Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | Director | June 26, 2025 | June 27, 2025 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date June 26, 2025 · Filed June 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,471 |
Reported balance
After 2025-06-26 transaction · row 1
1 source rowRow 1 · 2025-06-26 · Sale · Disposed 20,000 · Balance 230,471 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
MODINE MANUFACTURING CO
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 2,064 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 812 · Balance 2,064 F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Qorvo, Inc.
Report date October 05, 2026 · Filed October 05, 2026
Section 16 reporting ended · disclosed 2026-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Disposition to issuer · Disposed 7,233 · Balance 0 F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers"). F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").
F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2019 Filed Aug 20, 2019 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,574 | $60.29 | $516,926.46 |
DisclosureSEC source: 0001209191-19-046740 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,558 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,205 | $58.26 | $128,463.30 |
DisclosureSEC source: 0001209191-19-046740 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,132 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units. Read SEC document |
| May 18, 2019 Filed May 20, 2019 23:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 919 | $45.02 | $41,373.38 |
DisclosureSEC source: 0001633978-19-000046 · edgar.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,337 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 18, 2019 Filed May 20, 2019 23:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,837 | $45.02 | $82,701.74 |
DisclosureSEC source: 0001633978-19-000046 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,256 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 17, 2019 Filed May 20, 2019 23:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 5,958 | $45.02 | $268,229.16 |
DisclosureSEC source: 0001633978-19-000046 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,093 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 16, 2019 Filed May 18, 2019 01:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,364 | $52.28 | $123,589.92 |
DisclosureSEC source: 0001633978-19-000040 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,051 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 566 | $35.29 | $19,974.14 |
DisclosureSEC source: 0001633978-19-000040 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,415 F2 · kind: Includes 566 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP) Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:15 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,844 | $46.74 | $413,368.56 |
DisclosureSEC source: 0001633978-19-000018 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,849 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| November 19, 2018 Filed Nov 20, 2018 00:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,979 | $39.16 | $351,617.64 |
DisclosureSEC source: 0001633978-18-000143 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,693 F1 · kind: Shese shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. F2 · balance_after: Includes 47 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 00:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,206 | $41.24 | $90,975.44 |
DisclosureSEC source: 0001633978-18-000143 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,625 F1 · kind: Shese shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 62,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000109 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,831 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 19,660 | $59.69 | $1,173,505.40 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,130 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 5,863 | $59.69 | $349,962.47 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,018 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 20, 2018 Filed Aug 25, 2018 00:42 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 19,660 | $59.69 | $1,173,505.40 |
DisclosureSEC source: 0001633978-18-000097 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,465 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F3 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 20, 2018 Filed Aug 25, 2018 00:42 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 5,863 | $59.69 | $349,962.47 |
DisclosureSEC source: 0001633978-18-000097 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,125 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: On 9/16/2016 4/A filed to report the grant award on (Table I) the vested shares released on 8/17/2018 were also reported on table I in error; filing to show decrease of shares that had previously been reported in Table 1. Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 01:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 11,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 01:54 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 11,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000089 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 23:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,638 | $60.13 | $278,882.94 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,209 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 16, 2018 23:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,421 | $60.13 | $386,094.73 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,615 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 9,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · derivative · entry 6 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · derivative · entry 5 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 9,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 23:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000064 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,036 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 52,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000096 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,032 F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 52,666 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 31,894 shares previously reported on August 18, 2017 as performance shares. F2 · balance_after: Includes the decrease of shares that had previously been reported in Table 1 Read SEC document |
| May 21, 2018 Filed May 21, 2018 23:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,809 | $63.63 | $369,617.38 |
DisclosureSEC source: 0001633978-18-000042 · wf-form4_152694531903171.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,253 F3 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017 F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.40 to $64.35. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2018 Filed May 21, 2018 23:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,863 | $62.42 | $365,992.50 |
DisclosureSEC source: 0001633978-18-000042 · wf-form4_152694531903171.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,062 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $61.95 to $62.85. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2018 Filed May 18, 2018 01:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,362 | $63.40 | $403,370.52 |
DisclosureSEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,925 F7 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017 F8 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.05 to $63.675. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofsharessold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 01:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,421 | $63.59 | $408,311.39 |
DisclosureSEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,287 F5 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units. F6 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale.The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares soldat each separate price. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · derivative · entry 5 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,783 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,708 F2 · kind: On May 15, 2018, the reporting person made a charitable gift of 1,000 shares. F3 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares. F4 · balance_after: Includes 382 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000040 · wf-form4_152660799932514.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 22, 2018 Filed Feb 22, 2018 21:52 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,460 | $58.69 | $379,154.20 |
DisclosureSEC source: 0001633978-18-000021 · wf-form4_151933631064348.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,543 F1 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017 F2 · price: For [6,260] shares the price is the weighted average sale price ranging from $58.05 to $59.05, [200] shares sold at 59.10 as reported on this line. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,212 | $59.09 | $307,953.63 |
DisclosureSEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,003 F6 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. F7 · price: The price is the weighted average sale price for the transactions reported on this line. The price range for the transactions reported on this line is 4912 shares at $58.50 to $58.45 and 300 shares at $59.50-$59.55 totaling 5,212 shares. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,272 | $58.66 | $485,195.81 |
DisclosureSEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,215 F4 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017 F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.35 to $59.025. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2018 Filed Feb 22, 2018 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 11,672 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · derivative · entry 6 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,032 Underlying: Common Stock · 11,672 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,511 | $58.52 | $263,966.13 |
DisclosureSEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,487 F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · derivative · entry 5 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,566 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 00:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,548 | $58.53 | $324,726.10 |
DisclosureSEC source: 0001633978-17-000151 · wf-form4_151131041446674.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,215 F2 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-17. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.25 to $58.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 00:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,125 | $57.50 | $352,187.50 |
DisclosureSEC source: 0001633978-17-000151 · wf-form4_151131041446674.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,763 F1 · shares: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. Read SEC document |
| November 17, 2017 Filed Nov 18, 2017 02:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 400 | $57.69 | $23,076.00 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,888 F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.65 to $57.80. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 78 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 17, 2017 Filed Nov 18, 2017 02:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,625 | $57.09 | $321,131.25 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,210 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $56.65 to $57.60. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,758 | $57.80 | $390,612.40 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,835 Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · derivative · entry 5 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,349 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:00 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,364 | $54.59 | $238,222.03 |
DisclosureSEC source: 0001633978-17-000103 · wf-form4_150715257808935.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,810 F1 · kind: Transaction pursuant to 10b5-1 plan dated 5/31/16 and amended 5/31/17. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.225 to $54.88. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 9,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000097 · wf-form4_150646076298076.xml · derivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Performance Stock Units have no expiration date. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,734 | $51.90 | $245,694.60 |
DisclosureSEC source: 0001633978-17-000097 · wf-form4_150646076298076.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,174 F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance stock unit award. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 9,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000097 · wf-form4_150646076298076.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F2 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,071 | $53.30 | $57,084.30 |
DisclosureSEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,810 F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.