liu Hao Peter · CIK 0001925315 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,014,419 Underlying: Common Stock · 4,014,419 shares Expires 2032-10-26 F1 · derivative.exercise_date: The options vest over a four-year period, with one quarter (1/4) of the options vesting on April 14, 2023 (the one-year anniversary of the date of the Reporting Person's appointment as CEO of Sonim Technologies, Inc.), and all remaining options vesting in equal quarterly installments in the amount of one-twelfth (1/12) of the remaining options amount thereafter. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:45 UTC |
MULICA MICHAEL CDirector
|
GrantCommon Stock | 47,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033219 · ownership.xml · nonDerivative · entry 1 MULICA MICHAEL C · CIK 0001211437 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,025 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:45 UTC |
Wang JeffreyDirector · 10% owner
|
GrantCommon Stock | 47,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033222 · ownership.xml · nonDerivative · entry 1 Wang Jeffrey · CIK 0001935353 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,555 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 02:45 UTC |
Steenstra JackDirector
|
GrantCommon Stock | 47,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033218 · ownership.xml · nonDerivative · entry 1 Steenstra Jack · CIK 0001936052 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,555 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 22:01 UTC |
Cassano James SDirector
|
GrantCommon Stock | 47,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-033376 · ownership.xml · nonDerivative · entry 1 Cassano James S · CIK 0001343514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,555 F1 · shares: Represents the grant of restricted stock units that vest in one installment on the earlier of the first anniversary of the grant date, immediately prior to the next annual meeting of stockholders, a change in control of Sonim Technologies, Inc. (the "Issuer") or the Reporting Person's death or disability, subject to the Reporting Person's continued service to the Issuer. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.