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Carll Thomas Wayne

Disclosed activity across 1 company

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19728
SEC CIK
0001778728

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AstroNova, Inc.

Report date August 26, 2026 · Filed August 26, 2026

Section 16 reporting ended · disclosed 2026-08-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Disposition to issuer · Disposed 33,952 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $18.25 · Expires 2028-06-04Direct0 Reported balance After 2026-08-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-26 · Disposition to issuer · Disposed 17,500 · Balance 0

F2: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-26 · Disposition to issuer · Disposed 524 · Balance 0

F3: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-08-26 · Disposition to issuer · Disposed 2,799 · Balance 0

F4: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-08-26 · Disposition to issuer · Disposed 43,591 · Balance 0

F5: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-08-26 · Disposition to issuer · Disposed 4,590 · Balance 0

F6: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-08-26 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-26 · Disposition to issuer · Disposed 47 · Balance 0

F7: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of June 16, 2026, by and among AstroNova, Inc. (the "Company"), Orion Merger Parent, Inc. ("Parent"), and Orion MergerCo X, Inc., a wholly owned subsidiary of Parent (as it may be amended from time to time, the "Merger Agreement").

F2: Stock Option originally granted on June 4, 2018, which became fully vested on June 4, 2021, and was cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $188,125, representing an amount equal to the product of: (i) the aggregate number of shares of the Company's common stock, par value $0.05 per share (the "Common Stock") subject to such Stock Option multiplied by (ii) the excess, if any, of $29.00 (the "Merger Consideration") over the per share exercise price under such Stock Option.

F3: Restricted Stock Units originally granted on June 10, 2024, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $15,196, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F4: Restricted Stock Units originally granted on April 14, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $81,171, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F5: Restricted Stock Units originally granted on August 15, 2025, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,264,139, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F6: Restricted Stock Units originally granted on February 26, 2026, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $133,110, representing an amount equal to the number of shares of Common Stock underlying such Restricted Stock Units multiplied by the Merger Consideration.

F7: Earned portion of Performance-Based Restricted Stock Units originally granted on April 18, 2022, which became fully vested and were cancelled on the Transaction Date as provided for in the Merger Agreement in exchange for an aggregate cash payment of $1,363, representing an amount equal to the number of shares of Common Stock determined to be subject to the earned and vested portion of the Performance-Based Restricted Stock Units multiplied by the Merger Consideration.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2024 Filed Apr 10, 2024 00:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 615 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008214 · form4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
April 07, 2024 Filed Apr 10, 2024 00:06 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 657 $17.77 $11,674.89
Disclosure

SEC source: 0001062993-24-008214 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,908

Read SEC document
April 07, 2024 Filed Apr 10, 2024 00:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 851 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008214 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2024 Filed Apr 10, 2024 00:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-008214 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:22 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 665 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007977 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,328

Underlying: Common Stock · 665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 21, 2025.

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:22 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 298 $17.85 $5,319.30
Disclosure

SEC source: 0001062993-24-007977 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,099

Read SEC document
March 21, 2024 Filed Apr 3, 2024 22:22 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007977 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009398 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 558 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 18, 2024.

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 250 $14.34 $3,585.00
Disclosure

SEC source: 0001062993-23-009398 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,732

Read SEC document
April 18, 2023 Filed Apr 20, 2023 20:21 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009398 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 852 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

F3 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 615 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · derivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 615

Underlying: Common Stock · 615 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on April 7, 2024.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 658 $14.57 $9,587.06
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,424

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 852 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2023 Filed Apr 11, 2023 20:37 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 615 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-009026 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008030 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 596 $11.94 $7,116.24
Disclosure

SEC source: 0001062993-23-008030 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,615

Read SEC document
March 27, 2023 Filed Mar 29, 2023 20:36 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-008030 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 21:25 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Units · Derivative 1,993 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007555 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,993

Underlying: Common Stock · 1,993 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 21, 2024.

Read SEC document
April 18, 2022 Filed Apr 20, 2022 21:08 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Units · Derivative 1,674 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010566 · form4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,674

Underlying: Common Stock · 1,674 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 18, 2023.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 18, 2023.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 616 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010049 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,230

Underlying: Common Stock · 616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units will vest in two additional annual installments on April 7, 2023 and April 7, 2024.

F2 · derivative.expiration_date: The remaining restricted stock units will vest in two additional annual installments on April 7, 2023 and April 7, 2024.

Read SEC document
April 07, 2022 Filed Apr 11, 2022 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 227 $14.92 $3,386.84
Disclosure

SEC source: 0001062993-22-010049 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,881

Read SEC document
April 07, 2022 Filed Apr 11, 2022 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 616 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010049 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:09 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008832 · form4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remainder of the restricted stock units will fully vest and settle on March 27, 2023.

F2 · derivative.expiration_date: The remainder of the restricted stock units will fully vest and settle on March 27, 2023.

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:09 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 489 $14.89 $7,281.21
Disclosure

SEC source: 0001062993-22-008832 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,492

Read SEC document
March 27, 2022 Filed Mar 29, 2022 20:09 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008832 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 01:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 572 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008373 · form4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 01:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008373 · form4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: 100% of the restricted stock units have fully vested and settled.

F2 · derivative.expiration_date: 100% of the restricted stock units have fully vested and settled.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 01:06 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 211 $14.70 $3,101.70
Disclosure

SEC source: 0001062993-22-008373 · form4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,651

Read SEC document
March 20, 2022 Filed Mar 23, 2022 01:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 572 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008373 · form4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 01:06 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 5 $14.70 $73.50
Disclosure

SEC source: 0001062993-22-008373 · form4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,290

Read SEC document
March 20, 2022 Filed Mar 23, 2022 01:06 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-008373 · form4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Unit · Derivative 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · derivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,984 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021.

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June 04, 2021 Filed Jun 8, 2021 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Unit · Derivative 1,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · derivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,595 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of June 4, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of June 4, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 791 $15.71 $12,426.61
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,283

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 1,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 619 $15.71 $9,724.49
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,090

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:35 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038923 · doc4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2021 Filed Apr 9, 2021 20:29 UTC AstroNova, Inc. ALOT · Entity 9547 GrantRestricted Stock Unit · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-026228 · doc4.xml · derivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,846

Underlying: Common Stock · 1,846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 7, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:11 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Unit · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023614 · doc4.xml · derivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,660

Underlying: Common Stock · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

F2 · derivative.expiration_date: The remaining restricted stock units vest in two equal annual installments beginning on March 27, 2022.

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:11 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 530 $14.20 $7,526.00
Disclosure

SEC source: 0001209191-21-023614 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,114

Read SEC document
March 27, 2021 Filed Mar 30, 2021 22:11 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 1,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023614 · doc4.xml · nonDerivative · entry 1

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Unit · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · derivative · entry 9

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572

Underlying: Common Stock · 569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Unit · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · derivative · entry 8

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F3 · derivative.exercise_date: The remaining restricted stock units vest on March 20, 2022.

F3 · derivative.expiration_date: The remaining restricted stock units vest on March 20, 2022.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionRestricted Stock Unit · Derivative 530 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · derivative · entry 7

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 530 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.

F2 · derivative.exercise_date: All restricted stock units under this award have now vested as of March 20, 2021.

F2 · derivative.expiration_date: All restricted stock units under this award have now vested as of March 20, 2021.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 227 $12.31 $2,794.37
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 6

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,314

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 569 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 5

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 5 $12.31 $61.55
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 4

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,972

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Exercise / conversionCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 3

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2021 Filed Mar 26, 2021 21:00 UTC AstroNova, Inc. ALOT · Entity 9547 Tax withholdingCommon Stock 212 $12.31 $2,609.72
Disclosure

SEC source: 0001209191-21-023249 · doc4.xml · nonDerivative · entry 2

Carll Thomas Wayne · CIK 0001778728 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,965

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.