Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST HORIZON CORPFHN · Entity 3480 | Sr. EVP and CFO | July 29, 2021 | July 30, 2021 |
| Live Oak Bancshares, Inc.LOB · Entity 2023 | President | August 25, 2026 | August 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST HORIZON CORP
Report date July 29, 2021 · Filed July 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 383,208 |
Ending reported balance
After 2021-07-29 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-07-29 · Exercise / conversion · Acquired 22,684 · Balance 405,892 Row 2 · 2021-07-29 · Sale · Disposed 16,100 · Balance 389,792 Row 3 · 2021-07-29 · Sale · Disposed 6,024 · Balance 383,768 Row 4 · 2021-07-29 · Sale · Disposed 560 · Balance 383,208 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.43 · Expires 2026-03-02 | Direct | 22,682 |
Reported balance
After 2021-07-29 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-07-29 · Exercise / conversion · Disposed 22,684 · Balance 22,682 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 11,028 |
Reported balance
Holding disclosure · report date 2021-07-29 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 11,028 |
Live Oak Bancshares, Inc.
Report date August 25, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Voting Common StockSEC Table I · non-derivative | Direct | 263,392 |
Ending reported balance
After 2026-08-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 50,000 · Balance 285,613 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Row 2 · 2026-08-25 · Tax withholding · Disposed 22,221 · Balance 263,392 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2026-08-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-25 · Exercise / conversion · Disposed 50,000 · Balance 100,000 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,264 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 1,264 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F3: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,846 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 35,846 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F4: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,050 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 33,050 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F5: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,123 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 36,123 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F6: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 52,694 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 52,694 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F7: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2: The RSUs vest in five equal annual installments beginning on August 25, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F3: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5: The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6: The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7: The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2023 Filed Aug 14, 2023 20:51 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 16,919 | $37.44 | $633,447.36 |
DisclosureSEC source: 0001209191-23-045662 · doc4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,146 Read SEC document |
| August 11, 2023 Filed Aug 14, 2023 20:51 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 42,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-045662 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010233 · doc4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,056 Underlying: Voting Common Stock · 1,264 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 404 | $35.27 | $14,249.08 |
DisclosureSEC source: 0001209191-23-010233 · doc4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,065 Read SEC document |
| February 15, 2023 Filed Feb 16, 2023 23:04 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 1,264 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010233 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 02:08 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 89,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-009587 · doc4.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,615 Underlying: Voting Common Stock · 89,615 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionRestricted Stock Units · Derivative | 42,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-045679 · doc4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,000 Underlying: Voting Common Stock · 42,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Tax withholdingVoting Common Stock | 16,545 | $40.69 | $673,216.05 |
DisclosureSEC source: 0001209191-22-045679 · doc4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,205 Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:57 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | Exercise / conversionVoting Common Stock | 42,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-045679 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 23:00 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | GrantRestricted Stock Units · Derivative | 6,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-010267 · doc4.xml · derivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,320 Underlying: Voting Common Stock · 6,320 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. F2 · derivative.exercise_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. F2 · derivative.expiration_date: The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 23:26 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 3,125 | $63.16 | $197,375.63 |
DisclosureSEC source: 0001209191-22-008993 · doc4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,750 F2 · price: This transaction was executed in multiple trades at prices ranging from $63.025 to $63.35. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 23:26 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 3,125 | $64.32 | $201,005.94 |
DisclosureSEC source: 0001209191-22-008993 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.185 to $64.48. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:22 UTC | Live Oak Bancshares, Inc. LOB · Entity 2023 | PurchaseVoting Common Stock | 3,500 | $57.08 | $199,768.45 |
DisclosureSEC source: 0001209191-21-055447 · doc4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: This transaction was executed in multiple trades at prices ranging from $56.98 to $57.31. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:45 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionStock Options (Right to Buy) · Derivative | 22,684 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001127602-21-022644 · form4.xml · derivative · entry 6 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,682 Underlying: Common Stock · 22,684 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:45 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 560 | $15.67 | $8,775.76 |
DisclosureSEC source: 0001127602-21-022644 · form4.xml · nonDerivative · entry 4 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,208 Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:45 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 6,024 | $15.67 | $94,396.08 |
DisclosureSEC source: 0001127602-21-022644 · form4.xml · nonDerivative · entry 3 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,768 Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:45 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 16,100 | $15.66 | $252,126.00 |
DisclosureSEC source: 0001127602-21-022644 · form4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,792 Read SEC document |
| July 29, 2021 Filed Jul 30, 2021 20:45 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionCommon Stock | 22,684 | $15.43 | $350,014.12 |
DisclosureSEC source: 0001127602-21-022644 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 20:29 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 29,143 | $17.33 | $505,048.19 |
DisclosureSEC source: 0001127602-21-021579 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,208 F1 · shares: Reflects mandatory withholding of shares to pay required withholding taxes associated with vesting of restricted stock shares. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:40 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 6,685 | $18.20 | $121,667.00 |
DisclosureSEC source: 0001127602-21-016583 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,351 F1 · shares: Reflects mandatory withholding of shares to pay withholding taxes associated with vesting of performance stock unit award granted previously. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:23 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionStock Options (Right to Buy) · Derivative | 41,666 | $0.00 Strike: $14.28 | $0.00 |
DisclosureSEC source: 0001127602-21-015725 · form4.xml · derivative · entry 4 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 41,666 shares Expires 2022-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale were executed pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:23 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 41,666 | $18.75 | $781,237.50 |
DisclosureSEC source: 0001127602-21-015725 · form4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,036 F1 · shares: Exercise and sale were executed pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 05, 2021 Filed May 6, 2021 20:23 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionCommon Stock | 41,666 | $14.28 | $594,990.48 |
DisclosureSEC source: 0001127602-21-015725 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Exercise and sale were executed pursuant to a Rule 10b5-1 plan. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:48 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionStock Options (Right to Buy) · Derivative | 57,228 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001127602-21-014794 · form4.xml · derivative · entry 4 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,228 shares Expires 2023-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:48 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 57,228 | $18.48 | $1,057,573.44 |
DisclosureSEC source: 0001127602-21-014794 · form4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,036 F1 · shares: Each of the prices reported in Column 4 is a weighted average price. In the aggregate, these shares were sold in multiple transactions at prices ranging from $18.395 to $18.555, inclusive. The reporting person undertakes to provide First Horizon Corporation, any security holder of First Horizon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges referenced in this footnote. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:48 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionCommon Stock | 57,228 | $11.62 | $664,989.36 |
DisclosureSEC source: 0001127602-21-014794 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2021 Filed Apr 27, 2021 21:04 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 29,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-014528 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,036 F1 · shares: Performance stock units granted in 2018. On 04/26/21, the Compensation Committee determined the performance level achieved. Units will vest May 12, 2021, and will be settled with shares of common stock when paid on May 12, 2023. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 21:45 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 3,685 | $16.68 | $61,465.80 |
DisclosureSEC source: 0001127602-21-009205 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,998 F1 · shares: Reflects mandatory withholding of shares to pay withholding taxes associated with vesting of restricted stock unit award granted previously. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:42 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 50,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005943 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,683 F1 · shares: Grant of restricted stock units which will vest March 2, 2024. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:34 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionStock Options (Right to Buy) · Derivative | 45,136 | $0.00 Strike: $11.77 | $0.00 |
DisclosureSEC source: 0001127602-20-030009 · form4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,136 shares Expires 2021-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:34 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 45,136 | $12.54 | $566,005.44 |
DisclosureSEC source: 0001127602-20-030009 · form4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,441 Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 21:34 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionCommon Stock | 45,136 | $11.77 | $531,250.72 |
DisclosureSEC source: 0001127602-20-030009 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · Sr. EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 20:21 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 4,941 | $8.02 | $39,626.82 |
DisclosureSEC source: 0001127602-20-016564 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,441 F1 · shares: Reflects an estimate of the amount of shares that will be withheld to pay withholding taxes associated with final settlement of performance stock unit award. The award vested previously, but was subject to a mandatory two-year deferral of settlement. Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 21:15 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 10,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-014604 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,382 F1 · shares: Performance stock units granted in 2017. On 4.27.20, the Compensation Committee determined the performance level achieved. Units will vest 5.12.20 and will be settled with shares of common stock when paid on 5.12.22. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:06 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 6,632 | $14.05 | $93,179.60 |
DisclosureSEC source: 0001127602-20-009107 · form4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,235 F2 · shares: Reflects mandatory withholding of shares to pay withholding taxes associated with vesting of restricted stock unit award granted previously. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 22:06 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 4,354 | $14.05 | $61,173.70 |
DisclosureSEC source: 0001127602-20-009107 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,867 F1 · shares: Reflects mandatory withholding of shares to pay required withholding taxes associated with vesting of restricted stock shares. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:46 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantStock Options (Right to Buy) · Derivative | 48,427 | $0.00 Strike: $15.90 | $0.00 |
DisclosureSEC source: 0001127602-20-007013 · form4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,427 Underlying: Common Stock · 48,427 shares Expires 2027-03-02 F2 · shares: Options vest 1/4 each year, beginning March 2, 2021. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:46 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 12,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007013 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,221 F1 · shares: Grant of restricted stock units which will vest March 2, 2023. Read SEC document |
| November 25, 2019 Filed Nov 25, 2019 22:14 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 74,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-033698 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,115 F1 · shares: Grant of restricted stock that will vest in full on the first anniversary of the closing date of the merger of the Issuer and IBERIABANK Corporation, and that will forfeit in full if that merger fails to close. This award is the "Closing Incentive Award" contemplated by a letter agreement between the Reporting Person and the Issuer, and is subject to the terms of that agreement. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionStock Options (Right to Buy) · Derivative | 62,846 | $0.00 Strike: $10.82 | $0.00 |
DisclosureSEC source: 0001127602-19-024920 · form4.xml · derivative · entry 4 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,846 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC | FIRST HORIZON CORP FHN · Entity 3480 | SaleCommon Stock | 62,846 | $16.00 | $1,005,536.00 |
DisclosureSEC source: 0001127602-19-024920 · form4.xml · nonDerivative · entry 2 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,055 Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 20:17 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Exercise / conversionCommon Stock | 62,846 | $10.82 | $679,993.72 |
DisclosureSEC source: 0001127602-19-024920 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,901 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2019 Filed Apr 23, 2019 20:15 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 18,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-016054 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,055 F1 · shares: Performance stock units granted in 2016. On 04/22/19, the Compensation Committee determined that certain performance criteria had been achieved. Units will vest 05/12/19, and will be settled with shares of common stock when paid on 05/12/21. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:13 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 11,260 | $15.56 | $175,205.60 |
DisclosureSEC source: 0001127602-19-009911 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,990 F1 · shares: Reflects mandatory withholding of shares to pay withholding taxes associated with vesting of restricted stock award granted previously. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:19 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantStock Options (Right to Buy) · Derivative | 45,366 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001127602-19-005637 · form4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,366 Underlying: Common Stock · 45,366 shares Expires 2026-03-02 F2 · shares: Options vest 1/4 each year, beginning March 2, 2020. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:19 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 11,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005637 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,250 F1 · shares: Grant of restricted stock units which will vest March 2, 2022. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:35 UTC | FIRST HORIZON CORP FHN · Entity 3480 | OtherCommon Stock | 6,146 | $16.61 | $102,105.96 |
DisclosureSEC source: 0001127602-18-024848 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 10,199 F1 · shares: Represents "units' in the savings plan's company stock fund rather than FHN common shares. F1 · balance_after: Represents "units' in the savings plan's company stock fund rather than FHN common shares. Read SEC document |
| April 24, 2018 Filed Apr 30, 2018 20:15 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantCommon Stock | 13,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015543 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,909 F1 · shares: Performance stock units granted in 2015. On 04/23/18, the Compensation Committee determined that certain performance criteria had been achieved, effective 04/24/18. Units will vest 05/12/18, and will be settled with shares of common stock when paid on 5/12/2020. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 21:26 UTC | FIRST HORIZON CORP FHN · Entity 3480 | Tax withholdingCommon Stock | 8,198 | $19.70 | $161,500.60 |
DisclosureSEC source: 0001127602-18-010360 · form4.xml · nonDerivative · entry 1 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,555 F1 · shares: Reflects withholding of shares to pay withholding taxes associated with vesting of restricted stock award granted previously Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 21:17 UTC | FIRST HORIZON CORP FHN · Entity 3480 | GrantStock Options (Right to Buy) · Derivative | 37,453 | $0.00 Strike: $18.69 | $0.00 |
DisclosureSEC source: 0001127602-18-004929 · form4.xml · derivative · entry 3 Losch William C III · CIK 0001453279 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,453 Underlying: Common Stock · 37,453 shares Expires 2025-03-02 F2 · shares: Options vest 1/4 each year, beginning March 2, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.