Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | Director | June 26, 2025 | June 27, 2025 |
| MODINE MANUFACTURING COMOD · Entity 3547 | Director | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date June 26, 2025 · Filed June 27, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 230,471 |
Reported balance
After 2025-06-26 transaction · row 1
1 source rowRow 1 · 2025-06-26 · Sale · Disposed 20,000 · Balance 230,471 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.
MODINE MANUFACTURING CO
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 2,064 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Grant · Acquired 812 · Balance 2,064 F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This is an award of restricted stock units. Each restricted stock unit represents a right to receive one share of MOD common stock on the one year anniversary of the date of grant.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Qorvo, Inc.
Report date October 05, 2026 · Filed October 05, 2026
Section 16 reporting ended · disclosed 2026-10-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-10-05 transaction · row 1
1 source rowRow 1 · 2026-10-05 · Disposition to issuer · Disposed 7,233 · Balance 0 F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers"). F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: On October 5, 2026, Qorvo, Inc. ("Qorvo") and Skyworks Solutions, Inc. ("Skyworks") completed the transactions contemplated by the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 27, 2025, by and among Qorvo, Skyworks, Comet Acquisition Corp. ("Merger Sub I") and Comet Acquisition II, LLC ("Merger Sub II") (the "Mergers").
F2: Pursuant to the terms of the Merger Agreement, (i) each share of Qorvo common stock held by the Reporting Person that was outstanding immediately prior to the Effective Time (as defined in the Merger Agreement) was converted into the right to receive (A) 0.960 shares of Skyworks common stock (together with cash in lieu of fractional shares), without interest, and (B) $32.50 in cash, without interest (together, the "Merger Consideration") and (ii) each outstanding restricted stock unit award corresponding to shares of Qorvo common stock held by the Reporting Person was cancelled in consideration for the right to receive (x) the Merger Consideration in respect of each share of Qorvo common stock then subject thereto and (y) an amount in cash equal to all dividend equivalents accrued but unpaid with respect thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2021 Filed Aug 17, 2021 23:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 9,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000043 · wf-form4_162924281054970.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,042 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 17:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 49,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000038 · wf-form4_162879046591203.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,742 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 268 | $59.54 | $15,956.72 |
DisclosureSEC source: 0001633978-21-000015 · wf-form4_162129724462922.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,032 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:21 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 9,700 | $70.05 | $679,485.00 |
DisclosureSEC source: 0001633978-21-000015 · wf-form4_162129724462922.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,764 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 01:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,836 | $93.90 | $360,193.50 |
DisclosureSEC source: 0001209191-21-011590 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,464 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F5 · price: These sales were executed in multiple trades at prices ranging from $93.51 to $94.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 01:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 6,026 | $93.06 | $560,805.47 |
DisclosureSEC source: 0001209191-21-011590 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,300 F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: These sales were executed in multiple trades at prices ranging from $92.515 to $93.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 01:37 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 9,702 | $93.95 | $911,502.90 |
DisclosureSEC source: 0001209191-21-011590 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,326 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 00:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 9,764 | $84.84 | $828,377.76 |
DisclosureSEC source: 0001209191-20-060808 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,063 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 00:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 98 | $84.84 | $8,314.32 |
DisclosureSEC source: 0001209191-20-060808 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,827 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 01:23 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 9,702 | $83.69 | $811,960.38 |
DisclosureSEC source: 0001209191-20-058923 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,925 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Includes 15 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 22:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GiftCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057333 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,612 Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 00:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,398 | $87.08 | $121,743.57 |
DisclosureSEC source: 0001209191-20-048170 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,928 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: These sales were executed in multiple trades at prices ranging from $86.94 to $87.125. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 24, 2020 Filed Aug 25, 2020 00:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 17,199 | $86.21 | $1,482,791.15 |
DisclosureSEC source: 0001209191-20-048170 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,326 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: These sales were executed in multiple trades at prices ranging from $85.78 to $86.735. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 22, 2020 Filed Aug 25, 2020 00:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 18,290 | $85.74 | $1,568,184.60 |
DisclosureSEC source: 0001209191-20-048170 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,525 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 600 | $86.14 | $51,682.80 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 9 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,815 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F10 · price: These sales were executed in multiple trades at prices ranging from $86.06 to $86.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 20, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,119 | $85.67 | $181,530.49 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 8 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,415 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F9 · price: These sales were executed in multiple trades at prices ranging from $85.055 to $86.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 49,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 7 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,534 F8 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 42,492 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 6 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,144 F7 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,495 | $90.22 | $134,877.41 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 5 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,652 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F6 · price: These sales were executed in multiple trades at prices ranging from $90.13 to $90.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,401 | $89.03 | $124,733.83 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,147 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F5 · price: These sales were executed in multiple trades at prices ranging from $88.76 to $89.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,010 | $88.35 | $354,279.49 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,548 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F4 · price: These sales were executed in multiple trades at prices ranging from $87.76 to $88.75. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 519 | $87.33 | $45,325.31 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,558 F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F3 · price: These sales were executed in multiple trades at prices ranging from $86.75 to $87.67. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 23:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,676 | $87.19 | $233,320.44 |
DisclosureSEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,077 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| August 15, 2020 Filed Aug 17, 2020 23:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,303 | $92.99 | $679,105.97 |
DisclosureSEC source: 0001209191-20-047017 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,753 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 22:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,746 | $83.83 | $649,347.18 |
DisclosureSEC source: 0001209191-20-040641 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,056 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 22:26 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,827 | $82.82 | $648,232.14 |
DisclosureSEC source: 0001209191-20-040641 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,802 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| May 19, 2020 Filed May 19, 2020 23:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,931 | $70.79 | $349,065.49 |
DisclosureSEC source: 0001209191-20-030717 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,629 F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,676 | $71.26 | $190,691.76 |
DisclosureSEC source: 0001209191-20-030717 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,560 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:27 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,305 | $67.73 | $494,767.65 |
DisclosureSEC source: 0001209191-20-030717 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,236 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. F2 · balance_after: Includes 347 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| May 07, 2020 Filed May 8, 2020 20:45 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GiftCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027943 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,194 Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,720 | $85.57 | $232,750.40 |
DisclosureSEC source: 0001209191-20-011983 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,492 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 02:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,212 | $85.63 | $189,413.56 |
DisclosureSEC source: 0001209191-20-011342 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,212 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,676 | $84.68 | $226,603.68 |
DisclosureSEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,957 F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 18, 2020 Filed Feb 21, 2020 02:37 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,676 | $84.68 | $226,603.68 |
DisclosureSEC source: 0001209191-20-011341 · doc4a.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,424 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,306 | $87.00 | $635,622.00 |
DisclosureSEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,633 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 5,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,939 F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 9, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 4,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,795 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan"). Read SEC document |
| February 15, 2020 Filed Feb 21, 2020 02:37 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,306 | $87.00 | $635,622.00 |
DisclosureSEC source: 0001209191-20-011341 · doc4a.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,100 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 23:25 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,685 | $68.53 | $184,003.05 |
DisclosureSEC source: 0001209191-19-057859 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,406 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 19, 2019 Filed Nov 20, 2019 02:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,184 | $68.98 | $150,652.32 |
DisclosureSEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,037 Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 02:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,676 | $68.91 | $184,403.16 |
DisclosureSEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,221 F3 · balance_after: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 02:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,400 | $68.59 | $507,566.00 |
DisclosureSEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,897 F2 · balance_after: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. The total share amount reflects the further disposition of 54 goal shares. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 02:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GiftCommon Stock | 572 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,351 F1 · balance_after: Includes 30 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 23:23 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 7,400 | $68.59 | $507,566.00 |
DisclosureSEC source: 0001209191-19-057857 · doc4a.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,951 F1 · balance_after: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. Footnote (2) to the original Form 4 incorrectly reported the further disposition of 54 shares, which disposition did not occur. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 41,643 | $61.04 | $2,542,038.63 |
DisclosureSEC source: 0001209191-19-054732 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,893 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: These sales were executed in multiple trades at prices ranging from $60.92 to $61.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:40 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 22,887 | $57.14 | $1,307,763.18 |
DisclosureSEC source: 0001209191-19-054517 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,536 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 20:08 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 36,245 | $53.54 | $1,940,513.81 |
DisclosureSEC source: 0001209191-19-051618 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,423 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. F2 · price: These sales were executed in multiple trades at prices ranging from $53.12 to $53.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issue Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 20,775 | $56.74 | $1,178,773.50 |
DisclosureSEC source: 0001209191-19-047873 · doc4.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,668 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs. Read SEC document |
| August 22, 2019 Filed Aug 27, 2019 00:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 68,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047452 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,726 F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2019 Filed Aug 30, 2019 22:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 61,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047873 · doc4.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,443 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.