Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stitch Fix, Inc.SFIX · Entity 5637 | Chief Legal Officer & Secr. | September 14, 2022 | September 15, 2022 |
| Upstart Holdings, Inc.UPST · Entity 4306 | Chief Legal Officer | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stitch Fix, Inc.
Report date September 14, 2022 · Filed September 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 286,694 |
Reported balance
After 2022-09-14 transaction · row 1
1 source rowRow 1 · 2022-09-14 · Tax withholding · Disposed 23,574 · Balance 286,694 F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
Upstart Holdings, Inc.
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,306 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Sale · Disposed 7,696 · Balance 73,306 F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 46,610 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,610 F4: The shares are held by the Darling Family Trust. F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The shares are held by the Darling Family Trust.
F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2025 Filed Jul 3, 2025 18:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,000 | $13.22 Strike: $13.22 | $66,100.00 |
DisclosureSEC source: 0001647639-25-000070 · wk-form4_1751567496.xml · derivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 213,527 Underlying: Common Stock · 5,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 02, 2025 Filed Jul 3, 2025 18:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,000 | $70.04 | $350,176.00 |
DisclosureSEC source: 0001647639-25-000070 · wk-form4_1751567496.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,014 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 02, 2025 Filed Jul 3, 2025 18:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,000 | $13.22 | $66,100.00 |
DisclosureSEC source: 0001647639-25-000070 · wk-form4_1751567496.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 142,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 18:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $13.22 Strike: $13.22 | $26,440.00 |
DisclosureSEC source: 0001647639-25-000070 · wk-form4_1751567496.xml · derivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 218,527 Underlying: Common Stock · 2,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 18:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $63.56 | $127,120.00 |
DisclosureSEC source: 0001647639-25-000070 · wk-form4_1751567496.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,014 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 18:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $13.22 | $26,440.00 |
DisclosureSEC source: 0001647639-25-000070 · wk-form4_1751567496.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 139,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,000 | $13.22 Strike: $13.22 | $39,660.00 |
DisclosureSEC source: 0001647639-25-000061 · wk-form4_1749850229.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 220,527 Underlying: Common Stock · 3,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,000 | $60.00 | $180,000.00 |
DisclosureSEC source: 0001647639-25-000061 · wk-form4_1749850229.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,014 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,000 | $13.22 | $39,660.00 |
DisclosureSEC source: 0001647639-25-000061 · wk-form4_1749850229.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 140,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $13.22 Strike: $13.22 | $13,220.00 |
DisclosureSEC source: 0001647639-25-000057 · wk-form4_1749162218.xml · derivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 223,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,383 | $50.00 | $319,150.00 |
DisclosureSEC source: 0001647639-25-000057 · wk-form4_1749162218.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,014 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $50.02 | $50,015.50 |
DisclosureSEC source: 0001647639-25-000057 · wk-form4_1749162218.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 143,397 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.025. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:24 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001647639-25-000057 · wk-form4_1749162218.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,397 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2025 Filed May 22, 2025 21:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,732 | $46.98 | $316,246.47 |
DisclosureSEC source: 0001628280-25-027357 · wk-form4_1747951018.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,397 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.685 to $47.52. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 01, 2025 Filed May 2, 2025 00:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001647639-25-000030 · wk-form4_1746145999.xml · derivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| May 01, 2025 Filed May 2, 2025 00:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $50.16 | $50,157.20 |
DisclosureSEC source: 0001647639-25-000030 · wk-form4_1746145999.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,129 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.175. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 01, 2025 Filed May 2, 2025 00:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001647639-25-000030 · wk-form4_1746145999.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| April 29, 2025 Filed May 2, 2025 00:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001647639-25-000030 · wk-form4_1746145999.xml · derivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| April 29, 2025 Filed May 2, 2025 00:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $50.27 | $50,270.00 |
DisclosureSEC source: 0001647639-25-000030 · wk-form4_1746145999.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,129 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| April 29, 2025 Filed May 2, 2025 00:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001647639-25-000030 · wk-form4_1746145999.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · derivative · entry 10 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 226,527 Underlying: Common Stock · 2,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F7 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $67.89 | $135,776.20 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 7 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,129 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.24. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $13.22 | $26,440.00 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 27,864 | $0.00 Strike: $66.67 | $0.00 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · derivative · entry 9 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,864 Underlying: Common Stock · 27,864 shares Expires 2035-02-27 F8 · derivative.exercise_date: 40% of the shares subject to the option shall vest monthly in equal installments beginning on March 20, 2025, for 24 months, and the remaining 60% of the shares shall vest monthly in equal installments for 24 months thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 7,564 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · derivative · entry 8 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 228,527 Underlying: Common Stock · 7,564 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F7 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 14,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,129 F5 · shares: These shares are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 40% of the shares shall vest in equal installments beginning on May 20, 2025, and each successive three-month period for 24 months, and the remaining 60% of the shares shall vest in equal installments for each successive three-month period for 24 months thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 419 | $64.65 | $27,088.35 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,463 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,681 | $65.46 | $568,258.26 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 135,882 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.07 to $66. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,407 | $64.68 | $414,420.78 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 144,563 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.06 to $65.05. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) , (4) and (6) to this Form 4. Read SEC document |
| February 28, 2025 Filed Mar 5, 2025 00:57 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 7,564 | $13.22 | $99,996.08 |
DisclosureSEC source: 0001628280-25-010166 · wk-form4_1741136240.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 150,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 28, 2025 Filed Oct 29, 2025 00:30 UTC Amendment | Upstart Holdings, Inc. UPST · Entity 4306 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001558259-25-000010 · wk-form4a_1761697838.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,379 F1 · kind: This Form 4/A is being filed to report a gift of shares that was inadvertently omitted from a previously filed Form 4. The transaction occurred on February 28, 2025, but was not included in the original Form 4 filed on March 4, 2025. The omission was unintentional, and this amendment is being filed to correct the reporting of the total beneficial ownership accordingly. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: The number of shares beneficially owned was as of February 28, 2025. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $79.58 | $7,958.00 |
DisclosureSEC source: 0001628280-25-007428 · wk-form4_1740434619.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,406 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,694 | $79.03 | $370,976.21 |
DisclosureSEC source: 0001628280-25-007428 · wk-form4_1740434619.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,506 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.50 to $79.495. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 419 shares acquired on February 15, 2025 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $77.27 | $7,726.50 |
DisclosureSEC source: 0001628280-24-049414 · wk-form4_1732744136.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 147,781 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,769 | $76.56 | $135,433.05 |
DisclosureSEC source: 0001628280-24-049414 · wk-form4_1732744136.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 147,881 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.105 to $76.96. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 21:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,131 | $75.47 | $85,353.97 |
DisclosureSEC source: 0001628280-24-049414 · wk-form4_1732744136.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,650 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.8400. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,741 | $70.50 | $122,733.01 |
DisclosureSEC source: 0001628280-24-049039 · wk-form4_1732314596.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,781 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.09 to $70.86. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 22:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,649 | $69.60 | $323,551.80 |
DisclosureSEC source: 0001628280-24-049039 · wk-form4_1732314596.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,522 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.06 to $70.015. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4. F3 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 10,891 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · derivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 236,091 Underlying: Common Stock · 10,891 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,128 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · derivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 246,982 Underlying: Common Stock · 5,128 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,210 | $48.86 | $107,969.55 |
DisclosureSEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,171 F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.67 to $48.855. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 8,681 | $48.31 | $419,406.89 |
DisclosureSEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 159,381 F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.67 to $48.64. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 10,891 | $13.22 | $143,979.02 |
DisclosureSEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 168,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,128 | $13.22 | $67,792.16 |
DisclosureSEC source: 0001628280-24-045304 · wk-form4_1730841463.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 157,171 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 75,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · derivative · entry 7 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 252,110 Underlying: Common Stock · 75,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,000 | $50.02 | $450,209.70 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,043 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.06. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 75,000 | $50.02 | $3,751,237.50 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,043 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.07. Read SEC document |
| October 14, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 75,000 | $13.22 | $991,500.00 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 236,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 20,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · derivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 327,110 Underlying: Common Stock · 20,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 20,000 | $45.00 | $900,072.00 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,043 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.