Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIENT INCALNT · Entity 4689 | Director · Chief Executive Officer | August 10, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIENT INC
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,489,106 |
Ending reported balance
After 2026-08-10 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-10 · Sale · Disposed 17,028 · Balance 1,552,078 F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee. F2: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive. Row 2 · 2026-08-10 · Sale · Disposed 18,176 · Balance 1,533,902 F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee. F3: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive. Row 3 · 2026-08-10 · Sale · Disposed 33,944 · Balance 1,499,958 F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee. F4: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive. Row 4 · 2026-08-10 · Sale · Disposed 852 · Balance 1,499,106 F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee. F5: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive. Row 5 · 2026-08-10 · Gift · Disposed 10,000 · Balance 1,489,106 F6: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP Trust | 26,067 |
Reported balance
Holding disclosure · report date 2026-08-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 26,067 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.
F2: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive.
F3: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive.
F4: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive.
F5: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive.
F6: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AstroNova, Inc.
Report date August 26, 2026 · Filed August 26, 2026
Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Disposition to issuer · Disposed 75,711 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0 F2: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $14.45 · Expires 2027-12-05 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0 F3: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
F2: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.
F3: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 12, 2020 Filed Jan 30, 2020 21:48 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 2,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-20-000004 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,776 F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 22:46 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 1,057 | $46.70 | $49,361.90 |
DisclosureSEC source: 0001239944-19-000054 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,019,015 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 22:46 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 6,246 | $47.30 | $295,435.80 |
DisclosureSEC source: 0001239944-19-000054 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,072 Read SEC document |
| December 17, 2019 Filed Dec 18, 2019 22:40 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 1,583 | $47.50 | $75,193.92 |
DisclosureSEC source: 0001239944-19-000053 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,318 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.50 to $47.52, inclusive. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 22:40 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 2,433 | $48.08 | $116,973.77 |
DisclosureSEC source: 0001239944-19-000053 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,901 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.29, inclusive. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 23:51 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 10,000 | $44.50 | $445,000.00 |
DisclosureSEC source: 0001239944-19-000052 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,334 Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 21:55 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 6,278 | $44.58 | $279,854.41 |
DisclosureSEC source: 0001239944-19-000051 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040,334 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.22, inclusive. Read SEC document |
| December 05, 2019 Filed Dec 7, 2019 02:46 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 16,745 | $44.51 | $745,304.88 |
DisclosureSEC source: 0001239944-19-000050 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,612 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $44.73, inclusive. Read SEC document |
| December 04, 2019 Filed Dec 7, 2019 02:46 UTC | ALLIENT INC AMOT · Entity 4689 | SaleCommon Stock | 5,658 | $44.66 | $252,703.25 |
DisclosureSEC source: 0001239944-19-000050 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,357 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.125, inclusive. Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 14:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 650 | $15.98 | $10,385.12 |
DisclosureSEC source: 0001209191-19-049987 · doc4.xml · nonDerivative · entry 5 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,496 Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 14:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $15.98 | $1,597.63 |
DisclosureSEC source: 0001209191-19-049987 · doc4.xml · nonDerivative · entry 4 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,846 Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 14:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $15.97 | $1,596.83 |
DisclosureSEC source: 0001209191-19-049987 · doc4.xml · nonDerivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,746 Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 14:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 50 | $15.99 | $799.50 |
DisclosureSEC source: 0001209191-19-049987 · doc4.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,646 Read SEC document |
| September 17, 2019 Filed Sep 18, 2019 14:36 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $15.95 | $1,594.50 |
DisclosureSEC source: 0001209191-19-049987 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,596 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $16.61 | $1,660.89 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 10 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 186 | $16.62 | $3,091.41 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 9 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,396 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $16.61 | $1,661.10 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 8 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,210 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $16.61 | $1,661.09 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 7 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,110 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $16.61 | $1,660.96 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 6 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,010 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $16.61 | $1,661.44 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 5 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,910 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 100 | $16.62 | $1,662.29 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 4 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,810 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 93 | $16.61 | $1,545.04 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,710 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 121 | $16.30 | $1,972.30 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,617 Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 17:48 UTC | AstroNova, Inc. ALOT · Entity 9547 | PurchaseCommon Stock | 1,000 | $16.49 | $16,493.00 |
DisclosureSEC source: 0001209191-19-049571 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,496 Read SEC document |
| June 04, 2019 Filed Jun 7, 2019 16:18 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 2,312 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035440 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,496 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:51 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 6,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-19-000016 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069,015 F2 · price: Grant of performamce-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three year period upon satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2019. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:51 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 6,648 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-19-000016 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,367 F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2020, 2021 and 2022. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:33 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 29,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-19-000013 · edgar.xml · nonDerivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055,719 F3 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest two-thirds on March 31, 2020 and one-third on March 31, 2021. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:33 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 12,820 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-19-000013 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,682 F2 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-fifth on February 15, 2020 and one-fifth each on December 6, 2020, 2021, 2022 and 2023. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 19:04 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006701 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,184 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is four months following the date of grant. Read SEC document |
| January 12, 2019 Filed Feb 19, 2019 22:33 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 995 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001239944-19-000013 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,862 F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan. Read SEC document |
| October 28, 2018 Filed Oct 31, 2018 13:52 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-056620 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,316 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| October 18, 2018 Filed Dec 11, 2018 22:14 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 19,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-18-000066 · edgar.xml · nonDerivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,014,857 F3 · shares: On October 18, 2018, 45,046 restricted shares vested and the Reporting Person instructed the Company to withhold 19,460 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 13:34 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044650 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,249 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 18:30 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001209191-18-035504 · doc4.xml · derivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-06-04 F1 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2019 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| June 04, 2018 Filed Jun 8, 2018 18:04 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036616 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,156 F1 · shares: Restricted stock award made to the reporting person upon their appointment to the position of Chairman of the Compensation Committee, pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program. The award vests on the date that is three months following the date of grant. Read SEC document |
| April 30, 2018 Filed May 1, 2018 14:37 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026990 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,124 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| March 31, 2018 Filed Dec 11, 2018 22:14 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 6,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-18-000066 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,317 F2 · shares: On March 31, 2018, 15,548 restricted shares vested and the Reporting Person instructed the Company to withhold 6,719 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 23:51 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 10,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-18-000021 · edgar.xml · nonDerivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,579 F3 · shares: Grant of performance shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2018. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 23:51 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 5,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-18-000021 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031,107 F2 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on March 31, 2019, 2020 and 2021. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 23:51 UTC | ALLIENT INC AMOT · Entity 4689 | Disposition to issuerCommon Stock | 9,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-18-000021 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,821 F1 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan. Read SEC document |
| March 13, 2018 Filed Dec 11, 2018 22:14 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-18-000066 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,041,036 F1 · shares: On March 13, 2018, 1,255 restricted shares vested and the Reporting Person instructed the Company to withhold 543 shares of common stock to cover tax withholding obligations as permitted under the applicable shareholder-approved stock incentive plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 16:32 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 1,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006649 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| January 12, 2018 Filed Jan 31, 2018 21:30 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 972 | $35.19 | $34,204.68 |
DisclosureSEC source: 0001239944-18-000012 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,708 F1 · shares: On January 12, 2018, 2,003 restricted shares vested and the Reporting Person instructed the Company to withhold 972 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 20:39 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantStock Option (Right to Purchase) · Derivative | 5,000 | $0.00 Strike: $14.45 | $0.00 |
DisclosureSEC source: 0001209191-17-064369 · doc4.xml · derivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-12-05 F2 · derivative.exercise_date: Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 20:39 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-064369 · doc4.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675 F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 13,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 4 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,680 F4 · shares: Grant of performance shares pursuant to the Company's 2007 Stock Incentive Plan. All or a portion of these STIP performance shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | ALLIENT INC AMOT · Entity 4689 | GrantCommon Stock | 6,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 3 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,023,030 F3 · shares: Grant of restricted shares pursuant to the Company's 2007 Stock Incentive Plan. These restricted shares vest one-third each on March 31, 2018, 2019 and 2020. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:41 UTC | ALLIENT INC AMOT · Entity 4689 | Disposition to issuerCommon Stock | 5,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 2 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,016,206 F2 · shares: Forfeiture of unearned performance shares previously granted pursuant to the Company's 2007 Stock Incentive Plan. Read SEC document |
| January 12, 2017 Filed Mar 3, 2017 21:41 UTC | ALLIENT INC AMOT · Entity 4689 | Tax withholdingCommon Stock | 1,068 | $21.32 | $22,769.76 |
DisclosureSEC source: 0001239944-17-000018 · edgar.xml · nonDerivative · entry 1 WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,939 F1 · shares: On January 12, 2017, 2,004 restricted shares vested and the Reporting Person instructed the Company to withhold 1,068 shares of common stock to cover tax withholding obligations as permitted under the Company's 2007 Stock Incentive Plan, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.