Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director | February 02, 2026 | February 05, 2026 |
| OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999 | Director | May 13, 2019 | May 14, 2019 |
| PBF Energy Inc.PBF · Entity 3588 | Director | April 28, 2026 | April 30, 2026 |
| URANIUM ENERGY CORPUEC · Entity 3814 | Director | August 14, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date February 02, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 84,912 |
Reported balance
After 2026-02-02 transaction · row 1
1 source rowRow 1 · 2026-02-02 · Grant · Acquired 248 · Balance 84,912 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights.
OCCIDENTAL PETROLEUM CORP /DE/
Report date May 13, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,342 |
Ending reported balance
After 2019-05-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-13 · Grant · Acquired 4,154 · Balance 50,495 F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Row 2 · 2019-05-13 · Tax withholding · Disposed 1,153 · Balance 49,342 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan.
F2: Represents shares of common stock withheld to satisfy tax withholding obligations.
PBF Energy Inc.
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 63,364 |
Ending reported balance
After 2026-04-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-28 · Grant · Acquired 4,231 · Balance 64,538 F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended. Row 2 · 2026-04-28 · Tax withholding · Disposed 1,174 · Balance 63,364 |
Filing footnotes · ownership attribution and instrument terms
F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended.
URANIUM ENERGY CORP
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.21 · Expires 2036-08-14 | Direct | 1,623 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 1,623 · Balance 1,623 F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,883 |
Reported balance
After 2026-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-14 · Grant · Acquired 1,015 · Balance 35,883 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock. F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO HARBORS INVESTMENT CORP.
Report date August 25, 2026 · Filed August 25, 2026
Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-25 transaction · row 1
1 source rowRow 1 · 2026-08-25 · Disposition to issuer · Disposed 35,039 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 21, 2021 Filed Jul 23, 2021 21:14 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 37,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-017482 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,571 Underlying: Common Stock · 37,906 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · kind: Granted pursuant to and in accordance with the Issuer's 2020 Stock Incentive Plan. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 21, 2022. Vested shares will be delivered to the reporting person no later than August 30th of each year. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 21, 2022. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 21:14 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOptions · Derivative | 64,158 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001437749-21-017482 · rdgdoc.xml · derivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,158 Underlying: Common Stock · 64,158 shares Expires 2031-07-21 F1 · kind: Granted pursuant to and in accordance with the Issuer's 2020 Stock Incentive Plan. F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:32 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 66,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-017236 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,665 Underlying: Common Stock · 66,668 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 21:32 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 66,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-017236 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:48 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008907 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,710 F1 · shares: Represents 5,485 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 4,005 dividend equivalent rights. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:39 UTC | PBF Energy Inc. PBF · Entity 3588 | Tax withholdingClass A Common Stock | 2,839 | $16.13 | $45,793.07 |
DisclosureSEC source: 0001209191-21-036854 · doc4.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,894 Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 20:39 UTC | PBF Energy Inc. PBF · Entity 3588 | GrantClass A Common Stock | 10,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036854 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,733 F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Tax withholdingCommon stock, par value $0.01 per share | 9,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000086 · wf-form4_162188782835450.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,148 F1 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 21, 2021, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:09 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Tax withholdingCommon stock, par value $0.01 per share | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000066 · wf-form4_162154497616128.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,410 F3 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 19, 2021 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:09 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 6,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000066 · wf-form4_162154497616128.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,507 F2 · shares: Represents a common stock award granted to the Reporting Person issued under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a member of a special committee of the Board of Directors. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:09 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000066 · wf-form4_162154497616128.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,514 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:20 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 4,600 | $3.21 | $14,743.00 |
DisclosureSEC source: 0001437749-21-012831 · rdgdoc.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,949 Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:20 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 47,046 | $3.20 | $150,547.20 |
DisclosureSEC source: 0001437749-21-012831 · rdgdoc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,549 Read SEC document |
| May 17, 2021 Filed May 19, 2021 22:20 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | SaleCOMMON STOCK | 20,000 | $3.10 | $62,016.00 |
DisclosureSEC source: 0001437749-21-012831 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,595 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 50,000 | Not disclosed Strike: $0.91 | Not disclosed |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · derivative · entry 18 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 50,000 shares Expires 2030-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 75,000 | Not disclosed Strike: $0.94 | Not disclosed |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · derivative · entry 17 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 75,000 shares Expires 2029-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 45,000 | Not disclosed Strike: $1.53 | Not disclosed |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · derivative · entry 16 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 45,000 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 45,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · derivative · entry 15 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,000 Underlying: Common Stock · 45,000 shares Expires 2022-08-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 80,000 | Not disclosed Strike: $0.93 | Not disclosed |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · derivative · entry 14 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,000 Underlying: Common Stock · 80,000 shares Expires 2021-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 50,000 | Not disclosed Strike: $2.41 | Not disclosed |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · derivative · entry 13 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 50,000 shares Expires 2023-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 13,623 | $3.34 | $45,500.82 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 12 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,595 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 50,000 | $0.91 | $45,500.00 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 11 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 13,623 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 36,377 shares. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 21,155 | $3.34 | $70,657.70 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 10 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,218 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 75,000 | $0.94 | $70,657.50 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 9 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 21,155 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 53,845 shares. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 20,614 | $3.34 | $68,850.76 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 8 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,373 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 45,000 | $1.53 | $68,850.00 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 7 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,614 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 24,386 shares. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 17,246 | $3.34 | $57,601.64 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 6 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,987 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 45,000 | $1.28 | $57,600.00 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 5 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 17,246 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 27,754 shares. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 22,276 | $3.34 | $74,401.84 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 4 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,233 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 80,000 | $0.93 | $74,400.00 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 22,276 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 57,724 shares. Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 36,078 | $3.34 | $120,500.52 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,509 Read SEC document |
| May 07, 2021 Filed May 10, 2021 22:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 50,000 | $2.41 | $120,500.00 |
DisclosureSEC source: 0001437749-21-011566 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 36,078 shares at a fair market value of $3.34 per share being equal to the exercise price, such that the Reporting Person was issued 13,922 shares. Read SEC document |
| May 03, 2021 Filed May 5, 2021 21:12 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 458 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007631 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,225 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 4,005 dividend equivalent rights. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:21 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 382 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001574 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,767 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Included 3,547 dividend equivalent rights. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:17 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 459 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013051 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,385 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 3,165 dividend equivalent rights. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 23:10 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 437 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-010323 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,926 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 2,706 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 3 as a result of rounding fractional shares. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:05 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016540 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,333 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the second and third anniversary of the grant date. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 23:05 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-016540 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:39 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-015435 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · kind: Granted pursuant to and in accordance with the Issuer's 2019 Stock Incentive Plan. F4 · derivative.exercise_date: 50% of the restricted stock units vest on July 16, 2021 and 50% in three equal annual installments beginning July 16, 2021. Vested shares will be delivered to the reporting person no later than August 30th of each year. F4 · derivative.expiration_date: 50% of the restricted stock units vest on July 16, 2021 and 50% in three equal annual installments beginning July 16, 2021. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 22:39 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOptions · Derivative | 200,000 | $0.00 Strike: $0.91 | $0.00 |
DisclosureSEC source: 0001437749-20-015435 · rdgdoc.xml · derivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-07-16 F1 · kind: Granted pursuant to and in accordance with the Issuer's 2019 Stock Incentive Plan. F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:21 UTC | PBF Energy Inc. PBF · Entity 3588 | Tax withholdingClass A Common Stock | 4,780 | $9.58 | $45,792.40 |
DisclosureSEC source: 0001209191-20-040527 · doc4.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,503 Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:21 UTC | PBF Energy Inc. PBF · Entity 3588 | GrantClass A Common Stock | 17,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-040527 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,283 F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 21:14 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 4,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-006924 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,489 F1 · shares: Represents 4,905 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 2,266 dividend equivalent rights. Read SEC document |
| May 21, 2020 Filed May 22, 2020 20:31 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 23,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000060 · wf-form4_159017944334810.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,130 F1 · shares: Represents a restricted stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests on the first anniversary of the grant date. Read SEC document |
| May 16, 2020 Filed May 19, 2020 21:07 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Tax withholdingCommon stock, par value $0.01 per share | 2,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-20-000056 · wf-form4_158992245055706.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,973 F1 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 16, 2020, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 01, 2020 Filed May 4, 2020 21:55 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCommon Stock | 909 | $1.10 | $999.90 |
DisclosureSEC source: 0001437749-20-009300 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,920 Read SEC document |
| May 01, 2020 Filed May 5, 2020 21:08 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-005471 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,584 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 2,266 dividend equivalent rights. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:02 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCommon Stock | 5,416 | $0.60 | $3,250.14 |
DisclosureSEC source: 0001437749-20-004359 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,011 Read SEC document |
| February 03, 2020 Filed Feb 3, 2020 23:46 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCommon Stock | 1,807 | $0.83 | $1,499.63 |
DisclosureSEC source: 0001437749-20-001583 · rdgdoc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,595 Read SEC document |
| February 03, 2020 Filed Feb 3, 2020 23:46 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCommon Stock | 3,916 | $0.83 | $3,249.89 |
DisclosureSEC source: 0001437749-20-001583 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,788 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.