Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stitch Fix, Inc.SFIX · Entity 5637 | Chief Legal Officer & Secr. | September 14, 2022 | September 15, 2022 |
| Upstart Holdings, Inc.UPST · Entity 4306 | Chief Legal Officer | August 20, 2026 | August 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stitch Fix, Inc.
Report date September 14, 2022 · Filed September 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 286,694 |
Reported balance
After 2022-09-14 transaction · row 1
1 source rowRow 1 · 2022-09-14 · Tax withholding · Disposed 23,574 · Balance 286,694 F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares that have been withheld by the Company to satisfy tax withholding obligation in connection with the vesting of restricted stock units.
Upstart Holdings, Inc.
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,306 |
Reported balance
After 2026-08-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-20 · Sale · Disposed 7,696 · Balance 73,306 F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 46,610 |
Reported balance
Holding disclosure · report date 2026-08-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,610 F4: The shares are held by the Darling Family Trust. F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F4: The shares are held by the Darling Family Trust.
F5: The number of shares held reflects the deposit of 6,184 shares of Common Stock from the Reporting Person to the Darling Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 21, 2026 22:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,696 | $28.09 | $216,216.04 |
DisclosureSEC source: 0001558259-26-000020 · wk-form4_1787351013.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,306 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.975 to $28.56. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 22:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 814 | $29.36 | $23,898.06 |
DisclosureSEC source: 0001558259-26-000017 · wk-form4_1787177685.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,186 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.19 to $29.53. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,634 | $28.78 | $190,911.93 |
DisclosureSEC source: 0001558259-26-000014 · wk-form4_1779482026.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,728 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.24 to $29.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 441 | $29.99 | $13,227.75 |
DisclosureSEC source: 0001558259-26-000012 · wk-form4_1779138462.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,609 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.58 to $30.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 15, 2026 Filed May 18, 2026 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 286 | $28.84 | $8,248.13 |
DisclosureSEC source: 0001558259-26-000012 · wk-form4_1779138462.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,864 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.44 to $29.27. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantPerformance-based Restricted Stock Unit · Derivative | 74,003 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001558259-26-000008 · wk-form4_1772573841.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,003 Underlying: Common Stock · 74,003 shares Expires not disclosed F4 · derivative.exercise_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date. F4 · derivative.expiration_date: These securities are performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive one share of Common Stock in an amount from 0% to 300% of the target number of PRSUs granted. The actual number of PRSUs earned will be based, in part, upon achievement of certain TSR CAGR targets as of February 15, 2030 and subject to vesting on February 20, 2030, subject to the Reporting Person continuing as a service provider through such date. Read SEC document |
| February 28, 2026 Filed Mar 3, 2026 21:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 24,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001558259-26-000008 · wk-form4_1772573841.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,150 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 15, 2026 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 390 | $30.25 | $11,797.50 |
DisclosureSEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 31,637 F7 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F6 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 6,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 32,027 F4 · price: No consideration; change in form of ownership only. F5 · balance_after: Includes 390 shares acquired on February 13, 2026 under the Issuer's 2020 Employee Stock Purchase Plan. F6 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 6,638 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,482 F4 · price: No consideration; change in form of ownership only. F3 · ownership.direct: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2026 Filed Feb 24, 2026 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,478 | $29.85 | $193,394.21 |
DisclosureSEC source: 0001558259-26-000006 · wk-form4_1771969578.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 86,120 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $30.255. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 22:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 7,564 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001558259-26-000004 · wk-form4_1769208293.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,963 Underlying: Common Stock · 7,564 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 22, 2026 Filed Jan 23, 2026 22:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 7,564 | $13.22 | $99,996.08 |
DisclosureSEC source: 0001558259-26-000004 · wk-form4_1769208293.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by trust Disclosed balance after: 24,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 22:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · derivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 194,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 22:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 17,435 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F4 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 22:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 18,435 F3 · price: No consideration; change in form of ownership only. F4 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 22:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,598 F3 · price: No consideration; change in form of ownership only. F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 22:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001558259-26-000002 · wk-form4_1767823836.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · derivative · entry 5 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 195,527 Underlying: Common Stock · 2,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F5 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,392 | $50.00 | $369,600.00 |
DisclosureSEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 17,435 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F4 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 24,827 F3 · price: No consideration; change in form of ownership only. F4 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,598 F3 · price: No consideration; change in form of ownership only. F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 12, 2025 Filed Dec 16, 2025 21:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $13.22 | $26,440.00 |
DisclosureSEC source: 0001558259-25-000017 · wk-form4_1765920642.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 5,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by trust Disclosed balance after: 22,827 F6 · price: No consideration; change in form of ownership only. F7 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | OtherCommon Stock | 5,392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,598 F6 · price: No consideration; change in form of ownership only. F3 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · ownership.direct: This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 400 | $37.03 | $14,810.00 |
DisclosureSEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,990 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.95 to $37.13. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · ownership.direct: This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 7,323 | $36.55 | $267,670.30 |
DisclosureSEC source: 0001558259-25-000015 · wk-form4_1764020290.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,390 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.94 to $36.92. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · ownership.direct: This Form 4 reflects the reporting person's unvested RSUs as directly held, correcting prior filings that inadvertently reported such holdings as indirectly held through the Darling Family Trust. All securities remain beneficially owned by the reporting person. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $0.00 Strike: $13.22 | $0.00 |
DisclosureSEC source: 0001558259-25-000013 · wk-form4_1761699132.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 197,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F6 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $55.01 | $55,012.40 |
DisclosureSEC source: 0001558259-25-000013 · wk-form4_1761699132.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 123,148 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · acquired: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| October 24, 2025 Filed Oct 29, 2025 00:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001558259-25-000013 · wk-form4_1761699132.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Indirect · by trust Disclosed balance after: 124,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · acquired: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: The number of shares held reflects the transfer of 124,148 shares of Common Stock from the Reporting Person to the Darling Family Trust, under agreement dated September 18, 2025, of which the Reporting Person and his spouse are co-trustees (the "Darling Family Trust"). F4 · ownership.nature: The shares are held by the Darling Family Trust. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $13.22 Strike: $13.22 | $13,220.00 |
DisclosureSEC source: 0001558259-25-000005 · wk-form4_1759523963.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 198,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F3 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $54.64 | $54,640.00 |
DisclosureSEC source: 0001558259-25-000005 · wk-form4_1759523963.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,898 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:39 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001558259-25-000005 · wk-form4_1759523963.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 20:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000 | $13.22 Strike: $13.22 | $13,220.00 |
DisclosureSEC source: 0001558259-25-000003 · wk-form4_1758314651.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 199,527 Underlying: Common Stock · 1,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 20:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $70.01 | $70,009.50 |
DisclosureSEC source: 0001558259-25-000003 · wk-form4_1758314651.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,898 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 17, 2025 Filed Sep 19, 2025 20:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 1,000 | $13.22 | $13,220.00 |
DisclosureSEC source: 0001558259-25-000003 · wk-form4_1758314651.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 4,000 | $13.22 Strike: $13.22 | $52,880.00 |
DisclosureSEC source: 0001647639-25-000120 · wk-form4_1757104654.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 200,527 Underlying: Common Stock · 4,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,000 | $69.41 | $277,653.60 |
DisclosureSEC source: 0001647639-25-000120 · wk-form4_1757104654.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,898 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.12 to $69.64. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 03, 2025 Filed Sep 5, 2025 20:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 4,000 | $13.22 | $52,880.00 |
DisclosureSEC source: 0001647639-25-000120 · wk-form4_1757104654.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 127,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 25, 2025 Filed Aug 27, 2025 20:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,402 | $68.00 | $435,336.00 |
DisclosureSEC source: 0001647639-25-000112 · wk-form4_1756327119.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,898 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 139 | $63.31 | $8,800.09 |
DisclosureSEC source: 0001647639-25-000106 · wk-form4_1755895080.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,300 F5 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1 | $61.80 | $61.80 |
DisclosureSEC source: 0001647639-25-000106 · wk-form4_1755895080.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,439 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). Read SEC document |
| August 20, 2025 Filed Aug 22, 2025 20:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 6,713 | $61.12 | $410,296.55 |
DisclosureSEC source: 0001647639-25-000106 · wk-form4_1755895080.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 130,440 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.77 to $61.47. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 139 shares acquired on August 15, 2025 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 4,000 | $13.22 Strike: $13.22 | $52,880.00 |
DisclosureSEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · derivative · entry 4 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 204,527 Underlying: Common Stock · 4,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F5 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $80.00 | $80,003.00 |
DisclosureSEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · nonDerivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,014 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,000 | $77.93 | $233,803.50 |
DisclosureSEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 138,014 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.75 to $78.115. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 4,000 | $13.22 | $52,880.00 |
DisclosureSEC source: 0001647639-25-000095 · wk-form4_1754425813.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 141,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,000 | $13.22 Strike: $13.22 | $66,100.00 |
DisclosureSEC source: 0001647639-25-000074 · wk-form4_1752179532.xml · derivative · entry 3 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 208,527 Underlying: Common Stock · 5,000 shares Expires 2032-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F4 · derivative.exercise_date: 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,000 | $80.04 | $400,209.50 |
DisclosureSEC source: 0001647639-25-000074 · wk-form4_1752179532.xml · nonDerivative · entry 2 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 137,014 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,000 | $13.22 | $66,100.00 |
DisclosureSEC source: 0001647639-25-000074 · wk-form4_1752179532.xml · nonDerivative · entry 1 Darling Scott · CIK 0001558259 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 142,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 27, 2024. F2 · balance_after: Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.