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person · Reporting owner

WARZALA RICHARD S

Disclosed activity across 2 companies

Tapewire entity
19731
SEC CIK
0001024225

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALLIENT INCALNT · Entity 4689Director · Chief Executive OfficerAugust 10, 2026August 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALLIENT INC

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,489,106 Ending reported balance After 2026-08-10 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2026-08-10 · Sale · Disposed 17,028 · Balance 1,552,078

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F2: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive.

Row 2 · 2026-08-10 · Sale · Disposed 18,176 · Balance 1,533,902

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F3: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive.

Row 3 · 2026-08-10 · Sale · Disposed 33,944 · Balance 1,499,958

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F4: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive.

Row 4 · 2026-08-10 · Sale · Disposed 852 · Balance 1,499,106

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F5: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive.

Row 5 · 2026-08-10 · Gift · Disposed 10,000 · Balance 1,489,106

F6: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person.

Common StockSEC Table I · non-derivativeIndirectBy ESOP Trust26,067 Reported balance Holding disclosure · report date 2026-08-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 26,067

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold by trusts for the benefit of members of the Reporting Person's immediate family and for which the Reporting Person serves as trustee.

F2: These shares were sold in multiple transactions at prices ranging from $112.49 to $112.99, inclusive.

F3: These shares were sold in multiple transactions at prices ranging from $113.015 to $113.695, inclusive.

F4: These shares were sold in multiple transactions at prices ranging from $113.70 to $114.69, inclusive.

F5: These shares were sold in multiple transactions at prices ranging from $114.95 to $115.765, inclusive.

F6: The reported disposition represents a bona fide gift by the Reporting Person to the Warzala Family Charitable Fund, a charitable fund established by the Reporting Person.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AstroNova, Inc.

Report date August 26, 2026 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Disposition to issuer · Disposed 75,711 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04Direct0 Reported balance After 2026-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0

F2: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $14.45 · Expires 2027-12-05Direct0 Reported balance After 2026-08-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-26 · Disposition to issuer · Disposed 5,000 · Balance 0

F3: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

F2: Stock Option originally granted on June 4, 2018, which became fully vested at the Company's 2019 Annual Meeting of Shareholders, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $53,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

F3: Stock Option originally granted on December 5, 2017, which became fully vested on December 5, 2018, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $72,750, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 05, 2022 Filed Jan 4, 2023 21:30 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 3,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-23-000298 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525,095

F1 · price: Bona fide gift of securities. The number of securities beneficially held following this transaction also reflect the transaction previously reported by the Reporting Person in a Form 4 filed with the SEC on December 8, 2022.

F1 · balance_after: Bona fide gift of securities. The number of securities beneficially held following this transaction also reflect the transaction previously reported by the Reporting Person in a Form 4 filed with the SEC on December 8, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 20:22 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 5,293 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014999 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,471

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 20:24 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 21,219 $29.77 $631,689.63
Disclosure

SEC source: 0001062993-22-009747 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,531,986

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:36 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 14,176 $34.39 $487,512.64
Disclosure

SEC source: 0001062993-22-007190 · form4.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,205

F3 · shares: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2022.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 21:36 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 14,176 $34.39 $487,512.64
Disclosure

SEC source: 0001062993-22-007190 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519,029

F2 · shares: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2023, 2024 and 2025.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 21:36 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,615 $33.85 $88,517.75
Disclosure

SEC source: 0001062993-22-007190 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504,853

F1 · shares: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:54 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 5,353 $34.16 $182,858.48
Disclosure

SEC source: 0001062993-22-005405 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,468

F2 · shares: Grant of performance-based restricted shares as long-term incentive pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of this long-term incentive award will vest over a three-year or five-year period upon the satisfaction of certain performance goals established by the Compensation Committee for the year ending December 31, 2022.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 22:54 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 44,804 $34.16 $1,530,504.64
Disclosure

SEC source: 0001062993-22-005405 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,115

F1 · shares: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan upon the satisfaction of the performance goals previously established by the Compensation Committee in connection with the Company's Long-Term Incentive Plan. These restricted shares vest between December 2023 and December 2026 depending on whether the performance goal related to organic growth or acquisition growth.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:41 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 583 $36.88 $21,501.04
Disclosure

SEC source: 0001062993-22-001386 · form4.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457,311

F2 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
January 19, 2022 Filed Jan 21, 2022 21:41 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 435 $36.88 $16,042.80
Disclosure

SEC source: 0001062993-22-001386 · form4.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457,894

F2 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 27, 2021 Filed Jan 21, 2022 21:41 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001062993-22-001386 · form4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,458,329

F1 · price: Bona fide gift of securities.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:56 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 1,745 $40.68 $70,986.60
Disclosure

SEC source: 0001239944-21-000036 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463,329

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 06, 2021 Filed Dec 8, 2021 21:56 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,146 $40.76 $87,470.96
Disclosure

SEC source: 0001239944-21-000036 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,465,074

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 20:03 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 4,082 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-039161 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,178

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 18:39 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 8,704 $52.28 $455,045.12
Disclosure

SEC source: 0001239944-21-000013 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 977,094

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 18:39 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 6,773 $51.33 $347,658.09
Disclosure

SEC source: 0001239944-21-000013 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 985,798

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 23:36 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 1,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000007 · edgar.xml · nonDerivative · entry 4

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992,571

F4 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:36 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 12,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000007 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,314

F3 · price: Grant of performance-based restricted shares as long-term incentive pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of this long-term incentive award will vest over a three-year or five-year period upon the satisfaction of certain performance goals established by the Compensation Committee for any year during the period ending December 31, 2022.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:36 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 7,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000007 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,635

F2 · price: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performance goals established by the Compensation Committe for the year ending December 31, 2021.

Read SEC document
March 10, 2021 Filed Mar 12, 2021 23:36 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 7,727 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000007 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973,908

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2022, 2023 and 2024.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:23 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 608 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000006 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,181

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 19:55 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,235 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000004 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966,789

F2 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 09, 2020 Filed Jan 14, 2021 19:55 UTC ALLIENT INC AMOT · Entity 4689 GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-21-000004 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,024

F1 · price: Bona fide gift of securities.

Read SEC document
December 06, 2020 Filed Dec 7, 2020 22:41 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000044 · edgar.xml · nonDerivative · entry 4

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,024

F4 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 22:41 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 12,328 $43.18 $532,347.70
Disclosure

SEC source: 0001239944-20-000044 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,618

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.95 to $43.75, inclusive.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 22:41 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 10,000 $42.00 $420,000.00
Disclosure

SEC source: 0001239944-20-000044 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988,946

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.75 to $42.25, inclusive.

Read SEC document
December 03, 2020 Filed Dec 7, 2020 22:41 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 10,000 $41.05 $410,500.00
Disclosure

SEC source: 0001239944-20-000044 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,946

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.75 to $41.25, inclusive.

Read SEC document
December 02, 2020 Filed Dec 3, 2020 22:35 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 22 $40.75 $896.50
Disclosure

SEC source: 0001239944-20-000043 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,946

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:35 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 2,500 $40.97 $102,425.00
Disclosure

SEC source: 0001239944-20-000043 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,008,968

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:01 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 2,892 $42.75 $123,633.00
Disclosure

SEC source: 0001239944-20-000042 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,468

Read SEC document
November 24, 2020 Filed Nov 25, 2020 20:31 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 11,538 $42.44 $489,649.64
Disclosure

SEC source: 0001239944-20-000041 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,014,360

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.21 to $43.10, inclusive.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 20:31 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 8,050 $41.41 $333,350.50
Disclosure

SEC source: 0001239944-20-000041 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,025,898

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.15 to $42.01, inclusive.

Read SEC document
November 23, 2020 Filed Nov 25, 2020 20:31 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 3,258 $40.97 $133,486.78
Disclosure

SEC source: 0001239944-20-000041 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,033,948

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.95 to $41.03, inclusive.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 21:42 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,600 $40.58 $227,220.00
Disclosure

SEC source: 0001239944-20-000040 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,037,206

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.55 to $40.75, inclusive.

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November 19, 2020 Filed Nov 23, 2020 21:42 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 14,337 $40.46 $580,132.37
Disclosure

SEC source: 0001239944-20-000040 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,042,806

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.45 to $40.51, inclusive.

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November 18, 2020 Filed Nov 19, 2020 21:52 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,085 $40.50 $43,942.50
Disclosure

SEC source: 0001239944-20-000039 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,143

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November 17, 2020 Filed Nov 19, 2020 21:52 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 966 $40.50 $39,123.00
Disclosure

SEC source: 0001239944-20-000039 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,228

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November 16, 2020 Filed Nov 17, 2020 22:34 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 5,169 $40.50 $209,344.50
Disclosure

SEC source: 0001239944-20-000038 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,194

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November 16, 2020 Filed Nov 17, 2020 22:34 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 31 $41.62 $1,290.19
Disclosure

SEC source: 0001239944-20-000038 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,363

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.59 to $41.65, inclusive.

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November 13, 2020 Filed Nov 17, 2020 22:34 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 1,515 $41.00 $62,115.00
Disclosure

SEC source: 0001239944-20-000038 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064,394

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November 10, 2020 Filed Nov 12, 2020 21:50 UTC ALLIENT INC AMOT · Entity 4689 SaleCommon Stock 3,285 $43.00 $141,255.00
Disclosure

SEC source: 0001239944-20-000037 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065,909

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June 02, 2020 Filed Jun 4, 2020 21:43 UTC AstroNova, Inc. ALOT · Entity 9547 GrantCommon Stock 9,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-034510 · doc4.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,096

F1 · shares: Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.

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April 01, 2020 Filed Apr 27, 2020 20:23 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000013 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,194

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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March 31, 2020 Filed Apr 27, 2020 20:23 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 12,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000013 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,071,204

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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March 11, 2020 Filed Mar 13, 2020 21:13 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 39,214 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000009 · edgar.xml · nonDerivative · entry 3

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,968

F3 · price: Grant of performance-based restricted shares as long-term incentive pursuant to the Company's 2017 Omnibus Incentive Plan. 19,215 shares of this long-term incentive award will vest over a five-year period, one-fifth on each of March 11, 2021 and March 7, 2022, 2023, 2023 and 2025. All or a portion of the remaining 19,999 shares of this long-term incentive award will vest over a three-year or five-year period upon the satisfaction of certain performnace goals established by the Compensation Committe for any year during the period ending December 31, 2022.

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March 11, 2020 Filed Mar 13, 2020 21:13 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 9,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000009 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,754

F2 · price: Grant of performance-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. All or a portion of these restricted shares will vest over a three-year period upon the satisfaction of certain performnace goals established by the Compensation Committe for the year ending December 31, 2020.

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March 11, 2020 Filed Mar 13, 2020 21:13 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 9,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000009 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,648

F1 · price: Grant of time-based restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest one-third each on April 1, 2021, 2022 and 2023.

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February 15, 2020 Filed Feb 21, 2020 22:48 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 2,594 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000008 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,026,648

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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February 12, 2020 Filed Feb 14, 2020 21:22 UTC ALLIENT INC AMOT · Entity 4689 GrantCommon Stock 13,075 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000005 · edgar.xml · nonDerivative · entry 1

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,029,242

F1 · price: Grant of restricted shares pursuant to the Company's 2017 Omnibus Incentive Plan. These restricted shares vest two-thirds on April 1, 2021 and one-third on April 1, 2022.

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January 19, 2020 Filed Jan 30, 2020 21:48 UTC ALLIENT INC AMOT · Entity 4689 Tax withholdingCommon Stock 609 Not disclosed Not disclosed
Disclosure

SEC source: 0001239944-20-000004 · edgar.xml · nonDerivative · entry 2

WARZALA RICHARD S · CIK 0001024225 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,016,167

F1 · price: On the indicated date, the Reporting Person instructed the Company to withhold shares of common stock to cover tax withholding obligations upon the vesting of restricted stock as permitted under the applicable shareholder-approved stock incentive plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.