Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AstroNova, Inc.
Report date August 26, 2026 · Filed August 26, 2026
Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 1
1 source rowRow 1 · 2026-08-26 · Disposition to issuer · Disposed 33,952 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement"). |
| Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-26 · Disposition to issuer · Disposed 17,500 · Balance 0 F2: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-26 · Disposition to issuer · Disposed 524 · Balance 0 F3: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-26 · Disposition to issuer · Disposed 2,799 · Balance 0 F4: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-26 · Disposition to issuer · Disposed 43,591 · Balance 0 F5: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-26 · Disposition to issuer · Disposed 4,590 · Balance 0 F6: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-26 · Disposition to issuer · Disposed 47 · Balance 0 F7: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").
F2: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.
F3: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
F4: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
F5: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
F6: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.
F7: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 20, 2021 Filed Mar 26, 2021 21:00 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034943 · doc4.xml · derivative · entry 6 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,984 Underlying: Common Stock · 1,983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on June 4, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest on June 4, 2021. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034943 · doc4.xml · derivative · entry 5 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,595 Underlying: Common Stock · 1,595 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on June 4, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest on June 4, 2021. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 791 | $6.63 | $5,244.33 |
DisclosureSEC source: 0001209191-20-034943 · doc4.xml · nonDerivative · entry 4 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,647 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034943 · doc4.xml · nonDerivative · entry 3 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 636 | $6.63 | $4,216.68 |
DisclosureSEC source: 0001209191-20-034943 · doc4.xml · nonDerivative · entry 2 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,455 Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 19:13 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 1,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-034943 · doc4.xml · nonDerivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 17:59 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022046 · doc4.xml · derivative · entry 4 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24 Underlying: Common Stock · 12 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. F2 · derivative.expiration_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 17:59 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 36 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022046 · doc4.xml · derivative · entry 3 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Common Stock · 36 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. F2 · derivative.expiration_date: One third of the restricted stock units vested immediately upon issuance. The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 17:59 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 5 | $6.73 | $33.65 |
DisclosureSEC source: 0001209191-20-022046 · doc4.xml · nonDerivative · entry 2 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,496 Read SEC document |
| March 29, 2020 Filed Apr 1, 2020 17:59 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-022046 · doc4.xml · nonDerivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,501 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 20:44 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 3,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021835 · doc4.xml · derivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,990 Underlying: Common Stock · 3,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on March 27, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:08 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021022 · doc4.xml · derivative · entry 6 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141 Underlying: Common Stock · 569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 20, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:08 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionRestricted Stock Unit · Derivative | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021022 · doc4.xml · derivative · entry 5 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530 Underlying: Common Stock · 529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2021. F2 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2021. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:08 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 227 | $6.73 | $1,527.71 |
DisclosureSEC source: 0001209191-20-021022 · doc4.xml · nonDerivative · entry 4 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,489 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:08 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021022 · doc4.xml · nonDerivative · entry 3 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:08 UTC | AstroNova, Inc. ALOT · Entity 9547 | Tax withholdingCommon Stock | 211 | $6.73 | $1,420.03 |
DisclosureSEC source: 0001209191-20-021022 · doc4.xml · nonDerivative · entry 2 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,147 Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 23:08 UTC | AstroNova, Inc. ALOT · Entity 9547 | Exercise / conversionCommon Stock | 529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021022 · doc4.xml · nonDerivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2020 Filed Mar 12, 2020 18:49 UTC | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Units · Derivative | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018414 · doc4.xml · derivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18 Underlying: Common Stock · 18 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 20, 2020. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 20, 2020. Read SEC document |
| March 09, 2020 Filed Mar 31, 2020 20:28 UTC Amendment | AstroNova, Inc. ALOT · Entity 9547 | GrantRestricted Stock Unit · Derivative | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-021812 · doc4a.xml · derivative · entry 1 Carll Thomas Wayne · CIK 0001778728 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F1 · derivative.exercise_price: On March 12, 2020, the reporting person mistakenly filed a Form 4 reporting the receipt on March 9, 2020 restricted stock units relating to 18 shares of common stock. This grant did not in fact occur. F1 · derivative.exercise_date: On March 12, 2020, the reporting person mistakenly filed a Form 4 reporting the receipt on March 9, 2020 restricted stock units relating to 18 shares of common stock. This grant did not in fact occur. F1 · derivative.expiration_date: On March 12, 2020, the reporting person mistakenly filed a Form 4 reporting the receipt on March 9, 2020 restricted stock units relating to 18 shares of common stock. This grant did not in fact occur. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.