organization · Reporting owner

DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC

Disclosed activity across 3 companies

Tapewire entity: 19843
SEC CIK: 0001252267

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
J. Alexander's Holdings, Inc.JAX · Entity 135076	10% owner · See Footnotes 1-8 Below	July 02, 2021	July 15, 2021
Playboy, Inc.PLBY · Entity 1714	10% owner	August 24, 2026	August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

J. Alexander's Holdings, Inc.

Report date July 02, 2021 · Filed July 15, 2021 · Amendment

Jointly reported with Fortress Investment Group LLC, Drawbridge Special Opportunities GP LLC, FIG LLC, Fortress Principal Investment Holdings IV LLC, Fortress Operating Entity I LP, FIG Blue LLC, DBFLF CFTWE Holdings L.P., DBFLF CFTWE GP LLC

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectSee Footnotes	0	Reported balance Holding disclosure · report date 2021-07-02 · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · Balance 0 F1: On July 2, 2021, J. Alexander's Holdings, Inc., a Tennessee corporation (the "Issuer"), entered into an agreement and plan of merger (the "Merger Agreement") with SPB Hospitality LLC, a Delaware limited liability company ("SPB Hospitality"), and Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of SPB Hospitality ("Merger Sub"). The Merger Agreement provides that, upon the terms and subject to the satisfaction or waiver of the conditions set forth therein, Merger Sub will merge with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect, wholly-owned subsidiary of SPB Hospitality. F2: In connection with the execution of the Merger Agreement, certain shareholders of the Issuer (the "Supporting Shareholders") entered into voting agreements with SPB Hospitality and Merger Sub (collectively, the "Voting Agreements") pursuant to which, among other things and subject to the terms and conditions therein, the Supporting Shareholders agreed to vote their respective shares of Common Stock, par value $0.001 per share, of the Issuer ("Common Stock"), in favor of the Merger. Copies of the Voting Agreements were filed as exhibits to the Schedule 13D filed by the Reporting Persons (as defined below) on July 12, 2021 (the "Schedule 13D"). F3: As a result of entering into the Voting Agreements, the Reporting Persons may be deemed to have beneficial ownership of an aggregate of 3,405,716 shares of Common Stock, excluding certain additional shares of Common Stock that may be acquired by certain of the Supporting Shareholders in the event that any such Supporting Shareholder exercises certain stock options or elects to exchange certain securities of a subsidiary of the Issuer, as further described in the Schedule 13D. F4: Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO") may be deemed to beneficially own Common Stock by virtue of its indirect ownership of SPB Hospitality and Merger Sub. Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment advisor to DBSO. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO. FIG LLC, a Delaware limited liability company ("FIG LLC"), is the parent of DBSO Advisors. Fortress Principal Investment Holdings IV LLC ("FPI IV"), a Delaware limited liability company, is the managing member of DBSO GP. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the sole owner of FIG LLC and FPI IV. FIG Corp., a Delaware corporation ("FIG Corp."), is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the sole owner of FIG Corp. F5: (Continued from Footnote 4) DBFLF CFTWE Holdings L.P., a Delaware limited partnership ("CFTWE Holdings"), is the sole owner of SPB Hospitality. DBFLF CFTWE GP LLC, a Delaware limited liability company ("CFTWE GP"), is the general partner of CFTWE Holdings. SPB Hospitality is the sole owner of SPB Titan Holdings, LLC, a Delaware limited liability company ("Titan Holdings"). Titan Holdings is the sole owner of Merger Sub. DBSO, DBSO Advisors, DBSO GP, FIG LLC, FPI IV, FOE I, FIG Corp., Fortress, CFTWE Holdings, CFTWE GP, SPB Hospitality, Titan Holdings and Merger Sub are referred to herein as the "Reporting Persons." F6: Because the number of Reporting Persons exceeds ten, DBSO, SPB Hospitality, Titan Holdings and Merger Sub are filing an additional, substantially identical Form 3 concurrently with the filing of this Form 3. F7: The Reporting Persons are filing this Form 3 solely to the extent it may be required by federal securities laws in connection with the Supporting Shareholders' obligations under the Voting Agreements, and neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is the beneficial owner of any shares of Common Stock and any such beneficial ownership is expressly denied. F8: None of the Reporting Persons has any pecuniary interest in any shares of Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2021, J. Alexander's Holdings, Inc., a Tennessee corporation (the "Issuer"), entered into an agreement and plan of merger (the "Merger Agreement") with SPB Hospitality LLC, a Delaware limited liability company ("SPB Hospitality"), and Titan Merger Sub, Inc., a Tennessee corporation and an indirect, wholly-owned subsidiary of SPB Hospitality ("Merger Sub"). The Merger Agreement provides that, upon the terms and subject to the satisfaction or waiver of the conditions set forth therein, Merger Sub will merge with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and an indirect, wholly-owned subsidiary of SPB Hospitality.

F2: In connection with the execution of the Merger Agreement, certain shareholders of the Issuer (the "Supporting Shareholders") entered into voting agreements with SPB Hospitality and Merger Sub (collectively, the "Voting Agreements") pursuant to which, among other things and subject to the terms and conditions therein, the Supporting Shareholders agreed to vote their respective shares of Common Stock, par value $0.001 per share, of the Issuer ("Common Stock"), in favor of the Merger. Copies of the Voting Agreements were filed as exhibits to the Schedule 13D filed by the Reporting Persons (as defined below) on July 12, 2021 (the "Schedule 13D").

F3: As a result of entering into the Voting Agreements, the Reporting Persons may be deemed to have beneficial ownership of an aggregate of 3,405,716 shares of Common Stock, excluding certain additional shares of Common Stock that may be acquired by certain of the Supporting Shareholders in the event that any such Supporting Shareholder exercises certain stock options or elects to exchange certain securities of a subsidiary of the Issuer, as further described in the Schedule 13D.

F4: Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO") may be deemed to beneficially own Common Stock by virtue of its indirect ownership of SPB Hospitality and Merger Sub. Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment advisor to DBSO. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO. FIG LLC, a Delaware limited liability company ("FIG LLC"), is the parent of DBSO Advisors. Fortress Principal Investment Holdings IV LLC ("FPI IV"), a Delaware limited liability company, is the managing member of DBSO GP. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the sole owner of FIG LLC and FPI IV. FIG Corp., a Delaware corporation ("FIG Corp."), is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the sole owner of FIG Corp.

F5: (Continued from Footnote 4) DBFLF CFTWE Holdings L.P., a Delaware limited partnership ("CFTWE Holdings"), is the sole owner of SPB Hospitality. DBFLF CFTWE GP LLC, a Delaware limited liability company ("CFTWE GP"), is the general partner of CFTWE Holdings. SPB Hospitality is the sole owner of SPB Titan Holdings, LLC, a Delaware limited liability company ("Titan Holdings"). Titan Holdings is the sole owner of Merger Sub. DBSO, DBSO Advisors, DBSO GP, FIG LLC, FPI IV, FOE I, FIG Corp., Fortress, CFTWE Holdings, CFTWE GP, SPB Hospitality, Titan Holdings and Merger Sub are referred to herein as the "Reporting Persons."

F6: Because the number of Reporting Persons exceeds ten, DBSO, SPB Hospitality, Titan Holdings and Merger Sub are filing an additional, substantially identical Form 3 concurrently with the filing of this Form 3.

F7: The Reporting Persons are filing this Form 3 solely to the extent it may be required by federal securities laws in connection with the Supporting Shareholders' obligations under the Voting Agreements, and neither the filing of this Form 3 nor any of its contents shall be deemed to constitute an admission by any of the Reporting Persons that it is the beneficial owner of any shares of Common Stock and any such beneficial ownership is expressly denied.

F8: None of the Reporting Persons has any pecuniary interest in any shares of Common Stock.

Playboy, Inc.

Report date August 24, 2026 · Filed August 25, 2026

Jointly reported with Drawbridge Special Opportunities Fund LP, Drawbridge Special Opportunities GP LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	5,734,466	Reported balance After 2026-08-24 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-08-24 · Sale · Disposed 1,385,252 · Balance 5,734,466 F1: Held directly by Drawbridge Special Opportunities Fund LP ("DBSO"). Drawbridge Special Opportunities Advisors LLC ("DBSO Advisors") is the investment advisor to DBSO. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,307,696	Reported balance After 2026-08-24 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2026-08-24 · Sale · Disposed 557,456 · Balance 2,307,696 F2: Held directly by Drawbridge DSO Securities LLC ("DBDSO"). DBSO is the sole member and owner of all of the outstanding membership interests in DBDSO. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	1,835,155	Reported balance After 2026-08-24 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2026-08-24 · Sale · Disposed 443,309 · Balance 1,835,155 F3: Held directly by DBDB Funding LLC ("DBDB Funding"). DBSO is the indirect owner of all of the outstanding membership interests of DBDB Funding. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	672,438	Reported balance After 2026-08-24 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2026-08-24 · Sale · Disposed 162,438 · Balance 672,438 F4: Held directly by FLF I Securities L.P. ("FLF I"). Fortress Lending Advisors LLC ("Fortress Lending") is the investment manager of an entity that controls FLF I. FIG LLC is the holder of all of the issued and outstanding interests of Fortress Lending. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	592,715	Reported balance After 2026-08-24 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2026-08-24 · Sale · Disposed 143,179 · Balance 592,715 F5: Held directly by Fortress Credit Opportunities XV CLO Limited ("FCO XV CLO"). FCO XV CLO CM LLC ("FCO XV CM") is the collateral manager of FCO XV CLO. DBSO is the holder of all of the issued and outstanding interests of FCO XV CM. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	276,147	Reported balance After 2026-08-24 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2026-08-24 · Sale · Disposed 66,707 · Balance 276,147 F6: Held directly by Fortress Credit Opportunities XI CLO Limited ("FCO XI CLO"). FCOD CLO Management LLC ("FCOD CLO") is the collateral manager of FCO XI CLO. DBSO is the holder of all of the issued and outstanding interests of FCOD CLO. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	266,174	Reported balance After 2026-08-24 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2026-08-24 · Sale · Disposed 64,298 · Balance 266,174 F7: Held directly by FCO XVII PLYB Holdings LLC ("FCO XVII"). Fortress Credit Opportunities XVII CLO Limited ("FCO XVII CLO") is the direct holder of 99.8%, and the indirect holder of 0.2%, of all of the issued and outstanding interests of FCO XVII. FCO XVII CLO CM LLC ("FCO XVII CLO CM") is the collateral manager of FCO XVII CLO. Fortress Lending is the holder of all of the issued and outstanding interests of FCO XVII CLO CM. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	142,835	Reported balance After 2026-08-24 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2026-08-24 · Sale · Disposed 34,504 · Balance 142,835 F8: Held directly by DBO PLYB Holdings LLC ("DBO PLYB"). Drawbridge Special Opportunities Fund Ltd. ("DBSOF") is the direct holder of 99.8% and the indirect holder of 0.2% of all of the issued and outstanding interests of DBO PLYB. DBSO Advisors is the investment manager of DBSOF. F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation. F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Filing footnotes · ownership attribution and instrument terms

F1: Held directly by Drawbridge Special Opportunities Fund LP ("DBSO"). Drawbridge Special Opportunities Advisors LLC ("DBSO Advisors") is the investment advisor to DBSO.

F2: Held directly by Drawbridge DSO Securities LLC ("DBDSO"). DBSO is the sole member and owner of all of the outstanding membership interests in DBDSO.

F3: Held directly by DBDB Funding LLC ("DBDB Funding"). DBSO is the indirect owner of all of the outstanding membership interests of DBDB Funding.

F4: Held directly by FLF I Securities L.P. ("FLF I"). Fortress Lending Advisors LLC ("Fortress Lending") is the investment manager of an entity that controls FLF I. FIG LLC is the holder of all of the issued and outstanding interests of Fortress Lending.

F5: Held directly by Fortress Credit Opportunities XV CLO Limited ("FCO XV CLO"). FCO XV CLO CM LLC ("FCO XV CM") is the collateral manager of FCO XV CLO. DBSO is the holder of all of the issued and outstanding interests of FCO XV CM.

F6: Held directly by Fortress Credit Opportunities XI CLO Limited ("FCO XI CLO"). FCOD CLO Management LLC ("FCOD CLO") is the collateral manager of FCO XI CLO. DBSO is the holder of all of the issued and outstanding interests of FCOD CLO.

F7: Held directly by FCO XVII PLYB Holdings LLC ("FCO XVII"). Fortress Credit Opportunities XVII CLO Limited ("FCO XVII CLO") is the direct holder of 99.8%, and the indirect holder of 0.2%, of all of the issued and outstanding interests of FCO XVII. FCO XVII CLO CM LLC ("FCO XVII CLO CM") is the collateral manager of FCO XVII CLO. Fortress Lending is the holder of all of the issued and outstanding interests of FCO XVII CLO CM.

F8: Held directly by DBO PLYB Holdings LLC ("DBO PLYB"). Drawbridge Special Opportunities Fund Ltd. ("DBSOF") is the direct holder of 99.8% and the indirect holder of 0.2% of all of the issued and outstanding interests of DBO PLYB. DBSO Advisors is the investment manager of DBSOF.

F9: Drawbridge Special Opportunities GP LLC ("DBSO GP") is the general partner of DBSO. Fortress Principal Investment Holdings IV LLC ("FPI IV") is the managing member of DBSO GP. FIG LLC is the holder of all membership interests of DBSO Advisors. Fortress Operating Entity I LP ("FOE") is the holder of all of the issued and outstanding membership interests of FPI IV and is the Class A member of FIG LLC. FIG Blue LLC ("FIG Blue") is the general partner of FOE. Fortress Investment Group LLC ("Fortress") is the sole member of FIG Blue. FINCO I Intermediate Holdco LLC ("FINCO Intermediate") is the sole member of Fortress. FINCO I LLC ("FINCO") is the sole member of FINCO Intermediate. FIG Parent, LLC ("FIG Parent") is the sole member of FINCO. Foundation Holdco LP ("Foundation") is the sole member of FIG Parent. FIG Buyer GP, LLC is the general partner of Foundation.

F10: Each reporting person disclaims beneficial ownership of all reported securities except to the extent of its pecuniary interest therein and the inclusion of the securities in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PhenixFIN Corp

Report date August 12, 2020 · Filed August 14, 2020

Jointly reported with Fortress Investment Group LLC, DB Med Investor I LLC, Drawbridge Special Opportunities Fund LP, Drawbridge Special Opportunities GP LLC, Fortress Principal Investment Holdings IV LLC, FIG LLC, Fortress Operating Entity I LP, FIG Blue LLC, DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD

Section 16 reporting ended · disclosed 2020-08-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	271,781	Reported balance After 2020-08-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-08-12 · Sale · Disposed 1,000 · Balance 271,781 F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average price. The actual sale prices ranged from $16.50 to $16.51 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]

F3: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.

Transaction history

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The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 08, 2020 Filed Jan 9, 2020 22:24 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	20,500	$2.20	$45,100.00	Disclosure SEC source: 0001209191-20-002813 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,891,560 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.190 to $2.215 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
January 07, 2020 Filed Jan 9, 2020 22:24 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	31,712	$2.16	$68,497.92	Disclosure SEC source: 0001209191-20-002813 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,912,060 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.150 to $2.190 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
January 06, 2020 Filed Jan 6, 2020 22:52 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	20,271	$2.15	$43,623.19	Disclosure SEC source: 0001209191-20-002056 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,943,772 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.150 to $2.185 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:52 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	2,696	$2.20	$5,923.11	Disclosure SEC source: 0001209191-20-002056 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,964,043 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.165 to $2.215 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 26, 2019 Filed Dec 28, 2019 00:45 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	27,904	$2.14	$59,770.37	Disclosure SEC source: 0001209191-19-062048 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,966,739 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.140 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 23, 2019 Filed Dec 28, 2019 00:45 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	20,280	$2.17	$44,027.88	Disclosure SEC source: 0001209191-19-062048 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,994,643 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.170 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 19, 2019 Filed Dec 19, 2019 22:07 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	78,420	$2.15	$168,210.90	Disclosure SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,014,923 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.125 to $2.185 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 18, 2019 Filed Dec 19, 2019 22:07 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	67,193	$2.11	$141,844.42	Disclosure SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,093,343 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.105 to $2.130 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 17, 2019 Filed Dec 19, 2019 22:07 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	167,839	$2.14	$358,839.78	Disclosure SEC source: 0001209191-19-061334 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,160,536 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.115 to $2.155 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 16, 2019 Filed Dec 16, 2019 22:23 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	67,162	$2.13	$142,920.74	Disclosure SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,328,375 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.170 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 13, 2019 Filed Dec 16, 2019 22:23 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	86,952	$2.12	$184,599.10	Disclosure SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,395,537 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.100 to $2.175 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 12, 2019 Filed Dec 16, 2019 22:23 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	7,991	$2.14	$17,124.71	Disclosure SEC source: 0001209191-19-060716 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,482,489 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.140 to $2.160 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 10, 2019 Filed Dec 11, 2019 22:51 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	5,552	$2.25	$12,475.34	Disclosure SEC source: 0001209191-19-060090 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,490,480 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.265 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:51 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	19,721	$2.25	$44,332.81	Disclosure SEC source: 0001209191-19-060090 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,496,032 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.220 to $2.250 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 04, 2019 Filed Dec 4, 2019 22:31 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	2,300	$2.22	$5,115.20	Disclosure SEC source: 0001209191-19-059118 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,515,753 F5 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.215 to $2.255 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 03, 2019 Filed Dec 4, 2019 22:31 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	4,400	$2.19	$9,653.60	Disclosure SEC source: 0001209191-19-059118 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,518,053 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.175 to $2.210 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
December 02, 2019 Filed Dec 4, 2019 22:31 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	100,000	$2.16	$215,500.00	Disclosure SEC source: 0001209191-19-059118 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,522,453 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.145 to $2.180 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 27, 2019 Filed Nov 27, 2019 22:30 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	15,099	$2.13	$32,206.17	Disclosure SEC source: 0001209191-19-058368 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,622,453 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.120 to $2.140 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 26, 2019 Filed Nov 27, 2019 22:30 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	75,936	$2.09	$158,402.50	Disclosure SEC source: 0001209191-19-058368 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,637,552 F1 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.070 to $2.115 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 22, 2019 Filed Nov 22, 2019 22:44 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	5,100	$2.05	$10,470.30	Disclosure SEC source: 0001209191-19-057854 · doc4.xml · nonDerivative · entry 3 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,713,488 F4 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.05 to $2.06 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 21, 2019 Filed Nov 22, 2019 22:44 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	13,784	$2.02	$27,816.11	Disclosure SEC source: 0001209191-19-057854 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,718,588 F3 · price: The price in Column 4 is a weighted average price. The actual sale prices ranged from $2.015 to $2.020 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:44 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	20,830	$2.00	$41,660.00	Disclosure SEC source: 0001209191-19-057854 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,732,372 F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:34 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	1,400	$1.98	$2,772.00	Disclosure SEC source: 0001209191-19-057185 · doc4.xml · nonDerivative · entry 2 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,753,202 F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:34 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	1,736	$1.99	$3,452.90	Disclosure SEC source: 0001209191-19-057185 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,754,602 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $1.98 to $2.00 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F3 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document
November 08, 2019 Filed Nov 13, 2019 22:25 UTC	PhenixFIN Corp MCC · Entity 6843	SaleCommon Stock	600	$2.04	$1,221.00	Disclosure SEC source: 0001209191-19-056431 · doc4.xml · nonDerivative · entry 1 Fortress Investment Group LLC · CIK 0001380393 · 10% owner DB Med Investor I LLC · CIK 0001792693 · 10% owner Drawbridge Special Opportunities Fund LP · CIK 0001200438 · 10% owner Drawbridge Special Opportunities GP LLC · CIK 0001380935 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITIES ADVISORS LLC · CIK 0001252267 · 10% owner Fortress Principal Investment Holdings IV LLC · CIK 0001381035 · 10% owner FIG LLC · CIK 0001245521 · 10% owner Fortress Operating Entity I LP · CIK 0001387344 · 10% owner FIG Corp. · CIK 0001387345 · 10% owner DRAWBRIDGE SPECIAL OPPORTUNITES FUND LTD · CIK 0001205824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,756,338 F1 · ownership.nature: Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below] F2 · ownership.nature: Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.