organization · Reporting owner

AWM Investment Company, Inc.

Disclosed activity across 24 companies

Tapewire entity: 20260
SEC CIK: 0001535264

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
908 Devices Inc.MASS · Entity 5564	10% owner	September 29, 2026	October 02, 2026
DESTINATION XL GROUP, INC.DXLG · Entity 7402	10% owner	March 16, 2023	March 17, 2023
Genasys Inc.GNSS · Entity 7058	10% owner	November 01, 2024	November 05, 2024
SUNation Energy, Inc.SUNE · Entity 7787	10% owner	June 08, 2026	June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

908 Devices Inc.

Report date September 29, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	4,736,773	Reported balance After 2026-09-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-29 · Sale · Disposed 18,000 · Balance 4,736,773 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,962,485 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 560,026 Shares held by CAY, 198,802 Shares held by SSPE, 338,137 Shares held by TECH and 1,677,323 Shares held by TECH II. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,962,485 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 560,026 Shares held by CAY, 198,802 Shares held by SSPE, 338,137 Shares held by TECH and 1,677,323 Shares held by TECH II.

F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

DESTINATION XL GROUP, INC.

Report date March 16, 2023 · Filed March 17, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	9,399,297	Reported balance After 2023-03-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-16 · Sale · Disposed 26,677 · Balance 9,399,297 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE.

Genasys Inc.

Report date November 01, 2024 · Filed November 05, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,678,319	Reported balance After 2024-11-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-11-01 · Sale · Disposed 71,225 · Balance 5,678,319 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,678,276	Reported balance After 2024-11-04 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-11-04 · Sale · Disposed 43 · Balance 5,678,276 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,649,544	Reported balance After 2024-11-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-11-05 · Sale · Disposed 28,732 · Balance 5,649,544 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

SUNation Energy, Inc.

Report date June 08, 2026 · Filed June 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Limited Partnership	820,000	Reported balance Holding disclosure · report date 2026-06-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 820,000 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (SSPE). As the investment adviser to the Funds, AWM holds sole voting and investment power over 820,000 shares of Common Stock of the Issuer (the Shares) held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (SSPE). As the investment adviser to the Funds, AWM holds sole voting and investment power over 820,000 shares of Common Stock of the Issuer (the Shares) held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Past disclosures · reporting ended (20)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Assure Holdings Corp.

Report date August 04, 2022 · Filed August 08, 2022

Section 16 reporting ended · disclosed 2022-08-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,394,271	Reported balance After 2022-08-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-08-04 · Sale · Disposed 155,132 · Balance 1,394,271 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,362,566	Reported balance After 2022-08-04 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-08-04 · Sale · Disposed 31,705 · Balance 1,362,566 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,000,000	Reported balance After 2022-08-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2022-08-05 · Sale · Disposed 362,566 · Balance 1,000,000 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	750,000	Reported balance After 2022-08-05 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2022-08-05 · Sale · Disposed 250,000 · Balance 750,000 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS.

F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Carbon Energy Corp

Report date June 15, 2018 · Filed June 15, 2018

Section 16 reporting ended · disclosed 2018-06-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	706,549	Reported balance Holding disclosure · report date 2018-06-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 706,549 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, L.P. (PE and together with QP and Cayman, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over. 490,186 shares of Common Stock of the Issuer (the Shares) held by QP, 144,134 Shares held by Cayman & 72,229 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, L.P. (PE and together with QP and Cayman, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over. 490,186 shares of Common Stock of the Issuer (the Shares) held by QP, 144,134 Shares held by Cayman & 72,229 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

EMAGIN CORP

Report date January 07, 2019 · Filed January 08, 2019

Section 16 reporting ended · disclosed 2019-01-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,024,424	Reported balance After 2019-01-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-01-07 · Sale · Disposed 5,100 · Balance 5,024,424 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,982,624	Reported balance After 2019-01-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-01-07 · Sale · Disposed 41,800 · Balance 4,982,624 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,967,624	Reported balance After 2019-01-08 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-01-08 · Sale · Disposed 15,000 · Balance 4,967,624 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,943,624	Reported balance After 2019-01-08 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-01-08 · Sale · Disposed 24,000 · Balance 4,943,624 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,843,524	Reported balance After 2019-01-08 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-01-08 · Sale · Disposed 100,100 · Balance 4,843,524 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,492,624	Reported balance After 2019-01-08 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2019-01-08 · Sale · Disposed 350,900 · Balance 4,492,624 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with QP, CAYMAN, and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,503,353 shares of Common Stock of the Issuer (the Shares) held by QP, 570,241 Shares held by CAYMAN, 362,882 Shares held by TECH and 2,056,148 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with QP, CAYMAN, and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,503,353 shares of Common Stock of the Issuer (the Shares) held by QP, 570,241 Shares held by CAYMAN, 362,882 Shares held by TECH and 2,056,148 Shares held by TECH II.

EMCORE CORP

Report date June 15, 2023 · Filed June 20, 2023

Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,630,963	Reported balance After 2023-06-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-06-15 · Sale · Disposed 300,000 · Balance 5,630,963 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,395,963	Reported balance After 2023-06-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-06-16 · Sale · Disposed 235,000 · Balance 5,395,963 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,395,824	Reported balance After 2023-06-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2023-06-20 · Sale · Disposed 139 · Balance 5,395,824
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,262,296	Reported balance After 2023-06-20 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2023-06-20 · Sale · Disposed 133,528 · Balance 5,262,296 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,266,959 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 696,039 Shares held by Cay, 489,748 Shares held by SSPE, 280,329 Shares held by Tech and 1,529,221 Shares held by T2. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,266,959 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 696,039 Shares held by Cay, 489,748 Shares held by SSPE, 280,329 Shares held by Tech and 1,529,221 Shares held by T2.

Ernexa Therapeutics Inc.

Report date March 12, 2018 · Filed March 14, 2018

Section 16 reporting ended · disclosed 2018-03-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	288,141	Reported balance After 2018-03-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-12 · Sale · Disposed 100 · Balance 288,141 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	286,428	Reported balance After 2018-03-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-03-12 · Sale · Disposed 1,713 · Balance 286,428 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	283,988	Reported balance After 2018-03-12 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-03-12 · Sale · Disposed 2,440 · Balance 283,988 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	282,562	Reported balance After 2018-03-13 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-03-13 · Sale · Disposed 1,426 · Balance 282,562 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	279,562	Reported balance After 2018-03-13 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-03-13 · Sale · Disposed 3,000 · Balance 279,562 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	251,562	Reported balance After 2018-03-14 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-03-14 · Sale · Disposed 28,000 · Balance 251,562 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Flash Sports & Media Holdings, Inc.

Report date December 13, 2024 · Filed December 17, 2024

Section 16 reporting ended · disclosed 2024-12-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,212,836	Reported balance After 2024-12-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-12-13 · Sale · Disposed 18,802 · Balance 1,212,836 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

G Medical Innovations Holdings Ltd.

Report date March 31, 2023 · Filed April 04, 2023

Section 16 reporting ended · disclosed 2023-04-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,000,000	Reported balance After 2023-03-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-31 · Sale · Disposed 437,500 · Balance 1,000,000 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	700,000	Reported balance After 2023-04-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-04-03 · Sale · Disposed 300,000 · Balance 700,000 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS.

GAIA, INC

Report date May 07, 2025 · Filed May 09, 2025

Section 16 reporting ended · disclosed 2025-05-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,952,706	Reported balance After 2025-05-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-05-07 · Sale · Disposed 10,000 · Balance 1,952,706 F2: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,942,706	Reported balance After 2025-05-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2025-05-08 · Sale · Disposed 10,000 · Balance 1,942,706 F2: This is a weighted average price. F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,316,994 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 377,037 Shares held by Cay and 248,675 Shares held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,316,994 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 377,037 Shares held by Cay and 248,675 Shares held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: This is a weighted average price.

INVO Fertility, Inc.

Report date October 01, 2021 · Filed October 12, 2021

Section 16 reporting ended · disclosed 2021-10-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,159,075	Reported balance Holding disclosure · report date 2021-10-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,159,075 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS.Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS.Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

IZEA Worldwide, Inc.

Report date September 22, 2017 · Filed September 26, 2017

Section 16 reporting ended · disclosed 2017-09-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	930,905	Reported balance After 2017-09-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-09-22 · Sale · Disposed 87,311 · Balance 930,905 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	768,216	Reported balance After 2017-09-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-09-25 · Sale · Disposed 162,689 · Balance 768,216 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	643,216	Reported balance After 2017-09-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-09-26 · Sale · Disposed 125,000 · Balance 643,216 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	568,216	Reported balance After 2017-09-26 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-09-26 · Sale · Disposed 75,000 · Balance 568,216 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II.

Ideal Power Inc.

Report date October 09, 2019 · Filed October 15, 2019

Section 16 reporting ended · disclosed 2019-10-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Limited Partnerships	239,776	Reported balance After 2019-10-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-10-09 · Sale · Disposed 259 · Balance 239,776 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	222,071	Reported balance After 2019-10-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-10-10 · Sale · Disposed 17,705 · Balance 222,071 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	211,171	Reported balance After 2019-10-11 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-10-11 · Sale · Disposed 10,900 · Balance 211,171 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	205,959	Reported balance After 2019-10-11 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-10-11 · Sale · Disposed 5,212 · Balance 205,959 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	175,959	Reported balance After 2019-10-14 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-10-14 · Sale · Disposed 30,000 · Balance 175,959
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	105,959	Reported balance After 2019-10-14 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2019-10-14 · Sale · Disposed 70,000 · Balance 105,959 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II.

F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

InfuSystem Holdings, Inc

Report date June 09, 2020 · Filed June 09, 2020

Section 16 reporting ended · disclosed 2020-06-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	2,000,000	Reported balance Holding disclosure · report date 2020-06-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,000,000 F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Life Sciences Fund, L.P. (LS), (LS, the Fund). As the investment adviser to the Fund, AWM holds sole voting and investment power over 2,000,000 shares of Common Stock of the Issuer (the Shares) held by LS. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Life Sciences Fund, L.P. (LS), (LS, the Fund). As the investment adviser to the Fund, AWM holds sole voting and investment power over 2,000,000 shares of Common Stock of the Issuer (the Shares) held by LS. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Intellicheck, Inc.

Report date August 11, 2017 · Filed August 14, 2017

Section 16 reporting ended · disclosed 2017-08-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,492,043	Reported balance Holding disclosure · report date 2017-08-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,492,043 F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE. F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: Due to an increase in the issuer's shares outstanding we are no longer greater than 10% beneficial owners.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE.

F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Due to an increase in the issuer's shares outstanding we are no longer greater than 10% beneficial owners.

LIQTECH INTERNATIONAL INC

Report date November 14, 2019 · Filed November 15, 2019

Section 16 reporting ended · disclosed 2019-11-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,093,290	Reported balance After 2019-11-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-11-14 · Sale · Disposed 80,000 · Balance 2,093,290 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,043,290	Reported balance After 2019-11-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-11-14 · Sale · Disposed 50,000 · Balance 2,043,290 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 654,846 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 219,896 Shares held by CAY, 171,998 Shares held by TECH and 996,550 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 654,846 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 219,896 Shares held by CAY, 171,998 Shares held by TECH and 996,550 Shares held by TECH II.

OptimizeRx Corp

Report date May 14, 2019 · Filed May 22, 2019 · Amendment

Section 16 reporting ended · disclosed 2019-05-22. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,245,928	Reported balance After 2019-05-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2019-05-14 · Sale · Disposed 18,474 · Balance 1,245,928 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,225,928	Reported balance After 2019-05-14 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2019-05-14 · Sale · Disposed 20,000 · Balance 1,225,928 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,221,528	Reported balance After 2019-05-14 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2019-05-14 · Sale · Disposed 4,400 · Balance 1,221,528 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

Real Good Food Company, Inc.

Report date February 28, 2024 · Filed March 01, 2024

Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,466,327	Reported balance After 2024-02-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-02-28 · Sale · Disposed 19,300 · Balance 2,466,327
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,466,227	Reported balance After 2024-02-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-02-28 · Sale · Disposed 100 · Balance 2,466,227
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,456,859	Reported balance After 2024-02-29 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-02-29 · Sale · Disposed 9,368 · Balance 2,456,859
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,356,859	Reported balance After 2024-02-29 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2024-02-29 · Sale · Disposed 100,000 · Balance 2,356,859
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,941,859	Reported balance After 2024-03-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2024-03-01 · Sale · Disposed 415,000 · Balance 1,941,859 F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,521,671 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 420,188 Shares held by Cay. F2: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,521,671 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 420,188 Shares held by Cay.

F2: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: This is a weighted average price.

Societal CDMO, Inc.

Report date August 24, 2023 · Filed August 28, 2023

Section 16 reporting ended · disclosed 2023-08-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	10,266,144	Reported balance After 2023-08-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-08-24 · Purchase · Acquired 140,000 · Balance 10,266,144 F4: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,445,946 shares of Common Stock of the Issuer (the Shares) held by QP, 2,233,717 Shares held by Cay and 1,586,481 Shares held by PE. F5: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6: This is a weighted average price.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Limited Partnership	4,860,000	Reported balance After 2023-08-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-08-24 · Purchase · Acquired 4,860,000 · Balance 4,860,000 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,365,985 Warrants held by SSFQP, 873,569 Warrants held by Cay and 620,446 Warrants held by SSPE. F3: The Warrants described herein may be exercised to the extent that the total number of shares of Common Stock then beneficially owned does not exceed 9.99% of the outstanding shares. F5: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: These warrants are pre-funded and do not have an expiration or exercisable date.

Filing footnotes · ownership attribution and instrument terms

F1: These warrants are pre-funded and do not have an expiration or exercisable date.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,365,985 Warrants held by SSFQP, 873,569 Warrants held by Cay and 620,446 Warrants held by SSPE.

F3: The Warrants described herein may be exercised to the extent that the total number of shares of Common Stock then beneficially owned does not exceed 9.99% of the outstanding shares.

F4: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,445,946 shares of Common Stock of the Issuer (the Shares) held by QP, 2,233,717 Shares held by Cay and 1,586,481 Shares held by PE.

F5: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6: This is a weighted average price.

TearLab Corp

Report date March 29, 2017 · Filed March 31, 2017

Section 16 reporting ended · disclosed 2017-03-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	688,289	Reported balance After 2016-03-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-03-29 · Sale · Disposed 39,435 · Balance 688,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	638,289	Reported balance After 2016-03-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2016-03-29 · Sale · Disposed 50,000 · Balance 638,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	588,289	Reported balance After 2017-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-03-30 · Sale · Disposed 50,000 · Balance 588,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	563,289	Reported balance After 2017-03-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-03-30 · Sale · Disposed 25,000 · Balance 563,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	463,289	Reported balance After 2017-03-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2017-03-30 · Sale · Disposed 100,000 · Balance 463,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	457,050	Reported balance After 2017-03-30 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2017-03-30 · Sale · Disposed 6,239 · Balance 457,050
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	400,505	Reported balance After 2017-03-30 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2017-03-30 · Sale · Disposed 57,000 · Balance 400,505 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund L.P. (LS and together with QP, CAYMAN and SSPE Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 122,130 shares of Common Stock of the Issuer (the Shares) held by QP, 43,288 Shares held by CAYMAN, 78,209 Shares held by PE and 156,423 Shares held by LS. F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund L.P. (LS and together with QP, CAYMAN and SSPE Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 122,130 shares of Common Stock of the Issuer (the Shares) held by QP, 43,288 Shares held by CAYMAN, 78,209 Shares held by PE and 156,423 Shares held by LS.

XWELL, Inc.

Report date December 27, 2017 · Filed December 29, 2017

Section 16 reporting ended · disclosed 2017-12-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,695,595	Reported balance After 2017-12-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-12-27 · Sale · Disposed 58,150 · Balance 2,695,595 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,690,395	Reported balance After 2017-12-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-12-27 · Sale · Disposed 5,200 · Balance 2,690,395 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,643,745	Reported balance After 2017-12-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-12-28 · Sale · Disposed 46,650 · Balance 2,643,745 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 462,561 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,387,683 Shares held by SSFQP and 793,501 Shares held by SSPE. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 462,561 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,387,683 Shares held by SSFQP and 793,501 Shares held by SSPE.

hopTo Inc.

Report date December 29, 2016 · Filed January 03, 2017

Section 16 reporting ended · disclosed 2017-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	929,185	Reported balance After 2016-12-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-12-29 · Sale · Disposed 51,977 · Balance 929,185 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 153,920 shares of Common Stock of the Issuer (the Shares) held by TECH and 775,265 Shares held by TECH II. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 153,920 shares of Common Stock of the Issuer (the Shares) held by TECH and 775,265 Shares held by TECH II. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
August 10, 2022 Filed Aug 12, 2022 21:02 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	227,255	$4.45	$1,012,216.50	Disclosure SEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,743,179 F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 05, 2022 Filed Aug 8, 2022 20:41 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	250,000	$3.00	$749,925.00	Disclosure SEC source: 0001535264-22-000032 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · below 10% 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 750,000 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 05, 2022 Filed Aug 8, 2022 20:41 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	362,566	$5.19	$1,882,986.52	Disclosure SEC source: 0001535264-22-000032 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · below 10% 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,000,000 F1 · price: This is a weighted average price. Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:41 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	31,705	$2.90	$91,944.50	Disclosure SEC source: 0001535264-22-000032 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · below 10% 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,362,566 F1 · price: This is a weighted average price. Read SEC document
August 04, 2022 Filed Aug 8, 2022 20:41 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	155,132	$2.75	$427,016.34	Disclosure SEC source: 0001535264-22-000032 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · below 10% 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,394,271 F1 · price: This is a weighted average price. Read SEC document
June 09, 2022 Filed Jun 9, 2022 20:49 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	4,123	$2.55	$10,516.12	Disclosure SEC source: 0001535264-22-000031 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,549,403 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 648,050 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 215,245 Shares held by Cay, 312,500 Shares held by SSPE and 373,608 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 648,050 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 215,245 Shares held by Cay, 312,500 Shares held by SSPE and 373,608 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 648,050 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 215,245 Shares held by Cay, 312,500 Shares held by SSPE and 373,608 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 648,050 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 215,245 Shares held by Cay, 312,500 Shares held by SSPE and 373,608 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 08, 2022 Filed Jun 9, 2022 20:49 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	7,873	$2.75	$21,671.22	Disclosure SEC source: 0001535264-22-000031 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,553,526 F1 · price: This is a weighted average price. Read SEC document
June 07, 2022 Filed Jun 9, 2022 20:49 UTC	Assure Holdings Corp. IONM · Entity 114497	SaleCommon Stock	1,100	$2.63	$2,893.99	Disclosure SEC source: 0001535264-22-000031 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,561,399 F1 · price: This is a weighted average price. Read SEC document
April 21, 2022 Filed Apr 21, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	6,314	$5.11	$32,264.54	Disclosure SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,970,434 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,231,647 Shares held by Cay and 2,160,679 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
April 20, 2022 Filed Apr 20, 2022 21:45 UTC Amendment	Societal CDMO, Inc. SCTL · Entity 92137	PurchaseCommon Stock	12,100	$1.56	$18,917.14	Disclosure SEC source: 0001535264-22-000028 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · n/a 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,109,601 F1 · date: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. F1 · shares: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. F1 · price: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. Read SEC document
April 20, 2022 Filed Apr 21, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	50,000	$5.11	$255,475.00	Disclosure SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,976,748 F1 · price: This is a weighted average price. Read SEC document
April 19, 2022 Filed Apr 20, 2022 20:27 UTC	Societal CDMO, Inc. SCTL · Entity 92137	PurchaseCommon Stock	12,100	$1.56	$18,917.14	Disclosure SEC source: 0001535264-22-000027 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,109,601 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,174,468 shares of Common Stock of the Issuer (the Shares) held by QP, 1,110,302 Shares held by Cay and 824,831 Shares held by PE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,174,468 shares of Common Stock of the Issuer (the Shares) held by QP, 1,110,302 Shares held by Cay and 824,831 Shares held by PE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,174,468 shares of Common Stock of the Issuer (the Shares) held by QP, 1,110,302 Shares held by Cay and 824,831 Shares held by PE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,174,468 shares of Common Stock of the Issuer (the Shares) held by QP, 1,110,302 Shares held by Cay and 824,831 Shares held by PE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	52,636	$5.36	$282,092.11	Disclosure SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 11,026,748 F1 · price: This is a weighted average price. Read SEC document
April 19, 2022 Filed Apr 21, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	2,409	$5.28	$12,707.48	Disclosure SEC source: 0001535264-22-000029 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 11,079,384 F1 · price: This is a weighted average price. Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:27 UTC	Societal CDMO, Inc. SCTL · Entity 92137	PurchaseCommon Stock	15,000	$1.55	$23,200.50	Disclosure SEC source: 0001535264-22-000027 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,097,501 F1 · price: This is a weighted average price. Read SEC document
April 18, 2022 Filed Apr 20, 2022 20:27 UTC	Societal CDMO, Inc. SCTL · Entity 92137	PurchaseCommon Stock	600	$1.52	$910.02	Disclosure SEC source: 0001535264-22-000027 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,082,501 F1 · price: This is a weighted average price. Read SEC document
April 18, 2022 Filed Apr 20, 2022 21:45 UTC Amendment	Societal CDMO, Inc. SCTL · Entity 92137	PurchaseCommon Stock	15,000	$1.55	$23,200.50	Disclosure SEC source: 0001535264-22-000028 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · n/a 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 5,097,501 F1 · date: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. F1 · shares: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. F1 · price: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. Read SEC document
April 18, 2022 Filed Apr 20, 2022 21:45 UTC Amendment	Societal CDMO, Inc. SCTL · Entity 92137	PurchaseCommon Stock	600	$1.52	$910.02	Disclosure SEC source: 0001535264-22-000028 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · n/a 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,082,501 F1 · date: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. F1 · shares: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. F1 · price: The previously filed Form 4 was done so in error and should be disregarded. AWM Investment Company Inc. beneficially owns less than 10%. There are no reporting obligations required at this time. Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:42 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	99,398	$1.55	$154,235.88	Disclosure SEC source: 0001535264-21-000054 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,081,901 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,153,693 shares of Common Stock of the Issuer (the Shares) held by QP, 1,103,377 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,153,693 shares of Common Stock of the Issuer (the Shares) held by QP, 1,103,377 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,153,693 shares of Common Stock of the Issuer (the Shares) held by QP, 1,103,377 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,153,693 shares of Common Stock of the Issuer (the Shares) held by QP, 1,103,377 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 16, 2021 Filed Dec 16, 2021 15:40 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	1,600	$5.67	$9,065.28	Disclosure SEC source: 0001535264-21-000052 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 616,103 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 465,158 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 150,945 Shares held by Cay. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 465,158 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 150,945 Shares held by Cay. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 465,158 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 150,945 Shares held by Cay. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 465,158 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 150,945 Shares held by Cay. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:44 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	50,000	$1.61	$80,500.00	Disclosure SEC source: 0001535264-21-000053 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,181,299 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,228,241 shares of Common Stock of the Issuer (the Shares) held by QP, 1,128,227 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,228,241 shares of Common Stock of the Issuer (the Shares) held by QP, 1,128,227 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,228,241 shares of Common Stock of the Issuer (the Shares) held by QP, 1,128,227 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,228,241 shares of Common Stock of the Issuer (the Shares) held by QP, 1,128,227 Shares held by Cay and 824,831 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 15, 2021 Filed Dec 15, 2021 21:42 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	20,000	$1.63	$32,600.00	Disclosure SEC source: 0001535264-21-000051 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,231,299 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,265,741 shares of Common Stock of the Issuer (the Shares) held by QP, 1,140,727 Shares held by Cay and 824,831 Shares held by PE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,265,741 shares of Common Stock of the Issuer (the Shares) held by QP, 1,140,727 Shares held by Cay and 824,831 Shares held by PE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,265,741 shares of Common Stock of the Issuer (the Shares) held by QP, 1,140,727 Shares held by Cay and 824,831 Shares held by PE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,265,741 shares of Common Stock of the Issuer (the Shares) held by QP, 1,140,727 Shares held by Cay and 824,831 Shares held by PE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 14, 2021 Filed Dec 15, 2021 21:42 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	10,602	$1.57	$16,683.31	Disclosure SEC source: 0001535264-21-000051 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,251,299 F1 · price: This is a weighted average price. Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:42 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	20,000	$1.63	$32,502.00	Disclosure SEC source: 0001535264-21-000051 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,261,901 F1 · price: This is a weighted average price. Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:31 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	20,758	$6.39	$132,647.77	Disclosure SEC source: 0001535264-21-000050 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 617,703 F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 466,366 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 151,337 Shares held by Cay. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
September 08, 2021 Filed Sep 10, 2021 20:59 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	29,318	$7.11	$208,574.12	Disclosure SEC source: 0001535264-21-000039 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 11,081,793 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,287,327 Shares held by Cay and 2,216,358 Shares held by SSPE. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,287,327 Shares held by Cay and 2,216,358 Shares held by SSPE. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,287,327 Shares held by Cay and 2,216,358 Shares held by SSPE. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,578,108 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,287,327 Shares held by Cay and 2,216,358 Shares held by SSPE. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 11, 2021 Filed Jun 14, 2021 20:22 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	266,667	$2.20	$587,520.73	Disclosure SEC source: 0001535264-21-000037 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,419,081 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP, Cay and PE the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,633,201 shares of Common Stock of the Issuer (the Shares) held by QP, 919,213 Shares held by Cay, 666,667 Shares held by PE and 200,000 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP, Cay and PE the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,633,201 shares of Common Stock of the Issuer (the Shares) held by QP, 919,213 Shares held by Cay, 666,667 Shares held by PE and 200,000 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP, Cay and PE the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,633,201 shares of Common Stock of the Issuer (the Shares) held by QP, 919,213 Shares held by Cay, 666,667 Shares held by PE and 200,000 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP, Cay and PE the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,633,201 shares of Common Stock of the Issuer (the Shares) held by QP, 919,213 Shares held by Cay, 666,667 Shares held by PE and 200,000 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 11, 2021 Filed Jun 14, 2021 20:22 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	50,000	$2.16	$108,170.00	Disclosure SEC source: 0001535264-21-000037 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,685,748 F1 · price: This is a weighted average price. Read SEC document
June 10, 2021 Filed Jun 14, 2021 20:22 UTC	Societal CDMO, Inc. REPH · Entity 92137	SaleCommon Stock	150,000	$2.23	$334,200.00	Disclosure SEC source: 0001535264-21-000037 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,735,748 F1 · price: This is a weighted average price. Read SEC document
May 10, 2021 Filed May 12, 2021 20:09 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	1,000	$3.76	$3,760.00	Disclosure SEC source: 0001535264-21-000033 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,159,075 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 06, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	1,000	$3.85	$3,848.40	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 13 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,158,075 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 399,809 shares of Common Stock of the Issuer (the Shares) held by QP, 133,266 Shares held by Cay and 625,000 Shares held by LS. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 04, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	2,457	$3.85	$9,459.45	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 12 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,157,075 F1 · price: This is a weighted average price. Read SEC document
May 04, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	465	$3.85	$1,790.25	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 11 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,154,618 F1 · price: This is a weighted average price. Read SEC document
April 27, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	3,800	$4.44	$16,870.10	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 10 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,154,153 F1 · price: This is a weighted average price. Read SEC document
April 20, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	3,500	$3.90	$13,647.20	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 9 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,150,353 F1 · price: This is a weighted average price. Read SEC document
April 19, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	5,801	$3.64	$21,109.84	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 8 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,146,853 F1 · price: This is a weighted average price. Read SEC document
April 16, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	9,001	$3.83	$34,463.03	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 7 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 1,141,052 F1 · price: This is a weighted average price. Read SEC document
April 15, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	322	$3.85	$1,239.18	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 6 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,132,051 F1 · price: This is a weighted average price. Read SEC document
April 14, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	17,152	$3.95	$67,704.09	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 5 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,131,729 F1 · price: This is a weighted average price. Read SEC document
April 13, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	5,800	$3.97	$23,039.92	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,114,577 F1 · price: This is a weighted average price. Read SEC document
April 12, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	13,146	$4.00	$52,587.94	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,108,777 F1 · price: This is a weighted average price. Read SEC document
April 09, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	27,811	$4.08	$113,471.66	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,095,631 F1 · price: This is a weighted average price. Read SEC document
April 08, 2021 Filed May 11, 2021 21:04 UTC	INVO Fertility, Inc. INVO · Entity 8473	PurchaseCommon Stock	15,000	$4.08	$61,257.00	Disclosure SEC source: 0001535264-21-000032 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,067,820 F1 · price: This is a weighted average price. Read SEC document
December 09, 2020 Filed Dec 10, 2020 22:21 UTC	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	56,914	$6.94	$395,148.21	Disclosure SEC source: 0001535264-20-000055 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,349,544 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,068,592 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 542,478 Shares held by SSPE, 240,783 Shares held by TECH and 1,497,691 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,068,592 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 542,478 Shares held by SSPE, 240,783 Shares held by TECH and 1,497,691 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,068,592 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 542,478 Shares held by SSPE, 240,783 Shares held by TECH and 1,497,691 Shares held by TECH II. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,068,592 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 542,478 Shares held by SSPE, 240,783 Shares held by TECH and 1,497,691 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 08, 2020 Filed Dec 10, 2020 22:21 UTC	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	1,489	$6.90	$10,274.10	Disclosure SEC source: 0001535264-20-000055 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,406,458 F1 · price: This is a weighted average price. Read SEC document
December 07, 2020 Filed Dec 7, 2020 21:41 UTC	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	12,378	$6.82	$84,420.44	Disclosure SEC source: 0001535264-20-000054 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,407,947 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,096,368 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 549,762 Shares held by SSPE, 244,016 Shares held by TECH and 1,517,801 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,096,368 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 549,762 Shares held by SSPE, 244,016 Shares held by TECH and 1,517,801 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,096,368 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 549,762 Shares held by SSPE, 244,016 Shares held by TECH and 1,517,801 Shares held by TECH II. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,096,368 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 549,762 Shares held by SSPE, 244,016 Shares held by TECH and 1,517,801 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 04, 2020 Filed Dec 7, 2020 21:41 UTC	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	17,375	$6.82	$118,466.23	Disclosure SEC source: 0001535264-20-000054 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,420,325 F1 · price: This is a weighted average price. Read SEC document
December 03, 2020 Filed Dec 7, 2020 21:41 UTC	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	8,035	$6.80	$54,649.25	Disclosure SEC source: 0001535264-20-000054 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,437,700 F1 · price: This is a weighted average price. Read SEC document
December 02, 2020 Filed Dec 2, 2020 21:57 UTC	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	949	$6.80	$6,453.86	Disclosure SEC source: 0001535264-20-000052 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,445,735 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · ownership.direct: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:25 UTC Amendment	Genasys Inc. GNSS · Entity 7058	SaleCommon Stock	949	$6.80	$6,453.86	Disclosure SEC source: 0001535264-20-000053 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 4,445,735 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · shares: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · balance_after: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,114,339 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 554,475 Shares held by SSPE, 246,108 Shares held by TECH and 1,530,813 Shares held by TECH II. F3 · ownership.nature: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.