person · Reporting owner

Howe Alan B

Disclosed activity across 12 companies

Tapewire entity: 21208
SEC CIK: 0001296812

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Babcock & Wilcox Enterprises, Inc.BW · Entity 4934	Director	August 18, 2026	August 20, 2026
DETERMINE, INC.DTRM · Entity 158391	Director	November 14, 2017	November 16, 2017
DNA X, Inc.SONM · Entity 8261	Director	March 24, 2023	March 28, 2023
NEXTNAV INC.NN · Entity 2565	Director	May 21, 2026	May 26, 2026
ORION ENERGY SYSTEMS, INC.OESX · Entity 6811	Director	June 10, 2022	June 13, 2022
Scully Royalty Ltd.SRL · Entity 6840	See Remarks	March 18, 2026	July 08, 2026
Spartacus Acquisition CorpTMTS · Entity 134119	Director	October 15, 2020	October 16, 2020
WIDEPOINT CORPWYY · Entity 6739	Director	April 24, 2019	April 25, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Babcock & Wilcox Enterprises, Inc.

Report date August 18, 2026 · Filed August 20, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectAlan & Penny Howe Trust	238,600	Reported balance After 2026-08-18 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-08-18 · Gift · Acquired 165,994 · Balance 238,600 F1: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family. F2: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the report person or their family.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2026-08-18 transaction · row 2 1 source row Row 2 · 2026-08-18 · Gift · Disposed 165,994 · Balance 0 F1: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family.
Common StockSEC Table I · non-derivative	IndirectIRA	13,000	Reported balance Holding disclosure · report date 2026-08-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 13,000

Filing footnotes · ownership attribution and instrument terms

F1: Gift of BW shares held by Alan B. Howe into a trust account, the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the reporting person or their family.

F2: These securities are owned by the Alan & Penny Howe Trust (dated November 2012), of which the reporting person is a trustee, that benefits the report person or their family.

DETERMINE, INC.

Report date November 14, 2017 · Filed November 16, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	99,830	Reported balance After 2017-11-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2017-11-14 · Grant · Acquired 32,044 · Balance 99,830 F1: Consists of Restricted Stock Units (RSUs) granted pursuant to the Company's Compensation Program for Non-Employee Directors, which RSUs vest on November 14, 2018, subject to the director's continued service on the Board of Directors, with immediate full vesting in the event of a Change of Control.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of Restricted Stock Units (RSUs) granted pursuant to the Company's Compensation Program for Non-Employee Directors, which RSUs vest on November 14, 2018, subject to the director's continued service on the Board of Directors, with immediate full vesting in the event of a Change of Control.

DNA X, Inc.

Report date March 24, 2023 · Filed March 28, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	176,403	Reported balance After 2023-03-24 transaction · row 1 1 source row Row 1 · 2023-03-24 · Purchase · Acquired 1,818 · Balance 176,403

NEXTNAV INC.

Report date May 21, 2026 · Filed May 26, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	336,661	Reported balance After 2026-05-21 transaction · row 1 1 source row Row 1 · 2026-05-21 · Grant · Acquired 7,550 · Balance 336,661 F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of restricted shares (the "Restricted Shares"). Subject to the Reporting Person's continued service through the applicable vesting date, 100% of the Restricted Shares shall vest on May 1, 2027.

ORION ENERGY SYSTEMS, INC.

Report date June 10, 2022 · Filed June 13, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	51,808	Reported balance After 2022-06-10 transaction · row 1 1 source row Row 1 · 2022-06-10 · Grant · Acquired 22,935 · Balance 51,808 F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 10, 2023, 2024 and 2025, respectively.

Scully Royalty Ltd.

Report date March 18, 2026 · Filed July 08, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

This filing explicitly reported no securities owned.

Spartacus Acquisition Corp

Report date October 15, 2020 · Filed October 16, 2020

This filing explicitly reported no securities owned.

WIDEPOINT CORP

Report date April 24, 2019 · Filed April 25, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	146,145	Reported balance After 2019-04-24 transaction · row 1 1 source row Row 1 · 2019-04-24 · Grant · Acquired 39,762 · Balance 146,145 F1: Compensation for services as a director.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.45 · Expires 2024-06-23	Direct	50,000	Reported balance Holding disclosure · report date 2019-04-24 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance 50,000

Filing footnotes · ownership attribution and instrument terms

F1: Compensation for services as a director.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CAFEPRESS INC.

Report date November 08, 2018 · Filed November 09, 2018

Section 16 reporting ended · disclosed 2018-11-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

DATA I/O CORP

Report date September 30, 2020 · Filed October 02, 2020

Section 16 reporting ended · disclosed 2020-10-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
common stockSEC Table I · non-derivative	Direct	65,832	Reported balance After 2020-09-30 transaction · row 1 1 source row Row 1 · 2020-09-30 · Grant · Acquired 5,732 · Balance 65,832 F1: Director fees (earned and previously deferred for the 2nd 3rd quarter) issued in stock valued at average of High and Low on 9/30/20

Filing footnotes · ownership attribution and instrument terms

F1: Director fees (earned and previously deferred for the 2nd 3rd quarter) issued in stock valued at average of High and Low on 9/30/20

MAGICJACK VOCALTEC LTD

Report date November 14, 2018 · Filed November 16, 2018

Section 16 reporting ended · disclosed 2018-11-16. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary sharesSEC Table I · non-derivative	Direct	0	Reported balance After 2018-11-14 transaction · row 1 1 source row Row 1 · 2018-11-14 · Disposition to issuer · Disposed 8,108 · Balance 0 F1: On November 14, 2018 (the "Closing Date"), B. Riley Financial, Inc. ("B. Riley") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of November 9, 2017 (the "Merger Agreement"), by and among the Issuer, B. Riley, and B. R. Acquisition Ltd., a wholly-owned subsidiary of B. Riley ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of B. Riley. F2: At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer issued and outstanding immediately prior to the Effective Time (other than, if any, shares owned by B. Riley or Merger Sub, or by any wholly-owned subsidiary of B. Riley, Merger Sub, or the Issuer (except to the extent held for the benefit of a customer or a third party)), was automatically converted into the right to receive $8.71 per share in cash (the "Per Share Merger Consideration"), without interest and less any applicable withholding taxes required by law.

Filing footnotes · ownership attribution and instrument terms

F1: On November 14, 2018 (the "Closing Date"), B. Riley Financial, Inc. ("B. Riley") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of November 9, 2017 (the "Merger Agreement"), by and among the Issuer, B. Riley, and B. R. Acquisition Ltd., a wholly-owned subsidiary of B. Riley ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of B. Riley.

F2: At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer issued and outstanding immediately prior to the Effective Time (other than, if any, shares owned by B. Riley or Merger Sub, or by any wholly-owned subsidiary of B. Riley, Merger Sub, or the Issuer (except to the extent held for the benefit of a customer or a third party)), was automatically converted into the right to receive $8.71 per share in cash (the "Per Share Merger Consideration"), without interest and less any applicable withholding taxes required by law.

Resonant Inc

Report date March 28, 2022 · Filed March 28, 2022

Section 16 reporting ended · disclosed 2022-03-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2022-03-28 transaction · row 1 1 source row Row 1 · 2022-03-28 · Other · Disposed 69,184 · Balance 0
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-03-28 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-03-28 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-03-28 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2022-03-28 · Disposition to issuer · Disposed 12,711 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2022-03-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2022-03-28 · Disposition to issuer · Disposed 19,788 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.

F2: In connection with the Agreement and Plan of Merger, dated February 14, 2022, by and among Murata Electronics North America, Inc., PJ Cosmos Acquisition Company, Inc. and Resonant Inc. (the "Merger Agreement"), these restricted stock units, which provided for vesting of 50% of the shares on each of May 10, 2022 and May 10, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F3: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

F4: In connection with the Merger Agreement, these restricted stock units, which provided for vesting of 50% of the shares on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023, were assumed and converted in the merger into a right of the holder to receive upon settlement an amount in cash equal to the per share merger consideration of $4.50 multiplied by the number of shares of common stock subject to such restricted stock units immediately prior to the merger. Upon the resignation of the holder as a director of Resonant Inc. immediately following consummation of the merger, these assumed restricted stock units became fully vested and will be settled in cash.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 07, 2021 Filed Jun 10, 2021 00:58 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionCommon Stock	13,736	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-21-079007 · tm2119308-1_4seq1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document
June 04, 2021 Filed Jun 7, 2021 23:39 UTC	ORION ENERGY SYSTEMS, INC. OESX · Entity 6811	GrantCommon Stock	8,361	$0.00	$0.00	Disclosure SEC source: 0001567619-21-011800 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,873 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 4, 2022, 2023 and 2024, respectively. Read SEC document
June 04, 2021 Filed Jul 2, 2021 20:44 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	10,686	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-21-021293 · form4.xml · derivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,686 Underlying: Common Stock · 10,686 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BW common stock. F2 · derivative.exercise_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. F2 · derivative.expiration_date: Vests May 20, 2022 or date of next Annual Meeting, whichever is earlier. Read SEC document
May 18, 2021 Filed May 20, 2021 20:01 UTC	Resonant Inc RESN · Entity 128713	PurchaseCommon Stock	5,000	$2.87	$14,370.00	Disclosure SEC source: 0001104659-21-069864 · tm2117121-1_4seq1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,736 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.865 to $2.88. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
May 10, 2021 Filed May 13, 2021 01:12 UTC	Resonant Inc RESN · Entity 128713	GrantRestricted Stock Units · Derivative	25,000	$0.00	$0.00	Disclosure SEC source: 0001104659-21-065333 · tm2116209-1_4seq1.xml · derivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vest on May 10, 2022 and 50% of the shares shall vest on May 10, 2023. F2 · derivative.expiration_date: 50% of the shares vest on May 10, 2022 and 50% of the shares shall vest on May 10, 2023. Read SEC document
February 10, 2021 Filed Feb 11, 2021 15:54 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	2,000	$5.85	$11,700.00	Disclosure SEC source: 0001127602-21-005112 · form4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,606 Read SEC document
September 30, 2020 Filed Oct 2, 2020 17:22 UTC	DATA I/O CORP DAIO · Entity 1469	Grantcommon stock	5,732	$3.21	$18,399.72	Disclosure SEC source: 0001654954-20-010777 · section16.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,832 F1 · price: Director fees (earned and previously deferred for the 2nd 3rd quarter) issued in stock valued at average of High and Low on 9/30/20 Read SEC document
September 09, 2020 Filed Sep 9, 2020 22:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	38,306	$0.00	$0.00	Disclosure SEC source: 0000899243-20-024788 · doc4.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,306 shares Expires 2020-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All RSUs vested immediately upon grant. Read SEC document
September 09, 2020 Filed Sep 9, 2020 22:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	38,306	$0.00	$0.00	Disclosure SEC source: 0000899243-20-024788 · doc4.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,306 Underlying: Common Stock · 38,306 shares Expires 2020-09-09 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All RSUs vested immediately upon grant. Read SEC document
September 09, 2020 Filed Sep 9, 2020 22:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	38,306	$0.00	$0.00	Disclosure SEC source: 0000899243-20-024788 · doc4.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
September 09, 2020 Filed Sep 14, 2020 21:43 UTC Amendment	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	38,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-025011 · doc4a.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,000 shares Expires 2020-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F1 · shares: This amended Form 4/A is being filed to correct a mathematical error in the original Form 4 filed on September 9, 2020 regarding the total number of restricted stock units ("RSUs") granted to the Reporting Person. F3 · derivative.exercise_date: All RSUs vested immediately upon grant. Read SEC document
September 09, 2020 Filed Sep 14, 2020 21:43 UTC Amendment	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	38,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-025011 · doc4a.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2020-09-09 F2 · derivative.exercise_price: Each RSU is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F1 · shares: This amended Form 4/A is being filed to correct a mathematical error in the original Form 4 filed on September 9, 2020 regarding the total number of restricted stock units ("RSUs") granted to the Reporting Person. F3 · derivative.exercise_date: All RSUs vested immediately upon grant. F1 · balance_after: This amended Form 4/A is being filed to correct a mathematical error in the original Form 4 filed on September 9, 2020 regarding the total number of restricted stock units ("RSUs") granted to the Reporting Person. Read SEC document
September 09, 2020 Filed Sep 14, 2020 21:43 UTC Amendment	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	38,000	$0.00	$0.00	Disclosure SEC source: 0000899243-20-025011 · doc4a.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This amended Form 4/A is being filed to correct a mathematical error in the original Form 4 filed on September 9, 2020 regarding the total number of restricted stock units ("RSUs") granted to the Reporting Person. F1 · balance_after: This amended Form 4/A is being filed to correct a mathematical error in the original Form 4 filed on September 9, 2020 regarding the total number of restricted stock units ("RSUs") granted to the Reporting Person. Read SEC document
September 04, 2020 Filed Sep 9, 2020 22:40 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	PurchaseCommon Stock	5,000	$2.50	$12,500.00	Disclosure SEC source: 0000899243-20-024788 · doc4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,606 Read SEC document
June 09, 2020 Filed Jun 11, 2020 00:03 UTC	Resonant Inc RESN · Entity 128713	GrantRestricted Stock Units · Derivative	25,423	$0.00	$0.00	Disclosure SEC source: 0001104659-20-072145 · a4.xml · derivative · entry 5 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,423 Underlying: Common Stock · 25,423 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F4 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 9, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022. F4 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 9, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022. Read SEC document
June 09, 2020 Filed Jun 11, 2020 21:13 UTC	DNA X, Inc. SONM · Entity 8261	PurchaseCommon Stock	13,333	$0.75	$9,999.75	Disclosure SEC source: 0001209191-20-035999 · doc4.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,333 F2 · shares: Represents shares of Common Stock purchased directly from the underwriters in an underwritten public offering conducted by the Issuer. Read SEC document
June 09, 2020 Filed Jun 11, 2020 21:13 UTC	DNA X, Inc. SONM · Entity 8261	GrantCommon Stock	104,000	$0.00	$0.00	Disclosure SEC source: 0001209191-20-035999 · doc4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,000 F1 · shares: Represents the grant of restricted stock units that vest in four equal annual installments beginning on June 9, 2020. Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:44 UTC	ORION ENERGY SYSTEMS, INC. OESX · Entity 6811	GrantCommon Stock	11,479	$0.00	$0.00	Disclosure SEC source: 0001567619-20-011983 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,512 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of June 9, 2021, 2022 and 2023, respectively. Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:03 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionRestricted Stock Units · Derivative	13,736	$0.00	$0.00	Disclosure SEC source: 0001104659-20-072145 · a4.xml · derivative · entry 4 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,736 Underlying: Common Stock · 13,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares vested on June 8, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021 F3 · derivative.expiration_date: 50% of the shares vested on June 8, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021 Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:03 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionRestricted Stock Units · Derivative	12,000	$0.00	$0.00	Disclosure SEC source: 0001104659-20-072145 · a4.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on June 10, 2019, and 50% of the shares vested on June 8, 2020. F2 · derivative.expiration_date: 50% of the shares vested on June 10, 2019, and 50% of the shares vested on June 8, 2020. Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:03 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionCommon Stock	13,736	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-072145 · a4.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document
June 08, 2020 Filed Jun 11, 2020 00:03 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionCommon Stock	12,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-20-072145 · a4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document
May 18, 2020 Filed May 19, 2020 23:20 UTC	DATA I/O CORP DAIO · Entity 1469	Grantcommon stock	18,600	$3.01	$55,986.00	Disclosure SEC source: 0001654954-20-005799 · section16.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,100 F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting. Read SEC document
December 30, 2019 Filed Jan 2, 2020 23:05 UTC	DNA X, Inc. SONM · Entity 8261	GrantStock Option (right to buy) · Derivative	43,928	$0.00 Strike: $3.87	$0.00	Disclosure SEC source: 0001209191-20-000417 · doc4.xml · derivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,928 Underlying: Common Stock · 43,928 shares Expires 2029-12-29 F1 · derivative.exercise_date: The Options shall vest: (a) with respect to 75% of the shares at such time as the price of the Company's Common Stock equals or exceeds $5.00 per share, (b) with respect to 15% of the shares at such time as the price of the Company's Common Stock equals or exceeds $7.00 per share; and (c) with respect to 10% of the shares at such time as the price of the Company's Common Stock equals or exceeds $8.00 per share, provided that all shares shall vest in full upon consummation of a change in control transaction. Read SEC document
November 13, 2019 Filed Nov 15, 2019 23:36 UTC	DNA X, Inc. SONM · Entity 8261	GrantCommon Stock	15,000	$0.00	$0.00	Disclosure SEC source: 0001209191-19-056814 · doc4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Represents the grant of restricted stock units (the "RSU") that vest in three equal annual installments beginning on May 9, 2019, subject to continued service. The RSU is the initial equity grant to which each non-employee director is entitled for service on the Issuer's board of directors pursuant to the non-employee director compensation policy that has been approved by the compensation committee of the Issuer's board of directors. The number of shares subject to the RSU was determined by reference to the price of the Issuer's common stock in its initial public offering, or $11 per share. Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:12 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionRestricted Stock Units · Derivative	25,606	$0.00	$0.00	Disclosure SEC source: 0000899243-19-021858 · doc4.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:12 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	GrantRestricted Stock Units · Derivative	25,606	$0.00	$0.00	Disclosure SEC source: 0000899243-19-021858 · doc4.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Underlying: Common Stock · 25,606 shares Expires 2019-08-13 F1 · derivative.exercise_price: Each restricted stock unit is granted pursuant to the Babcock & Wilcox Enterprises, Inc. Amended and Restated 2015 Long-Term Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: All restricted stock units vested immediately upon grant. Read SEC document
August 13, 2019 Filed Aug 16, 2019 00:12 UTC	Babcock & Wilcox Enterprises, Inc. BW · Entity 4934	Exercise / conversionCommon Stock	25,606	$0.00	$0.00	Disclosure SEC source: 0000899243-19-021858 · doc4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
August 12, 2019 Filed Aug 12, 2019 21:28 UTC	ORION ENERGY SYSTEMS, INC. OESX · Entity 6811	GrantCommon Stock	9,033	$0.00	$0.00	Disclosure SEC source: 0001567619-19-016377 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,033 F1 · kind: Restricted stock granted to the reporting person under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan, as amended. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 12, 2020, 2021 and 2022, respectively. Read SEC document
June 11, 2019 Filed Jun 13, 2019 00:40 UTC	Resonant Inc RESN · Entity 128713	GrantRestricted Stock Units · Derivative	27,472	$0.00	$0.00	Disclosure SEC source: 0001104659-19-035150 · a4.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,472 Underlying: Common Stock · 27,472 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F3 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021. F3 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 11, 2020, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 11, 2021. Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:40 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionRestricted Stock Units · Derivative	12,000	$0.00	$0.00	Disclosure SEC source: 0001104659-19-035150 · a4.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. F2 · derivative.expiration_date: 50% of the shares vested on June 10, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. Read SEC document
June 10, 2019 Filed Jun 13, 2019 00:40 UTC	Resonant Inc RESN · Entity 128713	Exercise / conversionCommon Stock	12,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001104659-19-035150 · a4.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. Read SEC document
May 20, 2019 Filed May 21, 2019 22:52 UTC	DATA I/O CORP DAIO · Entity 1469	Grantcommon stock	8,600	$4.47	$38,399.00	Disclosure SEC source: 0001654954-19-006424 · section16.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,500 F1 · shares: Grant of RSU, Vesting earlier of 1 year or next Annual Meeting. Read SEC document
April 24, 2019 Filed Apr 25, 2019 20:48 UTC	WIDEPOINT CORP WYY · Entity 6739	GrantCommon Stock	39,762	$0.00	$0.00	Disclosure SEC source: 0001567619-19-009195 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,145 F1 · price: Compensation for services as a director. Read SEC document
November 14, 2018 Filed Nov 16, 2018 13:57 UTC	MAGICJACK VOCALTEC LTD CALL · Entity 162395	Disposition to issuerOrdinary shares	8,108	$8.71	$70,620.68	Disclosure SEC source: 0001178913-18-002971 · zk1822294.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On November 14, 2018 (the "Closing Date"), B. Riley Financial, Inc. ("B. Riley") acquired the Issuer pursuant to the Agreement and Plan of Merger, dated as of November 9, 2017 (the "Merger Agreement"), by and among the Issuer, B. Riley, and B. R. Acquisition Ltd., a wholly-owned subsidiary of B. Riley ("Merger Sub"). On the Closing Date, in accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving the merger (the "Merger") as a wholly owned subsidiary of B. Riley. F2 · shares: At the effective time of the Merger (the "Effective Time"), each ordinary share of the Issuer issued and outstanding immediately prior to the Effective Time (other than, if any, shares owned by B. Riley or Merger Sub, or by any wholly-owned subsidiary of B. Riley, Merger Sub, or the Issuer (except to the extent held for the benefit of a customer or a third party)), was automatically converted into the right to receive $8.71 per share in cash (the "Per Share Merger Consideration"), without interest and less any applicable withholding taxes required by law. Read SEC document
June 12, 2018 Filed Jun 14, 2018 20:40 UTC	Resonant Inc RESN · Entity 128713	GrantRestricted Stock Units · Derivative	24,000	$0.00	$0.00	Disclosure SEC source: 0001104659-18-040184 · a4.xml · derivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock. F2 · derivative.exercise_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 12, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. F2 · derivative.expiration_date: 50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant or (ii) June 12, 2019, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 12, 2020. Read SEC document
May 21, 2018 Filed May 22, 2018 15:41 UTC	DATA I/O CORP DAIO · Entity 1469	GrantCommon Stock	6,000	$7.10	$42,570.00	Disclosure SEC source: 0001654954-18-005736 · section16.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,900 F1 · shares: Grant of rsu, Vesting earlier of 1 year or next annual meeting. Read SEC document
May 08, 2018 Filed May 10, 2018 12:58 UTC Amendment	CAFEPRESS INC. PRSS · Entity 162508	GrantCommon Stock	0	$0.00	$0.00	Disclosure SEC source: 0001117733-18-000055 · wf-form4a_152597149510082.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Form 4 filed in error, Director has not served on the Board for atleast 6 months. Read SEC document
May 08, 2018 Filed May 10, 2018 10:21 UTC	CAFEPRESS INC. PRSS · Entity 162508	GrantCommon Stock	50,000	$1.40	$70,000.00	Disclosure SEC source: 0001117733-18-000048 · wf-form4_152596205873782.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document
March 02, 2018 Filed Mar 6, 2018 22:02 UTC	WIDEPOINT CORP WYY · Entity 6739	GrantCommon Stock	106,383	$0.00	$0.00	Disclosure SEC source: 0001140361-18-012292 · doc1.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,383 F1 · kind: Restricted stock granted as Director compensation. The restricted stock vests in full at the Company's 2018 Annual Meeting of Stockholders. Read SEC document
February 12, 2018 Filed Feb 14, 2018 20:26 UTC	CAFEPRESS INC. PRSS · Entity 162508	GrantStock Option (right to buy) · Derivative	195,280	$1.40	$273,392.00	Disclosure SEC source: 0001117733-18-000015 · wf-form4_151865794754361.xml · derivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,280 Underlying: Common Stock · 195,280 shares Expires 2028-02-12 F1 · derivative.exercise_price: This Option becomes exercisable with respect to the first 1/4th of the Shares subject to this Option after 12 months of continuous Service as a member of the Board of Directors from the Vesting Commencement Date.Thereafter, this Option becomes exercisable with respect to an additional 1/48th of the Shares subject to this Option after eachadditional month of such Service. F1 · derivative.exercise_date: This Option becomes exercisable with respect to the first 1/4th of the Shares subject to this Option after 12 months of continuous Service as a member of the Board of Directors from the Vesting Commencement Date.Thereafter, this Option becomes exercisable with respect to an additional 1/48th of the Shares subject to this Option after eachadditional month of such Service. Read SEC document
November 27, 2017 Filed Nov 27, 2017 21:11 UTC	DATA I/O CORP DAIO · Entity 1469	SaleCOMMON STOCK	15,000	$16.11	$241,681.50	Disclosure SEC source: 0001654954-17-011061 · section16.xml · nonDerivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,900 Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:11 UTC	DATA I/O CORP DAIO · Entity 1469	Exercise / conversionCOMMON STOCK · Derivative	15,000	$1.72 Strike: $1.72	$25,725.00	Disclosure SEC source: 0001654954-17-011061 · section16.xml · derivative · entry 3 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 15,000 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
November 22, 2017 Filed Nov 27, 2017 21:11 UTC	DATA I/O CORP DAIO · Entity 1469	Exercise / conversionCOMMON STOCK	15,000	$1.72	$25,725.00	Disclosure SEC source: 0001654954-17-011061 · section16.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: OPTION EXERCISE AND FOLLOW ON SALE OF COMMON STOCK SHARES Read SEC document
November 14, 2017 Filed Nov 16, 2017 17:31 UTC	DETERMINE, INC. DTRM · Entity 158391	GrantCommon Stock	32,044	$1.81	$57,999.64	Disclosure SEC source: 0001437749-17-019518 · rdgdoc.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,830 F1 · security: Consists of Restricted Stock Units (RSUs) granted pursuant to the Company's Compensation Program for Non-Employee Directors, which RSUs vest on November 14, 2018, subject to the director's continued service on the Board of Directors, with immediate full vesting in the event of a Change of Control. Read SEC document
August 17, 2017 Filed Aug 18, 2017 20:15 UTC	WIDEPOINT CORP WYY · Entity 6739	GrantStock Option (Right to Buy) · Derivative	50,000	$0.00 Strike: $0.45	$0.00	Disclosure SEC source: 0001140361-17-032701 · doc1.xml · derivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-06-23 Read SEC document
August 16, 2017 Filed Aug 18, 2017 20:10 UTC	DETERMINE, INC. DTRM · Entity 158391	PurchaseCommon Stock	3,500	$1.69	$5,926.90	Disclosure SEC source: 0001437749-17-015063 · rdgdoc.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,786 Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:41 UTC	MAGICJACK VOCALTEC LTD CALL · Entity 162395	GrantOrdinary shares	8,108	$0.00	$0.00	Disclosure SEC source: 0001178913-17-002271 · zk1720354.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,108 F1 · shares: Restricted shares granted to the Reporting Person on August 1, 2017, which vest one year from the date of the grant. Read SEC document
May 18, 2017 Filed May 19, 2017 22:58 UTC	DATA I/O CORP DAIO · Entity 1469	GrantCommon Stock	2,400	$7.27	$17,436.00	Disclosure SEC source: 0001354488-17-000539 · issuerdirect_section16.xml · nonDerivative · entry 1 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,900 F1 · shares: RSU GRANT 2400 SHARES 5-18-17 Read SEC document
February 14, 2017 Filed Feb 15, 2017 17:54 UTC	DETERMINE, INC. DTRM · Entity 158391	GrantStock Option (right to buy) · Derivative	5,000	$0.00 Strike: $2.59	$0.00	Disclosure SEC source: 0001437749-17-002600 · rdgdoc.xml · derivative · entry 2 Howe Alan B · CIK 0001296812 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,659 Underlying: Common Stock · 5,000 shares Expires 2027-02-14 F2 · derivative.exercise_date: Options vest in three equal installments on August 11, 2017, August 11, 2018 and August 11, 2019. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.