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person · Reporting owner

Malhotra R. Rimmy

Disclosed activity across 5 companies

Tapewire entity
19653
SEC CIK
0001442755

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Genasys Inc.GNSS · Entity 7058DirectorAugust 26, 2026August 26, 2026
HireQuest, Inc.HQI · Entity 6214DirectorAugust 12, 2026August 14, 2026
Horizon Kinetics Holding CorpSLGD · Entity 1286DirectorMay 11, 2023May 15, 2023
InfuSystem Holdings, IncINFU · Entity 6163DirectorSeptember 06, 2023September 08, 2023
Optex Systems Holdings IncOPXS · Entity 7005DirectorNovember 04, 2025November 07, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Genasys Inc.

Report date August 26, 2026 · Filed August 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect197,285 Reported balance After 2026-08-26 transaction · row 1
1 source row

Row 1 · 2026-08-26 · Purchase · Acquired 1,000 · Balance 197,285

Common StockSEC Table I · non-derivativeIndirectSee footnote1,628,495 Reported balance Holding disclosure · report date 2026-08-26 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,628,495

F1: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.

Common StockSEC Table I · non-derivativeIndirectSee footnote300 Reported balance Holding disclosure · report date 2026-08-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 300

F2: Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC.

F2: Represents shares directly owned by Nicoya Genasys-SPV LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Genasys-SPV LLC.

HireQuest, Inc.

Report date August 12, 2026 · Filed August 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,924 Ending reported balance After 2026-08-12 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-12 · Grant · Acquired 1,036 · Balance 102,924

F1: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 864 of these shares vest on November 12, 2026 and 172 shares vest on August 12, 2028.

F2: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share.

Row 2 · 2026-08-12 · Grant · Acquired 4,000 · Balance 106,924

F3: Represents shares of restricted stock awarded to the reporting person in the capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on June 15, 2028.

F4: Shares awarded for board service. See note 3. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share.

Common StockSEC Table I · non-derivativeIndirectSee FN120,130 Reported balance Holding disclosure · report date 2026-08-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 120,130

F5: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 864 of these shares vest on November 12, 2026 and 172 shares vest on August 12, 2028.

F2: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share.

F3: Represents shares of restricted stock awarded to the reporting person in the capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on June 15, 2028.

F4: Shares awarded for board service. See note 3. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $16.64 per share.

F5: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Horizon Kinetics Holding Corp

Report date May 11, 2023 · Filed May 15, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.10 per shareSEC Table I · non-derivativeDirect100,000 Reported balance After 2023-05-11 transaction · row 1
1 source row

Row 1 · 2023-05-11 · Grant · Acquired 100,000 · Balance 100,000

F1: Restricted stock award vested on the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock award vested on the grant date.

InfuSystem Holdings, Inc

Report date September 06, 2023 · Filed September 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee FN45,000 Reported balance After 2023-09-06 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-09-06 · Sale · Disposed 12,500 · Balance 45,000

F1: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect23,225 Reported balance Holding disclosure · report date 2023-09-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 23,225

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares reported herein were sold in multiple transactions. The reporting person undertakes to provide to the Issuer, and security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Optex Systems Holdings Inc

Report date November 04, 2025 · Filed November 07, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect98,278 Reported balance After 2025-11-04 transaction · row 1
1 source row

Row 1 · 2025-11-04 · Grant · Acquired 4,000 · Balance 98,278

F1: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

COMMON STOCKSEC Table I · non-derivativeIndirectBy Nicoya Fund LLC1,887 Reported balance Holding disclosure · report date 2025-11-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,887

Filing footnotes · ownership attribution and instrument terms

F1: 100% vesting on January 1, 2027. The NASDAQ closing price per share of common stock on the date of grant was $16.74.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2022 Filed Dec 29, 2022 21:06 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 2,895 $16.36 $47,362.20
Disclosure

SEC source: 0001654954-22-017048 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 115,130

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:06 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 191 $16.39 $3,130.49
Disclosure

SEC source: 0001654954-22-017048 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,207

Read SEC document
September 20, 2022 Filed Sep 22, 2022 22:24 UTC Optex Systems Holdings Inc OPXS · Entity 7005 OtherCommon Stock 88,858 $2.65 $235,473.70
Disclosure

SEC source: 0001493152-22-026592 · ownership.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 6,888

F1 · kind: Shares Sold in Issuer Tender Offer.

F2 · ownership.nature: Shares held of record by Nicoya Fund LLC. The reporting person is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC.

Read SEC document
September 20, 2022 Filed Sep 22, 2022 22:24 UTC Optex Systems Holdings Inc OPXS · Entity 7005 OtherCommon Stock 21,624 $2.65 $57,303.60
Disclosure

SEC source: 0001493152-22-026592 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,677

F1 · kind: Shares Sold in Issuer Tender Offer.

Read SEC document
July 11, 2022 Filed Jul 13, 2022 20:05 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 5,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-009620 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,016

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer and an annual retainer pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. 5,013 of these shares vest on October 11, 2022 and 203 shares vest on July 11, 2024.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $14.19 per share.

Read SEC document
April 20, 2022 Filed Apr 26, 2022 20:28 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 948 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-22-009754 · rdgdoc.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,800

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer and match. 790 shares will vest on July 20, 2022, and 158 shares will vest on April 20, 2024.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $18.20 per share.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 21:11 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 996 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-22-000988 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,852

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 830 of these shares vest on April 28, 2022 and 166 shares vest on January 28, 2024.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $17.32 per share.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 11:52 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 875 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-011887 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,856

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 729 of these shares vest on February 8, 2022 and 146 shares vest on November 8, 2023.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $19.71 per share.

Read SEC document
September 08, 2021 Filed Sep 8, 2021 23:11 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 10,000 $1.68 $16,750.00
Disclosure

SEC source: 0001493152-21-022234 · ownership.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note 2

Disclosed balance after: 95,746

F2 · balance_after: Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 23:11 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 8,846 $1.66 $14,684.36
Disclosure

SEC source: 0001493152-21-022234 · ownership.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Note 2

Disclosed balance after: 85,746

F2 · balance_after: Shares purchased by the Nicoya Fund LLC, bringing total ownership by Nicoya Fund to 95,746 shares. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.

Read SEC document
September 03, 2021 Filed Sep 8, 2021 23:11 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 4,991 $1.65 $8,235.15
Disclosure

SEC source: 0001493152-21-022234 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,301

F1 · balance_after: 80,000 shares represented by this figure are subject to vesting as previously disclosed.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 14:50 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 5,810 $1.56 $9,063.60
Disclosure

SEC source: 0001493152-21-021846 · ownership.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,310

F1 · balance_after: Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.

Read SEC document
September 01, 2021 Filed Sep 2, 2021 14:50 UTC Optex Systems Holdings Inc OPXS · Entity 7005 PurchaseCommon Stock 2,500 $1.55 $3,875.00
Disclosure

SEC source: 0001493152-21-021846 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

F1 · balance_after: Mr. Malhotra is also the indirect beneficial owner of 76,900 shares which are directly owned by The Nicoya Fund, LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund.

Read SEC document
August 19, 2021 Filed Aug 23, 2021 20:11 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 937 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-009350 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,981

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. Shares represent compensation in-lieu of a quarterly cash retainer. 781 shares will vest November 19, 2021, and 156 shares will vest August 19, 2023.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $18.41 per share.

Read SEC document
June 24, 2021 Filed Jun 28, 2021 20:41 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-007339 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,044

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on September 24, 2021.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $22.69 per share.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:26 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 852 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-004362 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,044

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 710 of these shares vest on July 15, 2021, and 142 shares vest on April 15, 2023.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $20.25 per share.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 21:10 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 1,720 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-21-000765 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,192

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent compensation in-lieu of a quarterly cash retainer. 1,433 of these shares vest on April 21, 2021 and 287 shares vest on January 21, 2023.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $10.03 per share.

Read SEC document
October 21, 2020 Filed Oct 23, 2020 20:52 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 2,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-011405 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,472

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. 1,906 of these shares will vest on January 21, 2021 and 381 will vest on October 21, 2022.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $7.54 per share.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:20 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-006733 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,185

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. These shares represent an Annual Award pursuant to the HireQuest, Inc. 2019 Non-Employee Director Compensation Plan. These shares will vest on September 15, 2020.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.25 per share.

Read SEC document
April 30, 2020 Filed May 5, 2020 16:20 UTC Optex Systems Holdings Inc OPXS · Entity 7005 GrantCommon Stock 100,000 $1.75 $175,000.00
Disclosure

SEC source: 0001493152-20-007707 · ownership.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: Restricted stock grant vesting in five equal amounts of 20,000 shares on each of January 1, 2021, January 1, 2022, January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 17, 2020 Filed Jan 21, 2020 21:06 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 5,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-000611 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,185

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of Issuer for Board of Director services. 2,493 shares represent compensation in-lieu of a quarterly cash retainer. 2,680 shares represent a match of 20% of open market purchases made by Mr. Malhotra as set forth in the 2019 HireQuest, Inc. Non-Employee Director Compensation Plan. 2,077 of these shares will vest on April 17, 2020, 1,000 of these shares will vest on November 18, 2021, 680 of these shares will vest on November 19, 2021, 1,000 of these shares will vest on November 20, 2021, and 416 of these shares will vest on January 17, 2022.

F2 · price: Shares awarded for board service and pursuant to share match program. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $6.92 per share.

Read SEC document
December 23, 2019 Filed Dec 23, 2019 23:10 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 2,500 $6.70 $16,750.00
Disclosure

SEC source: 0001654954-19-014193 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 112,235

F3 · price: The shares reported herein were purchased in multiple transactions. All shares reported in this line were purchased for $6.7 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased in each transaction.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 23:10 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 5,000 $6.62 $33,075.00
Disclosure

SEC source: 0001654954-19-014193 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 109,735

F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.610 - $6.620 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 19, 2019 Filed Dec 19, 2019 23:33 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 10,011 $6.62 $66,284.83
Disclosure

SEC source: 0001654954-19-014114 · section16.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 104,735

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.510 - $6.630 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 23:33 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 1,607 $6.57 $10,551.56
Disclosure

SEC source: 0001654954-19-014114 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 94,724

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.510 - $6.600 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 23:33 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 173 $6.50 $1,124.50
Disclosure

SEC source: 0001654954-19-014114 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 93,117

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 03, 2019 Filed Dec 4, 2019 21:15 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 3,000 $6.83 $20,490.00
Disclosure

SEC source: 0001654954-19-013585 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 92,944

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.826 - $6.828 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: See footnote 2, above.

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December 03, 2019 Filed Dec 5, 2019 21:08 UTC Amendment HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 3,000 $6.83 $20,490.00
Disclosure

SEC source: 0001654954-19-013633 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 92,944

F1 · kind: The original Form 4, filed on December 4, 2019, is being amended by this Form 4 solely to correct an administrative error which misreported the Transaction Code as "A." The correct Transaction Code is "P."

F4 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.826 - $6.828 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F5 · ownership.nature: See footnote 3, above.

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December 02, 2019 Filed Dec 4, 2019 21:15 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 6,000 $6.63 $39,780.00
Disclosure

SEC source: 0001654954-19-013585 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 89,944

F1 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.485 - $6.700 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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December 02, 2019 Filed Dec 5, 2019 21:08 UTC Amendment HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 6,000 $6.63 $39,780.00
Disclosure

SEC source: 0001654954-19-013633 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 89,944

F1 · kind: The original Form 4, filed on December 4, 2019, is being amended by this Form 4 solely to correct an administrative error which misreported the Transaction Code as "A." The correct Transaction Code is "P."

F2 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.485 - $6.700 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital, LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 26, 2019 Filed Nov 27, 2019 21:21 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 10,000 $6.09 $60,900.00
Disclosure

SEC source: 0001654954-19-013426 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 83,944

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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November 20, 2019 Filed Nov 20, 2019 21:16 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 5,000 $6.15 $30,750.00
Disclosure

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 4

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,012

Read SEC document
November 19, 2019 Filed Nov 20, 2019 21:16 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 3,400 $6.04 $20,536.00
Disclosure

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,012

F4 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $6.04 - $6.05 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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November 18, 2019 Filed Nov 20, 2019 21:16 UTC HireQuest, Inc. HQI · Entity 6214 PurchaseCommon Stock 5,000 $6.00 $30,000.00
Disclosure

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,612

F3 · price: The price reported is a weighted average price. The shares reported herein were purchased in multiple transactions. The range of prices for the transactions reported in this line was $5.98 - $6.01 per share. Mr. Malhotra undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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November 18, 2019 Filed Nov 20, 2019 21:16 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 2,421 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-013236 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,612

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of the Issuer for Board of Directors services. 2,018 of these shares will vest on February 19, 2020, and 403 of these shares will vest on November 18, 2021. This share award represents compensation in-lieu of a quarterly cash retainer.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of the grant was $5.95 per share.

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September 23, 2019 Filed Sep 25, 2019 20:32 UTC HireQuest, Inc. HQI · Entity 6214 GrantCommon Stock 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001193805-19-000863 · e618675_4-rrimmy.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,191

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a Director of the Issuer for Board of Directors service. 5,000 of these shares will vest on the day prior to the 2020 Annual Meeting of Shareholders of Issuer, and 5,000 of these shares will vest on each of the first two anniversaries of that date.

F2 · price: Shares awarded for board service. See note 1. The closing price of the Issuer's Common Stock on Nasdaq on the date of grant was $7.20 per share.

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July 25, 2019 Filed Jul 26, 2019 20:30 UTC HireQuest, Inc. CCNI · Entity 6214 OtherCOMMON STOCK 50,000 $0.00 $0.00
Disclosure

SEC source: 0001773971-19-000002 · primary_doc.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See FN

Disclosed balance after: 73,944

F1 · shares: Represents shares distributed by Nicoya Fund, LLC, a Delaware limited liability company, to a member as an in-kind distribution. Please see footnote 2.

F2 · ownership.nature: Represents shares directly owned by Nicoya Fund, LLC, a Delaware limited liability company. Mr. Malhotra is managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund, LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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July 23, 2018 Filed Oct 2, 2018 20:35 UTC HireQuest, Inc. CCNI · Entity 6214 GrantCommon Stock 8,025 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-010748 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,191

F1 · shares: Represents shares of restricted stock awarded to Mr. Malhotra in his capacity as a director of the Issuer for board of directors service in 2018. 4,012 of these shares will vest on July 23, 2019 and 4,013 of these shares will vest on July 23, 2020.

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June 29, 2018 Filed Jul 2, 2018 20:49 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 1,300 $5.70 $7,410.00
Disclosure

SEC source: 0001654954-18-007263 · section16.xml · nonDerivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Nicoya Fund LLC

Disclosed balance after: 123,944

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund LLC, a Delaware limited liability company. Mr. Malhotra is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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June 29, 2018 Filed Jul 2, 2018 20:49 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 500 $5.70 $2,848.00
Disclosure

SEC source: 0001654954-18-007263 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Nicoya Fund LLC

Disclosed balance after: 122,644

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund LLC, a Delaware limited liability company. Mr. Malhotra is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 20:49 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 200 $5.68 $1,136.00
Disclosure

SEC source: 0001654954-18-007263 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Nicoya Fund LLC

Disclosed balance after: 122,144

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund LLC, a Delaware limited liability company. Mr. Malhotra is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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June 25, 2018 Filed Jun 27, 2018 11:47 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 200 $5.80 $1,160.00
Disclosure

SEC source: 0001654954-18-007016 · section16.xml · nonDerivative · entry 2

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Nicoya Fund LLC

Disclosed balance after: 121,944

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund LLC, a Delaware limited liability company. Mr. Malhotra is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 22, 2018 Filed Jun 27, 2018 11:47 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 1,000 $5.90 $5,896.70
Disclosure

SEC source: 0001654954-18-007016 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Nicoya Fund LLC

Disclosed balance after: 121,744

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund LLC, a Delaware limited liability company. Mr. Malhotra is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 18:20 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 5,000 $5.45 $27,250.00
Disclosure

SEC source: 0001654954-18-006873 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Nicoya Fund LLC

Disclosed balance after: 120,744

F1 · ownership.nature: Represents shares directly owned by Nicoya Fund LLC, a Delaware limited liability company. Mr. Malhotra is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC. Mr. Malhotra disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

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June 18, 2018 Filed Jun 20, 2018 20:18 UTC HireQuest, Inc. CCNI · Entity 6214 GrantStock Options (right to buy) · Derivative 8,750 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001654954-18-006790 · section16.xml · derivative · entry 3

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 8,750 shares

Expires 2028-06-18

F2 · derivative.exercise_date: These are options awarded for this reporting person's service on the Issuer's board of directors. The stock options vest in four equal installments, with 25% vesting on the grant date and 25% vesting on each anniversary of the grant date until fully vested on June 18, 2021.

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June 08, 2018 Filed Jun 12, 2018 19:14 UTC HireQuest, Inc. CCNI · Entity 6214 GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001654954-18-006534 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,166

F1 · shares: Represents shares of stock awarded to Mr. Malhotra in his capacity as a director of the Issuer for board of directors service in 2017 and for a portion of 2018.

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December 29, 2017 Filed Jan 3, 2018 17:42 UTC HireQuest, Inc. CCNI · Entity 6214 PurchaseCommon Stock 8,500 $5.88 $49,980.00
Disclosure

SEC source: 0001654954-18-000051 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Nicoya Fund LLC

Disclosed balance after: 115,744

F1 · ownership.nature: These shares are directly owned by the Nicoya Fund LLC, a Delaware limited liability company. This reporting person is the managing member of Nicoya Capital LLC, which is the managing member of the Nicoya Fund LLC.

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September 20, 2017 Filed Sep 22, 2017 18:18 UTC HireQuest, Inc. CCNI · Entity 6214 GrantCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-17-008732 · section16.xml · nonDerivative · entry 1

Malhotra R. Rimmy · CIK 0001442755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: These shares were awarded by the Company for board of directors service in 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.