Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director | February 02, 2026 | February 05, 2026 |
| OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999 | Director | May 13, 2019 | May 14, 2019 |
| PBF Energy Inc.PBF · Entity 3588 | Director | April 28, 2026 | April 30, 2026 |
| URANIUM ENERGY CORPUEC · Entity 3814 | Director | August 14, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date February 02, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 84,912 |
Reported balance
After 2026-02-02 transaction · row 1
1 source rowRow 1 · 2026-02-02 · Grant · Acquired 248 · Balance 84,912 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights.
OCCIDENTAL PETROLEUM CORP /DE/
Report date May 13, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,342 |
Ending reported balance
After 2019-05-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-13 · Grant · Acquired 4,154 · Balance 50,495 F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Row 2 · 2019-05-13 · Tax withholding · Disposed 1,153 · Balance 49,342 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan.
F2: Represents shares of common stock withheld to satisfy tax withholding obligations.
PBF Energy Inc.
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 63,364 |
Ending reported balance
After 2026-04-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-28 · Grant · Acquired 4,231 · Balance 64,538 F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended. Row 2 · 2026-04-28 · Tax withholding · Disposed 1,174 · Balance 63,364 |
Filing footnotes · ownership attribution and instrument terms
F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended.
URANIUM ENERGY CORP
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.21 · Expires 2036-08-14 | Direct | 1,623 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 1,623 · Balance 1,623 F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,883 |
Reported balance
After 2026-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-14 · Grant · Acquired 1,015 · Balance 35,883 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock. F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO HARBORS INVESTMENT CORP.
Report date August 25, 2026 · Filed August 25, 2026
Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-25 transaction · row 1
1 source rowRow 1 · 2026-08-25 · Disposition to issuer · Disposed 35,039 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2023 Filed Aug 3, 2023 21:03 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 703 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007965 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,839 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 9,140 dividend equivalent rights. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 38,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · derivative · entry 8 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,430 Underlying: Common Stock · 38,462 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F4 · kind: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. F6 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 31st of each year. F6 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 31st of each year. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOptions · Derivative | 58,047 | $0.00 Strike: $3.32 | $0.00 |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · derivative · entry 7 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,967 Underlying: Common Stock · 58,047 shares Expires 2033-07-31 F4 · kind: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan. F5 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 8,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · derivative · entry 6 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,968 Underlying: Common Stock · 8,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 12,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · derivative · entry 5 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,133 Underlying: Common Stock · 12,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F3 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F3 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · derivative · entry 4 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,768 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 8,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 642,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 12,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 634,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 23:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-23-021709 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 622,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:23 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006563 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,136 F1 · shares: Represents 5,834 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 8,437 dividend equivalent rights. Read SEC document |
| May 18, 2023 Filed May 19, 2023 20:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,355 | $12.28 | $28,919.40 |
DisclosureSEC source: 0001465740-23-000099 · wf-form4_168452837025870.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 26,632 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award on May 17, 2023, as authorized by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:17 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 9,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-23-000085 · wf-form4_168444102888736.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,987 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2024 annual stockholders meeting of Two Harbors Investment Corp. F2 · balance_after: On November 1, 2022, Two Harbors Investment Corp. effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:50 UTC | PBF Energy Inc. PBF · Entity 3588 | Tax withholdingClass A Common Stock | 1,497 | $32.45 | $48,577.65 |
DisclosureSEC source: 0001209191-23-027730 · doc4.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,590 Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:50 UTC | PBF Energy Inc. PBF · Entity 3588 | GrantClass A Common Stock | 5,393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027730 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,087 F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan, as amended. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:52 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005362 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,302 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 8,437 dividend equivalent rights. Read SEC document |
| March 24, 2023 Filed Mar 24, 2023 17:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | PurchaseCOMMON STOCK | 38,500 | $2.61 | $100,639.00 |
DisclosureSEC source: 0001437749-23-007735 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,437 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:46 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 689 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-001280 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,593 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 7,728 dividend equivalent rights. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:02 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-011354 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,904 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Reflects a de minimus adjustment of 8 to securities beneficially owned following reported transaction as a result of rounding fractional shares. Includes 7,039 dividend equivalent rights. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 21:28 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 578 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-009233 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,398 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 6,539 dividend equivalent rights. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:59 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018487 · rdgdoc.xml · derivative · entry 4 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,434 Underlying: Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F5 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 30, 2022 Filed Aug 2, 2022 21:59 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-018487 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 21:59 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantRestricted Stock Units · Derivative | 24,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-018487 · rdgdoc.xml · derivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,100 Underlying: Common Stock · 24,497 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year. F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year. Read SEC document |
| July 29, 2022 Filed Aug 2, 2022 21:59 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOptions · Derivative | 37,841 | $0.00 Strike: $3.98 | $0.00 |
DisclosureSEC source: 0001437749-22-018487 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,920 Underlying: Common Stock · 37,841 shares Expires 2032-07-29 F1 · kind: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan. F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 32,079 | Not disclosed Strike: $2.15 | Not disclosed |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · derivative · entry 8 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,079 Underlying: Common Stock · 32,079 shares Expires 2031-07-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Granted pursuant to and in accordance with the Company's stock incentive plan Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 100,000 | Not disclosed Strike: $0.91 | Not disclosed |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · derivative · entry 7 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,158 Underlying: Common Stock · 100,000 shares Expires 2030-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Granted pursuant to and in accordance with the Company's stock incentive plan Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 12,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · derivative · entry 6 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,603 Underlying: Common Stock · 12,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 19,763 | $3.49 | $68,972.87 |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 5 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,271 Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 32,079 | $2.15 | $68,969.85 |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 4 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 19,763 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 12,316 shares. Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 26,075 | $3.49 | $91,001.75 |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,955 Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 100,000 | $0.91 | $91,000.00 |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 26,075 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 73,925 shares Read SEC document |
| July 21, 2022 Filed Jul 22, 2022 20:33 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 12,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017616 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| July 16, 2022 Filed Jul 19, 2022 20:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 16,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-017355 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,238 Underlying: Common Stock · 16,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date. Read SEC document |
| July 16, 2022 Filed Jul 19, 2022 20:38 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-22-017355 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:35 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 4,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-007707 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,820 F1 · shares: Represents 4,155 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 5,961 dividend equivalent rights. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:56 UTC | PBF Energy Inc. PBF · Entity 3588 | Tax withholdingClass A Common Stock | 1,460 | $31.37 | $45,800.20 |
DisclosureSEC source: 0001209191-22-032796 · doc4.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,694 Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:56 UTC | PBF Energy Inc. PBF · Entity 3588 | GrantClass A Common Stock | 5,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032796 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,154 F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:13 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 6,153 | $5.00 | $30,749.00 |
DisclosureSEC source: 0001465740-22-000052 · wf-form4_165307756843846.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,547 F1 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award on May 18, 2022, as authorized by the Board of Directors of Two Harbors Investment Corp. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000038 · wf-form4_165299184652878.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,700 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-006500 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,665 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 5,961 dividend equivalent rights. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:49 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001426 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,120 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 5,416 dividend equivalent rights. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 21:02 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013548 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,606 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 4,902 dividend equivalent rights. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 50,000 | Not disclosed Strike: $0.91 | Not disclosed |
DisclosureSEC source: 0001437749-21-018776 · rdgdoc.xml · derivative · entry 6 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,158 Underlying: Common Stock · 50,000 shares Expires 2030-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionOptions · Derivative | 25,000 | Not disclosed Strike: $0.94 | Not disclosed |
DisclosureSEC source: 0001437749-21-018776 · rdgdoc.xml · derivative · entry 5 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,158 Underlying: Common Stock · 25,000 shares Expires 2029-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Granted pursuant to and in accordance with the Company's stock incentive plan. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 20,133 | $2.26 | $45,500.58 |
DisclosureSEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 4 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,062 Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 50,000 | $0.91 | $45,500.00 |
DisclosureSEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,133 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 29,867 shares. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Tax withholdingCOMMON STOCK | 10,422 | $2.26 | $23,553.72 |
DisclosureSEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,195 Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 25,000 | $0.94 | $23,552.50 |
DisclosureSEC source: 0001437749-21-018776 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 10,422 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 14,578 shares. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 20:59 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value $.01 per share | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-011166 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,153 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 4,449 dividend equivalent rights which reflects a de minimis adjustment to the number of dividend equivalent rights by 1 as a result of rounding fractional shares. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 22:08 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-018393 · rdgdoc.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,904 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the second anniversary of the grant date, with the remainder of the Restricted Stock Units to vest on the third anniversary of the grant date. F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the second anniversary of the grant date, with the remainder of the Restricted Stock Units to vest on the third anniversary of the grant date. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 22:08 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | Exercise / conversionCOMMON STOCK | 6,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-21-018393 · rdgdoc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.