Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | Director | June 26, 2025 | June 27, 2025 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date June 26, 2025 · Filed June 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,471 |
Reported balance
After 2025-06-26 transaction · row 1
1 source rowRow 1 · 2025-06-26 · Sale · Disposed 20,000 · Balance 230,471 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
MODINE MANUFACTURING CO
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 2,064 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 812 · Balance 2,064 F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Qorvo, Inc.
Report date October 05, 2026 · Filed October 05, 2026
Section 16 reporting ended · disclosed 2026-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Disposition to issuer · Disposed 7,233 · Balance 0 F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers"). F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").
F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,215 | $51.10 | $62,086.86 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 9 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,905 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,200 | $52.09 | $62,510.04 |
DisclosureSEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,881 F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.05 to $52.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 9,574 | $51.47 | $492,814.95 |
DisclosureSEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,081 F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $51.05 to $52.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 23:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 16,250 | $50.84 | $826,172.75 |
DisclosureSEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,655 F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.05 to $51.025. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,215 | $51.10 | $62,086.86 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 8 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,912 F3 · balance_after: On 9/16/2016 4/A filed to report the grant award on (Table I) the vested shares released on 8/17/2017 were also reported on table I in error; filing to show decrease of shares that had previously been reported in Table 1. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · derivative · entry 12 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 8 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · derivative · entry 10 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date Read SEC document |
| August 20, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 7 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 32,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 7 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,834 F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 64,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 6 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,618 F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,817 | $51.35 | $247,352.95 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 5 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,186 Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 23,384 | $52.06 | $1,217,434.18 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,771 Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:32 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 31,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000115 · wf-form4a_150819313563701.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,834 F2 · shares: This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively. F3 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:32 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 21,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000115 · wf-form4a_150819313563701.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,940 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:32 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 43,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000115 · wf-form4a_150819313563701.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,355 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 32,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 6 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,841 F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 64,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 5 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,625 F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,817 | $51.35 | $247,352.95 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,193 Read SEC document |
| August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 23,384 | $52.06 | $1,217,434.18 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,778 Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 9,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · derivative · entry 11 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,232 Underlying: Common Stock · 9,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Performance shares that vested upon achievement of established target goals. F4 · derivative.expiration_date: Performance Stock Units have no expiration date. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 45,993 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · derivative · entry 10 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,377 Underlying: Common Stock · 45,993 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 9,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 45,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 01:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,916 | $52.62 | $416,543.88 |
DisclosureSEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,162 Read SEC document |
| August 17, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 9,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · derivative · entry 9 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,232 Underlying: Common Stock · 9,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Performance shares that vested upon achievement of established target goals. F4 · derivative.expiration_date: Performance Stock Units have no expiration date. Read SEC document |
| August 17, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 9,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 17, 2017 Filed Aug 25, 2018 00:39 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,916 | $52.62 | $416,543.88 |
DisclosureSEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,162 Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,867 | $52.81 | $257,026.27 |
DisclosureSEC source: 0001633978-17-000070 · wf-form4_150301949280905.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,078 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000070 · wf-form4_150301949280905.xml · derivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,132 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000070 · wf-form4_150301949280905.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 23, 2017 22:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,085 | $58.15 | $63,092.75 |
DisclosureSEC source: 0001633978-17-000051 · wf-form4_149557950240730.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,162 F2 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,200 | $53.90 | $64,680.00 |
DisclosureSEC source: 0001633978-17-000051 · wf-form4_149557950240730.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,247 Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,285 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000051 · wf-form4_149557950240730.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,286 Underlying: Common Stock · 2,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000051 · wf-form4_149557950240730.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 17, 2017 Filed May 17, 2017 23:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,954 | $54.29 | $323,230.16 |
DisclosureSEC source: 0001633978-17-000041 · wf-form4_149506465602584.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,162 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $55.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2017 Filed May 17, 2017 23:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 6,829 | $53.31 | $364,053.99 |
DisclosureSEC source: 0001633978-17-000041 · wf-form4_149506465602584.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,116 F2 · balance_after: Includes 506 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000041 · wf-form4_149506465602584.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,915 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000041 · wf-form4_149506465602584.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 01:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,094 | $52.10 | $56,997.40 |
DisclosureSEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,656 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,286 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,571 Underlying: Common Stock · 2,286 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,192 | $51.10 | $60,911.20 |
DisclosureSEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,750 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:01 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 23:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,956 | $51.30 | $408,142.80 |
DisclosureSEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,656 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,698 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,827 | $49.45 | $238,695.15 |
DisclosureSEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,612 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:13 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 00:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 5,221 | $36.05 | $188,217.05 |
DisclosureSEC source: 0001633978-17-000002 · wf-form4_148478434043982.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,656 F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 00:17 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,093 | $40.50 | $44,266.50 |
DisclosureSEC source: 0001633978-16-000136 · wf-form4_147986024177042.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,877 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:17 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 2,285 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000136 · wf-form4_147986024177042.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,857 Underlying: Common Stock · 2,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.