Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stitch Fix, Inc.SFIX · Entity 5637 | Chief Legal Officer & Secr. | September 14, 2022 | September 15, 2022 |
| Upstart Holdings, Inc.UPST · Entity 4306 | Chief Legal Officer | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stitch Fix, Inc.
Report date September 14, 2022 · Filed September 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 286,694 |
Reported balance
After 2022-09-14 transaction · row 1
1 source rowRow 1 · 2022-09-14 · Tax withholding · Disposed 23,574 · Balance 286,694 F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
Upstart Holdings, Inc.
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,306 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Sale · Disposed 7,696 · Balance 73,306 F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 46,610 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,610 F4: The shares are held by the Darling Family Trust. F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The shares are held by the Darling Family Trust.
F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 11, 2024 Filed Oct 15, 2024 21:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 20,000 | $13.22 | $264,400.00 |
DisclosureSEC source: 0001628280-24-042869 · wk-form4_1729027276.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 181,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,300 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-042527 · wk-form4_1728419176.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 347,110 Underlying: Common Stock · 1,300 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,300 | $40.01 | $52,012.35 |
DisclosureSEC source: 0001628280-24-042527 · wk-form4_1728419176.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,043 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,300 | $13.22 | $17,186.00 |
DisclosureSEC source: 0001628280-24-042527 · wk-form4_1728419176.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 162,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 6,200 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · derivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 348,410 Underlying: Common Stock · 6,200 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,900 | $40.06 | $156,225.81 |
DisclosureSEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,043 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.93 to $40.30. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,300 | $39.01 | $89,725.53 |
DisclosureSEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 164,943 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.85 to $39.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 20:28 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 6,200 | $13.22 | $81,964.00 |
DisclosureSEC source: 0001628280-24-042159 · wk-form4_1727987331.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 167,243 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 7,500 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · derivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 354,610 Underlying: Common Stock · 7,500 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 100 | $41.58 | $4,158.00 |
DisclosureSEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,043 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,727 | $41.02 | $152,867.38 |
DisclosureSEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,143 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.545 to $41.515. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 500 | $41.54 | $20,770.50 |
DisclosureSEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 164,870 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.5150 to $41.58. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,000 | $40.99 | $286,918.10 |
DisclosureSEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 165,370 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.48 to $41.445. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 7,500 | $13.22 | $99,150.00 |
DisclosureSEC source: 0001628280-24-039588 · wk-form4_1725581101.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 172,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 30,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · derivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 362,110 Underlying: Common Stock · 30,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,000 | $45.00 | $405,000.00 |
DisclosureSEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 164,870 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 30,000 | $45.00 | $1,350,000.00 |
DisclosureSEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,870 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $$ 45.0050. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 30,000 | $13.22 | $396,600.00 |
DisclosureSEC source: 0001628280-24-039125 · wk-form4_1725394466.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 203,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 22:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,000 | $40.00 | $120,005.70 |
DisclosureSEC source: 0001628280-24-038572 · wk-form4_1724799475.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,870 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.93 to $40.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 120 | $38.94 | $4,673.10 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,870 F6 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.93 to $38.955. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,503 | $38.34 | $249,310.06 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 176,990 F6 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.92 to $38.91. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 567 | $40.16 | $22,770.72 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 183,493 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.15 to $40.17. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · derivative · entry 7 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 392,110 Underlying: Common Stock · 15,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F9 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 9,000 | $40.00 | $360,000.00 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,060 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 15,000 | $40.00 | $600,036.00 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 193,060 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.0125. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) through (7) to this Form 4. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 15,000 | $13.22 | $198,300.00 |
DisclosureSEC source: 0001628280-24-038064 · wk-form4_1724277788.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: Includes 567 shares acquired on August 15, 2024 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:22 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 7,500 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · derivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 407,110 Underlying: Common Stock · 7,500 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:22 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,500 | $35.01 | $157,556.70 |
DisclosureSEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 192,493 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.04. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:22 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,500 | $35.00 | $262,523.25 |
DisclosureSEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 196,993 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:22 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 7,500 | $13.22 | $99,150.00 |
DisclosureSEC source: 0001628280-24-036487 · wk-form4_1723234920.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 23:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,000 | $25.44 | $76,334.40 |
DisclosureSEC source: 0001628280-24-026945 · wk-form4_1717631779.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 196,993 F1 · kind: The sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.415 to $25.57. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:40 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,383 | $25.62 | $112,279.31 |
DisclosureSEC source: 0001628280-24-024749 · wk-form4_1716410408.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,993 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.28 to $26.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Certain of these securities RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:08 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 58,141 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0001628280-24-008641 · wk-form4_1709593685.xml · derivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,141 Underlying: Common Stock · 58,141 shares Expires 2034-02-28 F3 · derivative.exercise_date: 0.83% of the shares subject to the option shall vest on March 20, 2026 and each successive one-month period for 12 months; 4.58% of the shares subject to the option shall vest on March 20, 2027 and each successive one-month period for 12 months, and 2.92% of the shares subject to the option shall vest on March 20, 2028 and each successive one-month period for 12 months, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:08 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 30,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008641 · wk-form4_1709593685.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,376 F1 · shares: These shares are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 2.5% of the RSUs shall vest on May 20, 2026 and each successive three-month period thereafter for 12 months, 13.75% of the RSUs shall vest on May 20, 2027 and each successive three-month period thereafter for 12 months, and 8.75% of the RSUs shall vest on May 20, 2028 and each successive three-month period thereafter for 12 months, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $25.42 | $25,422.90 |
DisclosureSEC source: 0001628280-24-007596 · wk-form4_1709154898.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 173,775 F1 · kind: The sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.725. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 536 | $24.52 | $13,142.29 |
DisclosureSEC source: 0001628280-24-006342 · wk-form4_1708636282.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 174,775 F4 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.275 to $24.89. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,752 | $25.29 | $120,154.80 |
DisclosureSEC source: 0001628280-24-006342 · wk-form4_1708636282.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 175,311 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5) to this Form 4. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 10,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-005576 · wk-form4_1708463378.xml · derivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,610 Underlying: Common Stock · 10,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 10,000 | $13.22 | $132,200.00 |
DisclosureSEC source: 0001628280-24-005576 · wk-form4_1708463378.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F2 · balance_after: Includes 536 shares acquired on February 15, 2024 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 388 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-002746 · wk-form4_1706736709.xml · derivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 424,610 Underlying: Common Stock · 388 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F5 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 910 | $35.38 | $32,193.80 |
DisclosureSEC source: 0001628280-24-002746 · wk-form4_1706736709.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 169,527 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.66. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 388 | $35.38 | $13,728.18 |
DisclosureSEC source: 0001628280-24-002746 · wk-form4_1706736709.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,437 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.05 to $35.67. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 388 | $13.22 | $5,129.36 |
DisclosureSEC source: 0001628280-24-002746 · wk-form4_1706736709.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 20 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · derivative · entry 12 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 424,998 Underlying: Common Stock · 20 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F11 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 40 | $35.05 | $1,401.80 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · nonDerivative · entry 10 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,437 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.09. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 20 | $35.08 | $701.58 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · nonDerivative · entry 9 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,477 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.075 to $35.0825. Read SEC document |
| January 25, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 20 | $13.22 | $264.40 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · nonDerivative · entry 8 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 842 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · derivative · entry 11 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 425,018 Underlying: Common Stock · 842 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F11 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 200 | $37.47 | $7,493.00 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · nonDerivative · entry 7 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,477 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.10 to $37.78. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 21:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 650 | $36.48 | $23,714.73 |
DisclosureSEC source: 0001628280-24-002355 · wk-form4_1706303825.xml · nonDerivative · entry 6 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 170,677 F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.05 to $36.885. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.