organization · Reporting owner

AWM Investment Company, Inc.

Disclosed activity across 24 companies

Tapewire entity: 20260
SEC CIK: 0001535264

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
908 Devices Inc.MASS · Entity 5564	10% owner	September 29, 2026	October 02, 2026
DESTINATION XL GROUP, INC.DXLG · Entity 7402	10% owner	March 16, 2023	March 17, 2023
Genasys Inc.GNSS · Entity 7058	10% owner	November 01, 2024	November 05, 2024
SUNation Energy, Inc.SUNE · Entity 7787	10% owner	June 08, 2026	June 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

908 Devices Inc.

Report date September 29, 2026 · Filed October 02, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	4,736,773	Reported balance After 2026-09-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2026-09-29 · Sale · Disposed 18,000 · Balance 4,736,773 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,962,485 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 560,026 Shares held by CAY, 198,802 Shares held by SSPE, 338,137 Shares held by TECH and 1,677,323 Shares held by TECH II. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,962,485 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 560,026 Shares held by CAY, 198,802 Shares held by SSPE, 338,137 Shares held by TECH and 1,677,323 Shares held by TECH II.

F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

DESTINATION XL GROUP, INC.

Report date March 16, 2023 · Filed March 17, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	9,399,297	Reported balance After 2023-03-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-16 · Sale · Disposed 26,677 · Balance 9,399,297 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE.

Genasys Inc.

Report date November 01, 2024 · Filed November 05, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,678,319	Reported balance After 2024-11-01 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-11-01 · Sale · Disposed 71,225 · Balance 5,678,319 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,678,276	Reported balance After 2024-11-04 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-11-04 · Sale · Disposed 43 · Balance 5,678,276 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,649,544	Reported balance After 2024-11-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-11-05 · Sale · Disposed 28,732 · Balance 5,649,544 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,734,416 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 617,086 Shares held by SSPE, 318,285 Shares held by TECH and 1,979,757 Shares held by TECH II.

SUNation Energy, Inc.

Report date June 08, 2026 · Filed June 18, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Limited Partnership	820,000	Reported balance Holding disclosure · report date 2026-06-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 820,000 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (SSPE). As the investment adviser to the Funds, AWM holds sole voting and investment power over 820,000 shares of Common Stock of the Issuer (the Shares) held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (SSPE). As the investment adviser to the Funds, AWM holds sole voting and investment power over 820,000 shares of Common Stock of the Issuer (the Shares) held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Past disclosures · reporting ended (20)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Assure Holdings Corp.

Report date August 04, 2022 · Filed August 08, 2022

Section 16 reporting ended · disclosed 2022-08-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,394,271	Reported balance After 2022-08-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2022-08-04 · Sale · Disposed 155,132 · Balance 1,394,271 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,362,566	Reported balance After 2022-08-04 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2022-08-04 · Sale · Disposed 31,705 · Balance 1,362,566 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,000,000	Reported balance After 2022-08-05 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2022-08-05 · Sale · Disposed 362,566 · Balance 1,000,000 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	750,000	Reported balance After 2022-08-05 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2022-08-05 · Sale · Disposed 250,000 · Balance 750,000 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS.

F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Carbon Energy Corp

Report date June 15, 2018 · Filed June 15, 2018

Section 16 reporting ended · disclosed 2018-06-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	706,549	Reported balance Holding disclosure · report date 2018-06-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 706,549 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, L.P. (PE and together with QP and Cayman, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over. 490,186 shares of Common Stock of the Issuer (the Shares) held by QP, 144,134 Shares held by Cayman & 72,229 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman) & Special Situations Private Equity Fund, L.P. (PE and together with QP and Cayman, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over. 490,186 shares of Common Stock of the Issuer (the Shares) held by QP, 144,134 Shares held by Cayman & 72,229 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

EMAGIN CORP

Report date January 07, 2019 · Filed January 08, 2019

Section 16 reporting ended · disclosed 2019-01-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,024,424	Reported balance After 2019-01-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-01-07 · Sale · Disposed 5,100 · Balance 5,024,424 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,982,624	Reported balance After 2019-01-07 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-01-07 · Sale · Disposed 41,800 · Balance 4,982,624 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,967,624	Reported balance After 2019-01-08 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-01-08 · Sale · Disposed 15,000 · Balance 4,967,624 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,943,624	Reported balance After 2019-01-08 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-01-08 · Sale · Disposed 24,000 · Balance 4,943,624 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,843,524	Reported balance After 2019-01-08 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-01-08 · Sale · Disposed 100,100 · Balance 4,843,524 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	4,492,624	Reported balance After 2019-01-08 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2019-01-08 · Sale · Disposed 350,900 · Balance 4,492,624 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with QP, CAYMAN, and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,503,353 shares of Common Stock of the Issuer (the Shares) held by QP, 570,241 Shares held by CAYMAN, 362,882 Shares held by TECH and 2,056,148 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with QP, CAYMAN, and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,503,353 shares of Common Stock of the Issuer (the Shares) held by QP, 570,241 Shares held by CAYMAN, 362,882 Shares held by TECH and 2,056,148 Shares held by TECH II.

EMCORE CORP

Report date June 15, 2023 · Filed June 20, 2023

Section 16 reporting ended · disclosed 2023-06-20. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,630,963	Reported balance After 2023-06-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-06-15 · Sale · Disposed 300,000 · Balance 5,630,963 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,395,963	Reported balance After 2023-06-16 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-06-16 · Sale · Disposed 235,000 · Balance 5,395,963 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,395,824	Reported balance After 2023-06-20 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2023-06-20 · Sale · Disposed 139 · Balance 5,395,824
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	5,262,296	Reported balance After 2023-06-20 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2023-06-20 · Sale · Disposed 133,528 · Balance 5,262,296 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,266,959 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 696,039 Shares held by Cay, 489,748 Shares held by SSPE, 280,329 Shares held by Tech and 1,529,221 Shares held by T2. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,266,959 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 696,039 Shares held by Cay, 489,748 Shares held by SSPE, 280,329 Shares held by Tech and 1,529,221 Shares held by T2.

Ernexa Therapeutics Inc.

Report date March 12, 2018 · Filed March 14, 2018

Section 16 reporting ended · disclosed 2018-03-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	288,141	Reported balance After 2018-03-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-12 · Sale · Disposed 100 · Balance 288,141 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	286,428	Reported balance After 2018-03-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-03-12 · Sale · Disposed 1,713 · Balance 286,428 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	283,988	Reported balance After 2018-03-12 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2018-03-12 · Sale · Disposed 2,440 · Balance 283,988 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	282,562	Reported balance After 2018-03-13 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2018-03-13 · Sale · Disposed 1,426 · Balance 282,562 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	279,562	Reported balance After 2018-03-13 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2018-03-13 · Sale · Disposed 3,000 · Balance 279,562 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	251,562	Reported balance After 2018-03-14 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2018-03-14 · Sale · Disposed 28,000 · Balance 251,562 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE) & together with QP & CAYMAN, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 160,597 shares of Common Stock of the Issuer (the Shares) held by QP, 46,594 Shares held by CAYMAN & 44,371 Shares held by PE. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Flash Sports & Media Holdings, Inc.

Report date December 13, 2024 · Filed December 17, 2024

Section 16 reporting ended · disclosed 2024-12-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,212,836	Reported balance After 2024-12-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-12-13 · Sale · Disposed 18,802 · Balance 1,212,836 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose

G Medical Innovations Holdings Ltd.

Report date March 31, 2023 · Filed April 04, 2023

Section 16 reporting ended · disclosed 2023-04-04. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,000,000	Reported balance After 2023-03-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-03-31 · Sale · Disposed 437,500 · Balance 1,000,000 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	700,000	Reported balance After 2023-04-03 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2023-04-03 · Sale · Disposed 300,000 · Balance 700,000 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS. F3: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS.

GAIA, INC

Report date May 07, 2025 · Filed May 09, 2025

Section 16 reporting ended · disclosed 2025-05-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,952,706	Reported balance After 2025-05-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-05-07 · Sale · Disposed 10,000 · Balance 1,952,706 F2: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,942,706	Reported balance After 2025-05-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2025-05-08 · Sale · Disposed 10,000 · Balance 1,942,706 F2: This is a weighted average price. F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,316,994 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 377,037 Shares held by Cay and 248,675 Shares held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,316,994 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 377,037 Shares held by Cay and 248,675 Shares held by SSPE. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: This is a weighted average price.

INVO Fertility, Inc.

Report date October 01, 2021 · Filed October 12, 2021

Section 16 reporting ended · disclosed 2021-10-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,159,075	Reported balance Holding disclosure · report date 2021-10-01 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,159,075 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS.Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Life Sciences Fund, L.P. (LS). (LS and together with QP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 400,559 shares of Common Stock of the Issuer (the Shares) held by QP, 133,516 Shares held by Cay and 625,000 Shares held by LS.Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

IZEA Worldwide, Inc.

Report date September 22, 2017 · Filed September 26, 2017

Section 16 reporting ended · disclosed 2017-09-26. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	930,905	Reported balance After 2017-09-22 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-09-22 · Sale · Disposed 87,311 · Balance 930,905 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	768,216	Reported balance After 2017-09-25 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-09-25 · Sale · Disposed 162,689 · Balance 768,216 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	643,216	Reported balance After 2017-09-26 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-09-26 · Sale · Disposed 125,000 · Balance 643,216 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	568,216	Reported balance After 2017-09-26 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-09-26 · Sale · Disposed 75,000 · Balance 568,216 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Private Equity Fund, L.P. (PE), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSPE and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 209,342 shares of Common Stock of the Issuer (the Shares) held by PE, 53,831 Shares held by TECH and 305,043 Shares held by TECH II.

Ideal Power Inc.

Report date October 09, 2019 · Filed October 15, 2019

Section 16 reporting ended · disclosed 2019-10-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Indirectby Limited Partnerships	239,776	Reported balance After 2019-10-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-10-09 · Sale · Disposed 259 · Balance 239,776 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	222,071	Reported balance After 2019-10-10 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-10-10 · Sale · Disposed 17,705 · Balance 222,071 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	211,171	Reported balance After 2019-10-11 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-10-11 · Sale · Disposed 10,900 · Balance 211,171 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	205,959	Reported balance After 2019-10-11 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-10-11 · Sale · Disposed 5,212 · Balance 205,959 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	175,959	Reported balance After 2019-10-14 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-10-14 · Sale · Disposed 30,000 · Balance 175,959
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	105,959	Reported balance After 2019-10-14 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2019-10-14 · Sale · Disposed 70,000 · Balance 105,959 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Technology Fund, L.P. (Tech) & Special Situations Technology Fund II, L.P. (TECH II) & together with QP, CAYMAN, & Tech, the Funds). As the investment adviser to the Funds, AWM holds sole voting & investment power over 53,475 shares of Common Stock of the Issuer (the Shares) held by QP, 15,547 Shares held by CAYMAN, 5,503 Shares held by Tech & 31,434 Shares held by TECH II.

F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) & Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

InfuSystem Holdings, Inc

Report date June 09, 2020 · Filed June 09, 2020

Section 16 reporting ended · disclosed 2020-06-09. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	2,000,000	Reported balance Holding disclosure · report date 2020-06-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,000,000 F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Life Sciences Fund, L.P. (LS), (LS, the Fund). As the investment adviser to the Fund, AWM holds sole voting and investment power over 2,000,000 shares of Common Stock of the Issuer (the Shares) held by LS. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Life Sciences Fund, L.P. (LS), (LS, the Fund). As the investment adviser to the Fund, AWM holds sole voting and investment power over 2,000,000 shares of Common Stock of the Issuer (the Shares) held by LS. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: As a result of a change in shares outstanding, AWM Investment Company Inc. beneficially owns less than 10%. No additional filings are required at this time.

Intellicheck, Inc.

Report date August 11, 2017 · Filed August 14, 2017

Section 16 reporting ended · disclosed 2017-08-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,492,043	Reported balance Holding disclosure · report date 2017-08-11 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 1,492,043 F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE. F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: Due to an increase in the issuer's shares outstanding we are no longer greater than 10% beneficial owners.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP), Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 300,576 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 859,364 Shares held by SSFQP and 332,103 Shares held by SSPE.

F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Due to an increase in the issuer's shares outstanding we are no longer greater than 10% beneficial owners.

LIQTECH INTERNATIONAL INC

Report date November 14, 2019 · Filed November 15, 2019

Section 16 reporting ended · disclosed 2019-11-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,093,290	Reported balance After 2019-11-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-11-14 · Sale · Disposed 80,000 · Balance 2,093,290 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,043,290	Reported balance After 2019-11-14 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2019-11-14 · Sale · Disposed 50,000 · Balance 2,043,290 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 654,846 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 219,896 Shares held by CAY, 171,998 Shares held by TECH and 996,550 Shares held by TECH II. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together with SSFQP, CAY and TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 654,846 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 219,896 Shares held by CAY, 171,998 Shares held by TECH and 996,550 Shares held by TECH II.

OptimizeRx Corp

Report date May 14, 2019 · Filed May 22, 2019 · Amendment

Section 16 reporting ended · disclosed 2019-05-22. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,245,928	Reported balance After 2019-05-14 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2019-05-14 · Sale · Disposed 18,474 · Balance 1,245,928 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,225,928	Reported balance After 2019-05-14 transaction · row 2 Amendment: may correct only part of an earlier disclosure. 1 source row Row 2 · 2019-05-14 · Sale · Disposed 20,000 · Balance 1,225,928 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnership	1,221,528	Reported balance After 2019-05-14 transaction · row 3 Amendment: may correct only part of an earlier disclosure. 1 source row Row 3 · 2019-05-14 · Sale · Disposed 4,400 · Balance 1,221,528 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN) and Special Situations Private Equity Fund, L.P. (PE together with QP and CAYMAN the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 725,215 of Common Stock of the Issuer (the Shares) held by QP, 271,224 Shares held by CAYMAN and 225,089 Shares held by PE. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

Real Good Food Company, Inc.

Report date February 28, 2024 · Filed March 01, 2024

Section 16 reporting ended · disclosed 2024-03-01. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,466,327	Reported balance After 2024-02-28 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2024-02-28 · Sale · Disposed 19,300 · Balance 2,466,327
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,466,227	Reported balance After 2024-02-28 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2024-02-28 · Sale · Disposed 100 · Balance 2,466,227
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,456,859	Reported balance After 2024-02-29 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2024-02-29 · Sale · Disposed 9,368 · Balance 2,456,859
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,356,859	Reported balance After 2024-02-29 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2024-02-29 · Sale · Disposed 100,000 · Balance 2,356,859
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	1,941,859	Reported balance After 2024-03-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2024-03-01 · Sale · Disposed 415,000 · Balance 1,941,859 F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,521,671 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 420,188 Shares held by Cay. F2: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,521,671 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 420,188 Shares held by Cay.

F2: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: This is a weighted average price.

Societal CDMO, Inc.

Report date August 24, 2023 · Filed August 28, 2023

Section 16 reporting ended · disclosed 2023-08-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	10,266,144	Reported balance After 2023-08-24 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2023-08-24 · Purchase · Acquired 140,000 · Balance 10,266,144 F4: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,445,946 shares of Common Stock of the Issuer (the Shares) held by QP, 2,233,717 Shares held by Cay and 1,586,481 Shares held by PE. F5: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F6: This is a weighted average price.
WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectBy Limited Partnership	4,860,000	Reported balance After 2023-08-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2023-08-24 · Purchase · Acquired 4,860,000 · Balance 4,860,000 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,365,985 Warrants held by SSFQP, 873,569 Warrants held by Cay and 620,446 Warrants held by SSPE. F3: The Warrants described herein may be exercised to the extent that the total number of shares of Common Stock then beneficially owned does not exceed 9.99% of the outstanding shares. F5: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: These warrants are pre-funded and do not have an expiration or exercisable date.

Filing footnotes · ownership attribution and instrument terms

F1: These warrants are pre-funded and do not have an expiration or exercisable date.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 3,365,985 Warrants held by SSFQP, 873,569 Warrants held by Cay and 620,446 Warrants held by SSPE.

F3: The Warrants described herein may be exercised to the extent that the total number of shares of Common Stock then beneficially owned does not exceed 9.99% of the outstanding shares.

F4: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,445,946 shares of Common Stock of the Issuer (the Shares) held by QP, 2,233,717 Shares held by Cay and 1,586,481 Shares held by PE.

F5: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6: This is a weighted average price.

TearLab Corp

Report date March 29, 2017 · Filed March 31, 2017

Section 16 reporting ended · disclosed 2017-03-31. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	688,289	Reported balance After 2016-03-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-03-29 · Sale · Disposed 39,435 · Balance 688,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	638,289	Reported balance After 2016-03-29 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2016-03-29 · Sale · Disposed 50,000 · Balance 638,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	588,289	Reported balance After 2017-03-30 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-03-30 · Sale · Disposed 50,000 · Balance 588,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	563,289	Reported balance After 2017-03-30 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2017-03-30 · Sale · Disposed 25,000 · Balance 563,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	463,289	Reported balance After 2017-03-30 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2017-03-30 · Sale · Disposed 100,000 · Balance 463,289
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	457,050	Reported balance After 2017-03-30 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 6 · 2017-03-30 · Sale · Disposed 6,239 · Balance 457,050
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	400,505	Reported balance After 2017-03-30 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 7 · 2017-03-30 · Sale · Disposed 57,000 · Balance 400,505 F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund L.P. (LS and together with QP, CAYMAN and SSPE Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 122,130 shares of Common Stock of the Issuer (the Shares) held by QP, 43,288 Shares held by CAYMAN, 78,209 Shares held by PE and 156,423 Shares held by LS. F2: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Life Sciences Fund L.P. (LS and together with QP, CAYMAN and SSPE Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 122,130 shares of Common Stock of the Issuer (the Shares) held by QP, 43,288 Shares held by CAYMAN, 78,209 Shares held by PE and 156,423 Shares held by LS.

XWELL, Inc.

Report date December 27, 2017 · Filed December 29, 2017

Section 16 reporting ended · disclosed 2017-12-29. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,695,595	Reported balance After 2017-12-27 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-12-27 · Sale · Disposed 58,150 · Balance 2,695,595 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,690,395	Reported balance After 2017-12-27 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-12-27 · Sale · Disposed 5,200 · Balance 2,690,395 F1: This is a weighted average price.
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	2,643,745	Reported balance After 2017-12-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-12-28 · Sale · Disposed 46,650 · Balance 2,643,745 F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 462,561 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,387,683 Shares held by SSFQP and 793,501 Shares held by SSPE. F3: Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Cayman Fund, L.P. (CAYMAN), Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Private Equity Fund, L.P. (SSPE and together with CAYMAN and SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 462,561 Shares of common stock of the Issuer (the Shares) held by CAYMAN, 1,387,683 Shares held by SSFQP and 793,501 Shares held by SSPE.

hopTo Inc.

Report date December 29, 2016 · Filed January 03, 2017

Section 16 reporting ended · disclosed 2017-01-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Limited Partnerships	929,185	Reported balance After 2016-12-29 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-12-29 · Sale · Disposed 51,977 · Balance 929,185 F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 153,920 shares of Common Stock of the Issuer (the Shares) held by TECH and 775,265 Shares held by TECH II. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1: This is a weighted average price.

Filing footnotes · ownership attribution and instrument terms

F1: This is a weighted average price.

F2: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Technology Fund, L.P. (TECH) and Special Situations Technology Fund II, L.P. (TECH II and together TECH, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 153,920 shares of Common Stock of the Issuer (the Shares) held by TECH and 775,265 Shares held by TECH II. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 20, 2023 Filed Jun 20, 2023 16:51 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	139	$0.70	$97.11	Disclosure SEC source: 0001535264-23-000067 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,395,824 Read SEC document
June 16, 2023 Filed Jun 20, 2023 16:51 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	235,000	$0.69	$162,197.00	Disclosure SEC source: 0001535264-23-000067 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,395,963 F1 · price: This is a weighted average price. Read SEC document
June 15, 2023 Filed Jun 20, 2023 16:51 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	300,000	$0.67	$199,890.00	Disclosure SEC source: 0001535264-23-000067 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,630,963 F1 · price: This is a weighted average price. Read SEC document
June 14, 2023 Filed Jun 14, 2023 17:05 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	41,438	$0.71	$29,309.10	Disclosure SEC source: 0001535264-23-000066 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,930,963 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,723,182 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 721,312 Shares held by Cay, 578,111 Shares held by SSPE, 295,304 Shares held by Tech and 1,613,054 Shares held by T2. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,723,182 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 721,312 Shares held by Cay, 578,111 Shares held by SSPE, 295,304 Shares held by Tech and 1,613,054 Shares held by T2. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,723,182 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 721,312 Shares held by Cay, 578,111 Shares held by SSPE, 295,304 Shares held by Tech and 1,613,054 Shares held by T2. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,723,182 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 721,312 Shares held by Cay, 578,111 Shares held by SSPE, 295,304 Shares held by Tech and 1,613,054 Shares held by T2. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 13, 2023 Filed Jun 14, 2023 17:05 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	60,000	$0.72	$43,428.00	Disclosure SEC source: 0001535264-23-000066 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 5,972,401 F1 · price: This is a weighted average price. Read SEC document
June 12, 2023 Filed Jun 14, 2023 17:05 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	50,000	$0.73	$36,490.00	Disclosure SEC source: 0001535264-23-000066 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 6,032,401 F1 · price: This is a weighted average price. Read SEC document
June 08, 2023 Filed Jun 8, 2023 20:33 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	567	$3.54	$2,007.63	Disclosure SEC source: 0001535264-23-000064 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 749,931 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 566,197 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 183,734 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. Read SEC document
June 07, 2023 Filed Jun 8, 2023 20:33 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	12,306	$3.57	$43,900.42	Disclosure SEC source: 0001535264-23-000064 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 750,498 F1 · price: This is a weighted average price. Read SEC document
June 06, 2023 Filed Jun 8, 2023 20:33 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	9,000	$3.54	$31,860.00	Disclosure SEC source: 0001535264-23-000064 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 762,804 F1 · price: This is a weighted average price. Read SEC document
May 26, 2023 Filed May 31, 2023 16:48 UTC	EMCORE CORP ENKR · Entity 82711	SaleCommon Stock	117,098	$0.76	$89,568.26	Disclosure SEC source: 0001535264-23-000063 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnership Disclosed balance after: 6,082,401 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 297,768 Shares held by Tech and 1,626,921 Shares held by T2. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 297,768 Shares held by Tech and 1,626,921 Shares held by T2. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 297,768 Shares held by Tech and 1,626,921 Shares held by T2. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 297,768 Shares held by Tech and 1,626,921 Shares held by T2. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 25, 2023 Filed May 25, 2023 16:52 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	100,000	$0.82	$81,520.00	Disclosure SEC source: 0001535264-23-000062 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 6,199,499 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 315,333 Shares held by Tech and 1,726,454 Shares held by T2. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 315,333 Shares held by Tech and 1,726,454 Shares held by T2. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 315,333 Shares held by Tech and 1,726,454 Shares held by T2. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (Tech) and Special Situations Technology Fund II, L.P. (T2 and together with SSFQP, Cay, SSPE and Tech the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 2,837,143 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 736,984 Shares held by Cay, 583,585 Shares held by SSPE, 315,333 Shares held by Tech and 1,726,454 Shares held by T2. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 24, 2023 Filed May 24, 2023 21:07 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	7,954	$3.53	$28,096.71	Disclosure SEC source: 0001535264-23-000061 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 771,804 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 582,711 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 189,093 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 582,711 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 189,093 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 582,711 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 189,093 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 582,711 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 189,093 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
May 24, 2023 Filed May 25, 2023 16:52 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	100,000	$0.86	$86,010.00	Disclosure SEC source: 0001535264-23-000062 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 6,299,499 F1 · price: This is a weighted average price. Read SEC document
May 23, 2023 Filed May 24, 2023 21:07 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	5,000	$3.65	$18,270.00	Disclosure SEC source: 0001535264-23-000061 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 779,758 F1 · price: This is a weighted average price. Read SEC document
May 23, 2023 Filed May 24, 2023 21:07 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	7,500	$3.65	$27,391.50	Disclosure SEC source: 0001535264-23-000061 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 784,758 F1 · price: This is a weighted average price. Read SEC document
May 23, 2023 Filed May 25, 2023 16:52 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	25,489	$0.86	$21,879.76	Disclosure SEC source: 0001535264-23-000062 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 6,399,499 F1 · price: This is a weighted average price. Read SEC document
May 23, 2023 Filed May 25, 2023 16:52 UTC	EMCORE CORP EMKR · Entity 82711	SaleCommon Stock	115,000	$0.88	$101,269.00	Disclosure SEC source: 0001535264-23-000062 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 6,424,988 F1 · price: This is a weighted average price. Read SEC document
May 22, 2023 Filed May 24, 2023 21:07 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	2,004	$3.93	$7,873.11	Disclosure SEC source: 0001535264-23-000061 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 792,258 F1 · price: This is a weighted average price. Read SEC document
April 27, 2023 Filed Apr 27, 2023 21:03 UTC	Societal CDMO, Inc. SCTL · Entity 92137	SaleCommon Stock	370,000	$0.70	$259,037.00	Disclosure SEC source: 0001535264-23-000056 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 8,476,052 F2 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F3 · shares: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F3 · balance_after: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F3 · ownership.direct: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. F3 · ownership.nature: AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (PE). (PE together with QP and Cay the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,314,394 shares of Common Stock of the Issuer (the Shares) held by QP, 1,848,660 Shares held by Cay and 1,312,998 Shares held by PE. Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:21 UTC	G Medical Innovations Holdings Ltd. GMVD · Entity 114708	SaleCommon Stock	300,000	$0.73	$218,280.00	Disclosure SEC source: 0001535264-23-000052 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 700,000 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY), Special Situations Private Equity Fund, L.P. (SSPE), Special Situations Technology Fund, L.P. (TECH), Special Situations Technology Fund II, L.P. (TECH II) and Special Situations Life Sciences Fund, LP (SSLS). (SSLS and together with SSFQP, CAY, SSPE, TECH and TECH II, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 289,100 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 86,100 Shares held by Cay, 55,300 Shares held by SSPE, 25,200 Shares held by TECH, 137,200 Shares held by TECH II and 107,100 Shares held by SSLS. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
March 31, 2023 Filed Apr 3, 2023 20:11 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	6,894	$4.50	$31,025.76	Disclosure SEC source: 0001535264-23-000050 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 794,262 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 599,667 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 194,595 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 599,667 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 194,595 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 599,667 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 194,595 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 599,667 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 194,595 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:21 UTC	G Medical Innovations Holdings Ltd. GMVD · Entity 114708	SaleCommon Stock	437,500	$1.02	$446,643.75	Disclosure SEC source: 0001535264-23-000052 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 1,000,000 F1 · price: This is a weighted average price. Read SEC document
March 30, 2023 Filed Apr 3, 2023 20:11 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	100	$4.50	$450.00	Disclosure SEC source: 0001535264-23-000050 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 801,156 F1 · price: This is a weighted average price. Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:40 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	5,677	$4.75	$26,968.59	Disclosure SEC source: 0001535264-23-000048 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 801,256 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 604,947 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 196,309 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 604,947 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 196,309 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 604,947 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 196,309 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 604,947 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 196,309 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
March 22, 2023 Filed Mar 22, 2023 20:48 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	2,114	$4.92	$10,405.11	Disclosure SEC source: 0001535264-23-000047 · primary_doc.xml · nonDerivative · entry 4 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 806,933 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 609,420 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 197,513 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 609,420 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 197,513 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 609,420 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 197,513 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 609,420 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 197,513 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
March 22, 2023 Filed Mar 22, 2023 20:48 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	367	$4.98	$1,826.34	Disclosure SEC source: 0001535264-23-000047 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 809,047 F1 · price: This is a weighted average price. Read SEC document
March 21, 2023 Filed Mar 22, 2023 20:48 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	800	$5.00	$4,002.00	Disclosure SEC source: 0001535264-23-000047 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 809,414 F1 · price: This is a weighted average price. Read SEC document
March 20, 2023 Filed Mar 22, 2023 20:48 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	16,737	$4.91	$82,113.40	Disclosure SEC source: 0001535264-23-000047 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partnerships Disclosed balance after: 810,214 F1 · price: This is a weighted average price. Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:30 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	26,677	$6.19	$165,234.67	Disclosure SEC source: 0001535264-23-000046 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,399,297 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,729,930 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,799,797 Shares held by Cay and 1,869,570 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 23, 2023 Filed Feb 27, 2023 21:28 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	25,000	$4.01	$100,132.50	Disclosure SEC source: 0001535264-23-000044 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 826,951 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 624,346 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 202,605 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 624,346 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 202,605 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 624,346 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 202,605 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 624,346 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 202,605 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:31 UTC	Real Good Food Company, Inc. RGF · Entity 86149	SaleCommon Stock	8,316	$4.88	$40,614.51	Disclosure SEC source: 0001535264-23-000043 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 851,951 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 643,221 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 208,730 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 643,221 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 208,730 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 643,221 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 208,730 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 643,221 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 208,730 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
February 02, 2023 Filed Feb 6, 2023 21:14 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	2,500	$7.54	$18,846.00	Disclosure SEC source: 0001535264-23-000006 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,425,974 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,746,193 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,804,905 Shares held by Cay and 1,874,876 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 26, 2023 Filed Jan 30, 2023 21:51 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	36,356	$7.46	$271,368.46	Disclosure SEC source: 0001535264-23-000005 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,428,474 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,747,717 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,805,384 Shares held by Cay and 1,875,373 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 12, 2023 Filed Jan 13, 2023 21:33 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	87,572	$7.00	$613,389.32	Disclosure SEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,464,830 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,769,880 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,812,346 Shares held by Cay and 1,882,604 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
January 11, 2023 Filed Jan 13, 2023 21:33 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	10,000	$7.16	$71,604.00	Disclosure SEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,552,402 F1 · price: This is a weighted average price. Read SEC document
January 11, 2023 Filed Jan 13, 2023 21:33 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	24,228	$7.00	$169,591.15	Disclosure SEC source: 0001535264-23-000002 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,562,402 F1 · price: This is a weighted average price. Read SEC document
November 28, 2022 Filed Nov 28, 2022 21:46 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	8,804	$7.21	$63,487.40	Disclosure SEC source: 0001535264-22-000041 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 9,586,630 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,844,131 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,835,668 Shares held by Cay and 1,906,831 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,844,131 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,835,668 Shares held by Cay and 1,906,831 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,844,131 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,835,668 Shares held by Cay and 1,906,831 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,844,131 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,835,668 Shares held by Cay and 1,906,831 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose Read SEC document
November 25, 2022 Filed Nov 28, 2022 21:46 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	75,000	$7.16	$537,262.50	Disclosure SEC source: 0001535264-22-000041 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 9,595,434 F1 · price: This is a weighted average price. Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:46 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	50,000	$7.13	$356,630.00	Disclosure SEC source: 0001535264-22-000041 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 9,670,434 F1 · price: This is a weighted average price. Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:47 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	150,000	$6.68	$1,001,745.00	Disclosure SEC source: 0001535264-22-000040 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 9,720,434 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F3 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 1,857,880 Shares held by Cay and 1,944,029 Shares held by SSPE. Read SEC document
August 24, 2022 Filed Aug 25, 2022 20:32 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	100,000	$4.22	$422,470.00	Disclosure SEC source: 0001535264-22-000037 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 9,870,434 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is an average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 5,918,525 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,007,880 Shares held by Cay and 1,944,029 Shares held by SSPE. Read SEC document
August 23, 2022 Filed Aug 25, 2022 20:32 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	73,031	$4.37	$318,984.80	Disclosure SEC source: 0001535264-22-000037 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 9,970,434 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is an average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 22, 2022 Filed Aug 22, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	80,000	$4.32	$345,440.00	Disclosure SEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,043,465 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: This is a weighted average price. F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (CAY) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,022,278 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,043,079 Shares held by CAY and 1,978,108 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 19, 2022 Filed Aug 22, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	26,969	$4.40	$118,717.54	Disclosure SEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,123,465 F1 · price: This is a weighted average price. Read SEC document
August 18, 2022 Filed Aug 22, 2022 20:48 UTC	DESTINATION XL GROUP, INC. DXLG · Entity 7402	SaleCommon Stock	108,243	$4.32	$467,739.65	Disclosure SEC source: 0001535264-22-000036 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnerships Disclosed balance after: 10,150,434 F1 · price: This is a weighted average price. Read SEC document
August 17, 2022 Filed Aug 17, 2022 20:32 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	45,000	$4.36	$196,218.00	Disclosure SEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,258,677 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,151,324 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,086,858 Shares held by Cay and 2,020,495 Shares held by SSPE. Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:32 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	20,000	$4.53	$90,544.00	Disclosure SEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,303,677 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:32 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	19,502	$4.41	$86,029.17	Disclosure SEC source: 0001535264-22-000035 · primary_doc.xml · nonDerivative · entry 1 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,323,667 F2 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 12, 2022 Filed Aug 12, 2022 21:02 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	150,000	$4.15	$622,530.00	Disclosure SEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 3 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,343,179 F2 · shares: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F2 · balance_after: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.direct: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay) and Special Situations Private Equity Fund, L.P. (SSPE). (SSPE and together with SSFQP and Cay, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 6,201,993 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 2,104,048 Shares held by Cay and 2,037,138 Shares held by SSPE. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 11, 2022 Filed Aug 12, 2022 21:02 UTC	DESTINATION XL GROUP, INC. dxlg · Entity 7402	SaleCommon Stock	250,000	$4.27	$1,068,000.00	Disclosure SEC source: 0001535264-22-000033 · primary_doc.xml · nonDerivative · entry 2 AWM Investment Company, Inc. · CIK 0001535264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 10,493,179 F3 · shares: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F1 · price: Average price transaction F3 · balance_after: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.direct: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3 · ownership.nature: David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.