Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Personalis, Inc.PSNL · Entity 4572 | 10% owner | November 28, 2023 | July 03, 2024 |
| SBIG Holdings, Inc.SBIG · Entity 8653 | 10% owner | August 01, 2024 | August 08, 2024 |
| Tempus AI, Inc.TEM · Entity 1545 | Director · CEO and Chairman · 10% owner | September 22, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Personalis, Inc.
Report date November 28, 2023 · Filed July 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2023-11-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 150,000 |
SBIG Holdings, Inc.
Report date August 01, 2024 · Filed August 08, 2024
Jointly reported with Lightbank Asset Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Senior Secured Convertible Promissory Note due 2026SEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2026-01-23 | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2024-08-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Tempus AI, Inc.
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Gray Media, LLC | 8,545,283 |
Last balance in matching sequence
After 2026-09-22 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-09-22 · Sale · Disposed 7,394 · Balance 8,595,389 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 2 · 2026-09-22 · Sale · Disposed 33,770 · Balance 8,561,619 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 3 · 2026-09-22 · Sale · Disposed 16,152 · Balance 8,545,467 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 4 · 2026-09-22 · Sale · Disposed 184 · Balance 8,545,283 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Blue Media, LLC | 14,850,469 |
Last balance in matching sequence
After 2026-09-22 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2026-09-22 · Sale · Disposed 17,359 · Balance 14,968,110 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 6 · 2026-09-22 · Sale · Disposed 79,259 · Balance 14,888,851 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 7 · 2026-09-22 · Sale · Disposed 37,950 · Balance 14,850,901 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 8 · 2026-09-22 · Sale · Disposed 432 · Balance 14,850,469 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family Foundation | 802,131 |
Last balance in matching sequence
After 2026-09-22 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 9 · 2026-09-22 · Sale · Disposed 965 · Balance 808,666 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 10 · 2026-09-22 · Sale · Disposed 4,420 · Balance 804,246 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 11 · 2026-09-22 · Sale · Disposed 2,091 · Balance 802,155 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 12 · 2026-09-22 · Sale · Disposed 24 · Balance 802,131 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Vas.org Foundation | 100,000 |
Last balance in matching sequence
After 2026-09-22 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 13 · 2026-09-22 · Sale · Disposed 6,431 · Balance 143,569 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 14 · 2026-09-22 · Sale · Disposed 29,367 · Balance 114,202 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 15 · 2026-09-22 · Sale · Disposed 14,042 · Balance 100,160 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 16 · 2026-09-22 · Sale · Disposed 160 · Balance 100,000 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,098,130 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 2,098,130 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 346 Long LLC | 406 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 406 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family 2025 GRAT | 5,715,203 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 5,715,203 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Black Media, LLC | 206 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 206 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family 2026 GRAT | 4,284,797 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 4,284,797 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Groupon, Inc.
Report date May 14, 2024 · Filed May 15, 2024
Section 16 reporting ended · disclosed 2024-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Green Media LLC | 3,421,149 |
Reported balance
After 2024-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-05-14 · Gift · Disposed 110,000 · Balance 3,421,149 F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy the Lefkofsky Family 2018 Trust | 413,100 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 413,100 F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee. |
| Common StockSEC Table I · non-derivative | Direct | 111,382 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 111,382 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.
F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC.
F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 2,020,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 28 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 25,874,285 F9 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series C Investments, LLC to its members, including Blue Media, LLC and Gray Media, LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 3,929,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 27 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series C Investments, LLC Disclosed balance after: 0 F9 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series C Investments, LLC to its members, including Blue Media, LLC and Gray Media, LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 17,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 26 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series C Investments, LLC Disclosed balance after: 3,929,136 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 3,911,762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 25 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series C Investments, LLC Disclosed balance after: 3,911,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,068,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 24 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 3,478,749 F8 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B-2 Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 911,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 23 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 23,853,587 F8 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B-2 Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 2,120,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 22 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-2 Investments, LLC Disclosed balance after: 0 F8 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B-2 Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 9,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 21 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-2 Investments, LLC Disclosed balance after: 2,120,792 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 2,111,415 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 20 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-2 Investments, LLC Disclosed balance after: 2,111,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 1,746,323 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 19 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 22,941,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 125,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 18 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 2,410,403 F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B-1 Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,256,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 17 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 21,195,307 F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B-1 Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,503,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 16 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-1 Investments, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B-1 Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 3,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 15 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-1 Investments, LLC Disclosed balance after: 1,503,796 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 1,500,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 14 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-1 Investments, LLC Disclosed balance after: 1,500,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 4,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 13 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 19,938,946 F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 12 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 2,285,021 F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 5,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 11 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B Investments, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 5,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 10 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B Investments, LLC Disclosed balance after: 5,998 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 155 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 9 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightbank Investments 1B, LLC Disclosed balance after: 248,631 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 248,476 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 8 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightbank Investments 1B, LLC Disclosed balance after: 248,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 7 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - Series 1B Disclosed balance after: 145,966 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 145,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 6 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - Series 1B Disclosed balance after: 145,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 2,283,991 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 2,283,991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,397,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightbank Global LLC Disclosed balance after: 1,397,589 F4 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series A Investments, LLC to its members, one of which is Lightbank Global LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,604,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series A Investments, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series A Investments, LLC to its members, one of which is Lightbank Global LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 996 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series A Investments, LLC Disclosed balance after: 1,604,275 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 1,603,279 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series A Investments, LLC Disclosed balance after: 1,603,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 01:45 UTC | Tempus AI, Inc. TEM · Entity 1545 | Tax withholdingClass A Common Stock | 37,148 | $37.00 | $1,374,476.00 |
DisclosureSEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,578,852 F2 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| June 13, 2024 Filed Jun 18, 2024 01:45 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 5,616,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,616,000 F1 · shares: Consists of previously granted restricted stock units ("RSUs") for which the liquidity event-based condition was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, as well as, a grant of RSUs made in connection with the Issuer's initial public offering. Certain of the RSUs remain subject to service-based vesting conditions, as follows: (i) 912,375 RSUs vest in three equal quarterly installments commencing on August 1, 2024 and (ii) 750,000 RSUs vest in 20 equal quarterly installments commencing on September 13, 2024. Read SEC document |
| May 14, 2024 Filed May 15, 2024 20:21 UTC | Groupon, Inc. GRPN · Entity 5174 | GiftCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-060508 · ownership.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Green Media LLC Disclosed balance after: 3,421,149 F1 · kind: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F1 · price: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC. Read SEC document |
| June 15, 2022 Filed Jun 17, 2022 22:45 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 11,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-22-000090 · wf-form4_165550591725753.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,407 F1 · kind: Restricted stock units granted on June 15, 2022 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2023. F2 · balance_after: The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. Read SEC document |
| April 21, 2022 Filed Apr 25, 2022 23:43 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 961 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-22-000041 · wf-form4_165093018872216.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,975 Underlying: Common Stock · 961 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 23:33 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 792 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-22-000018 · wf-form4_164401757842958.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,014 Underlying: Common Stock · 792 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 14, 2021 Filed Oct 18, 2021 22:07 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000116 · wf-form4_163459486347042.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,222 Underlying: Common Stock · 797 shares Expires not disclosed F4 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F4 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 21:25 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000094 · wf-form4_162672991043528.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,425 Underlying: Common Stock · 471 shares Expires not disclosed F4 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F4 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 20:57 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 4,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000087 · wf-form4_162396340429451.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,795 F1 · kind: Restricted stock units granted on June 15, 2021 under the Company's non-employee director compensation plan. 100% of these restricted stock units will vest on June 15, 2022. Read SEC document |
| April 22, 2021 Filed Apr 26, 2021 22:55 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 416 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000052 · wf-form4_161947770187816.xml · derivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,954 Underlying: Common Stock · 416 shares Expires not disclosed F1 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F1 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F2 · balance_after: The number of shares reported has been adjusted to reflect the treatment of fractional shares in the Company's 1:20 reverse stock split which became effective on June 10, 2020. Read SEC document |
| January 27, 2021 Filed Jan 29, 2021 21:32 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000011 · wf-form4_161195596160882.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,547 Underlying: Common Stock · 606 shares Expires not disclosed F4 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F4 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:30 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 1,562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000003 · wf-form4_160979944021199.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,941 Underlying: Common Stock · 1,562 shares Expires not disclosed F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F7 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested. F7 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable. The DSUs are immediately vested. F6 · derivative.underlying_shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 22:30 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 4,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-21-000003 · wf-form4_160979944021199.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,756 F1 · security: The number of shares reported has been adjusted to reflect the reverse stock split of the company's common stock at a ratio of 1:20 which became effective on June 10, 2020. F5 · shares: Represents compensation for service as a director during 2020 in the form of restricted stock units that will vest on June 9, 2021, subject to Mr. Lefkofsky's continued service as a director of the issuer through the vesting date. F6 · shares: In April 2020, the Groupon board of directors determined to defer the payment of 2020 director compensation under the director compensation plan until the end of the year and forgo cash compensation and receive equity compensation in lieu thereof with respect to the remainder of 2020. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 22:06 UTC | Groupon, Inc. GRPN · Entity 5174 | PurchaseCommon Stock | 35,000 | $21.42 | $749,700.00 |
DisclosureSEC source: 0001490281-20-000105 · wf-form4_159286353000668.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 34,134,994 F4 · price: The reported price reflects the weighted average purchase price per share for the transactions on June 19, 2020. The price per share for such transactions ranged from $21.05 to $21.73. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 22:06 UTC | Groupon, Inc. GRPN · Entity 5174 | PurchaseCommon Stock | 215,000 | $21.59 | $4,641,850.00 |
DisclosureSEC source: 0001490281-20-000105 · wf-form4_159286353000668.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 34,099,994 F1 · price: The reported price reflects the weighted average purchase price per share for the transactions on June 18, 2020. The price per share for such transactions ranged from $20.99 to $22.16. Full information regarding the number of shares purchased at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · balance_after: In addition to the transaction reported on this line, the total number of shares reflects an annuity distribution by the Lefkofsky Family 2018 GRAT to Green Media LLC and the contribution of shares to the Lefkofsky Family 2020 GRAT. F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| February 06, 2020 Filed Feb 7, 2020 22:16 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-20-000008 · wf-form4_158111374453218.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,596 Underlying: Common Stock · 5,990 shares Expires not disclosed F4 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F4 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 23:38 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $2.74 | $2,055,000.00 |
DisclosureSEC source: 0001490281-19-000109 · wf-form4_157628029022081.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 45,058,034 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 5, 2019. The price per share for such transactions ranged from $2.72 to $2.79. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 23:38 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $2.82 | $2,115,000.00 |
DisclosureSEC source: 0001490281-19-000109 · wf-form4_157628029022081.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 45,808,034 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 5, 2019. The price per share for such transactions ranged from $2.74 to $2.94. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| October 17, 2019 Filed Oct 21, 2019 22:15 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 6,229 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-19-000095 · wf-form4_157169611264595.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,606 Underlying: Common Stock · 6,229 shares Expires not disclosed F6 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F6 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| July 17, 2019 Filed Jul 19, 2019 21:23 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,498 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-19-000065 · wf-form4_156357136807348.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,377 Underlying: Common Stock · 5,498 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 21:29 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 47,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-19-000059 · wf-form4_156080695985738.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,617,952 F1 · kind: 100% of the restricted stock units granted on June 13, 2019 will vest on June 13, 2020, subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. F2 · balance_after: The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 21:52 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 1,500,000 | $3.40 | $5,100,000.00 |
DisclosureSEC source: 0001490281-19-000052 · wf-form4_155994434520786.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 25,234,594 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 6, 2019. The price per share for such transactions ranged from $3.35 to $3.53. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.