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person · Reporting owner

LEFKOFSKY ERIC P

Disclosed activity across 4 companies

Tapewire entity
19162
SEC CIK
0001114357

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Personalis, Inc.PSNL · Entity 457210% ownerNovember 28, 2023July 03, 2024
SBIG Holdings, Inc.SBIG · Entity 865310% ownerAugust 01, 2024August 08, 2024
Tempus AI, Inc.TEM · Entity 1545Director · CEO and Chairman · 10% ownerSeptember 22, 2026September 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Personalis, Inc.

Report date November 28, 2023 · Filed July 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect150,000 Reported balance Holding disclosure · report date 2023-11-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 150,000

SBIG Holdings, Inc.

Report date August 01, 2024 · Filed August 08, 2024

Jointly reported with Lightbank Asset Management, LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
8% Senior Secured Convertible Promissory Note due 2026SEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2026-01-23IndirectSee FootnoteNot disclosed Reported balance Holding disclosure · report date 2024-08-01 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Tempus AI, Inc.

Report date September 22, 2026 · Filed September 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Gray Media, LLC8,545,283 Last balance in matching sequence After 2026-09-22 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2026-09-22 · Sale · Disposed 7,394 · Balance 8,595,389

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 2 · 2026-09-22 · Sale · Disposed 33,770 · Balance 8,561,619

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 3 · 2026-09-22 · Sale · Disposed 16,152 · Balance 8,545,467

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 4 · 2026-09-22 · Sale · Disposed 184 · Balance 8,545,283

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeIndirectBy Blue Media, LLC14,850,469 Last balance in matching sequence After 2026-09-22 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 5 · 2026-09-22 · Sale · Disposed 17,359 · Balance 14,968,110

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 6 · 2026-09-22 · Sale · Disposed 79,259 · Balance 14,888,851

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 7 · 2026-09-22 · Sale · Disposed 37,950 · Balance 14,850,901

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 8 · 2026-09-22 · Sale · Disposed 432 · Balance 14,850,469

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lefkofsky Family Foundation802,131 Last balance in matching sequence After 2026-09-22 transaction · row 12 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 9 · 2026-09-22 · Sale · Disposed 965 · Balance 808,666

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 10 · 2026-09-22 · Sale · Disposed 4,420 · Balance 804,246

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 11 · 2026-09-22 · Sale · Disposed 2,091 · Balance 802,155

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 12 · 2026-09-22 · Sale · Disposed 24 · Balance 802,131

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeIndirectBy Vas.org Foundation100,000 Last balance in matching sequence After 2026-09-22 transaction · row 16 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 13 · 2026-09-22 · Sale · Disposed 6,431 · Balance 143,569

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 14 · 2026-09-22 · Sale · Disposed 29,367 · Balance 114,202

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 15 · 2026-09-22 · Sale · Disposed 14,042 · Balance 100,160

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Row 16 · 2026-09-22 · Sale · Disposed 160 · Balance 100,000

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeDirect2,098,130 Reported balance Holding disclosure · report date 2026-09-22 · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · Balance 2,098,130

Class A Common StockSEC Table I · non-derivativeIndirectBy 346 Long LLC406 Reported balance Holding disclosure · report date 2026-09-22 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 406

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lefkofsky Family 2025 GRAT5,715,203 Reported balance Holding disclosure · report date 2026-09-22 · row 19 Holding and transaction disclosures are not merged.
1 source row

Row 19 · Balance 5,715,203

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeIndirectBy Black Media, LLC206 Reported balance Holding disclosure · report date 2026-09-22 · row 20 Holding and transaction disclosures are not merged.
1 source row

Row 20 · Balance 206

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Class A Common StockSEC Table I · non-derivativeIndirectBy Lefkofsky Family 2026 GRAT4,284,797 Reported balance Holding disclosure · report date 2026-09-22 · row 21 Holding and transaction disclosures are not merged.
1 source row

Row 21 · Balance 4,284,797

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.

F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Groupon, Inc.

Report date May 14, 2024 · Filed May 15, 2024

Section 16 reporting ended · disclosed 2024-05-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Green Media LLC3,421,149 Reported balance After 2024-05-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-05-14 · Gift · Disposed 110,000 · Balance 3,421,149

F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.

F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC.

Common StockSEC Table I · non-derivativeIndirectBy the Lefkofsky Family 2018 Trust413,100 Reported balance Holding disclosure · report date 2024-05-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 413,100

F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee.

Common StockSEC Table I · non-derivativeDirect111,382 Reported balance Holding disclosure · report date 2024-05-14 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 111,382

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.

F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC.

F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2025 Filed Jan 24, 2025 23:53 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 101,967 $49.06 $5,002,501.02
Disclosure

SEC source: 0001415889-25-002078 · form4-01242025_110105.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,846,276

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.38 to $49.37 inclusive.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 23:53 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 30,609 $47.78 $1,462,498.02
Disclosure

SEC source: 0001415889-25-002078 · form4-01242025_110105.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,948,243

F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.295 to $48.28 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (14), (15) and (16).

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 4,666 $39.38 $183,747.08
Disclosure

SEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 6

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 26,589,477

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.60 inclusive.

F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 16,176 $38.33 $620,026.08
Disclosure

SEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 5

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 26,594,143

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.99 inclusive.

F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 116,813 $37.34 $4,361,797.42
Disclosure

SEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 26,610,319

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98 inclusive.

F7 · balance_after: Represents the number shares owned after a transfer of shares between two entities controlled by Mr. Lefkofsky, which resulted in a mere change in the form of beneficial ownership.

F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 4,469 $39.32 $175,721.08
Disclosure

SEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 3

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Gray Media, LLC

Disclosed balance after: 9,557,283

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.54 inclusive.

F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 3,338 $38.26 $127,711.88
Disclosure

SEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Gray Media, LLC

Disclosed balance after: 9,561,752

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.75 inclusive.

F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.

Read SEC document
December 18, 2024 Filed Dec 21, 2024 02:00 UTC Tempus AI, Inc. TEM · Entity 1545 SaleClass A Common Stock 42,193 $37.36 $1,576,330.48
Disclosure

SEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Gray Media, LLC

Disclosed balance after: 9,565,090

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (8) and (9).

F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 1,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,978,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
June 17, 2024 Filed Jun 18, 2024 01:45 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionNon-Voting Common Stock 1,400,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 3

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries G-3 Preferred Stock · Derivative 98,964 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 25

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 180,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries G Preferred Stock · Derivative 99,255 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 24

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 0

Underlying: Class A Common Stock · 99,255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries G Preferred Stock · Derivative 321,008 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 23

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series G Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 321,008 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries E Preferred Stock · Derivative 248,512 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 22

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series E Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 248,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries D Preferred Stock · Derivative 406,090 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 21

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 0

Underlying: Class A Common Stock · 406,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries D Preferred Stock · Derivative 2,133,583 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 20

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series D Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,133,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 76,453 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 18

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 4,060,547

F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 10,768 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 17

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 27,619,558

F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 206 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 16

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Black Media, LLC

Disclosed balance after: 206

F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 180,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 15

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 27,608,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 99,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 14

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 3,984,094

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 332,131 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 13

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lefkofsky Family Foundation

Disclosed balance after: 332,131

F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series G Investments, LLC to its members, including Blue Media, LLC and Lefkofsky Family Foundation, without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 19,792 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 12

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 27,428,461

F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series G Investments, LLC to its members, including Blue Media, LLC and Lefkofsky Family Foundation, without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 360,113 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 11

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series G Investments, LLC

Disclosed balance after: 0

F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series G Investments, LLC to its members, including Blue Media, LLC and Lefkofsky Family Foundation, without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 39,105 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 10

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series G Investments, LLC

Disclosed balance after: 360,113

F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 321,008 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 9

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series G Investments, LLC

Disclosed balance after: 321,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 293,908 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 8

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series E Investments, LLC

Disclosed balance after: 0

F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series E Investments, LLC to its members without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 45,396 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 7

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series E Investments, LLC

Disclosed balance after: 293,908

F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 248,512 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 6

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series E Investments, LLC

Disclosed balance after: 248,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 406,090 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 5

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 3,884,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 1,534,384 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 4

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 27,408,669

F4 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series D Investments, LLC to its members, one of which is Blue Media, LLC, without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 2,145,992 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 3

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series D Investments, LLC

Disclosed balance after: 0

F4 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series D Investments, LLC to its members, one of which is Blue Media, LLC, without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 GrantClass A Common Stock 12,409 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 2

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series D Investments, LLC

Disclosed balance after: 2,145,992

F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:24 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass A Common Stock 2,133,583 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 1

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series D Investments, LLC

Disclosed balance after: 2,133,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries C Preferred Stock · Derivative 3,911,762 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 44

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series C Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,911,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B-2 Preferred Stock · Derivative 2,111,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 43

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series B-2 Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,111,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B-2 Preferred Stock · Derivative 1,746,323 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 42

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,746,323 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B-1 Preferred Stock · Derivative 1,500,071 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 41

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series B-1 Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,500,071 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass B Common Stock · Derivative 178,485 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 40

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Black Media, LLC

Disclosed balance after: 178,485

Underlying: Class A Common Stock · 178,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B Preferred Stock · Derivative 178,485 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 39

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Black Media, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 178,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

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June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass B Common Stock · Derivative 892,426 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 38

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 892,426

Underlying: Class A Common Stock · 892,426 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

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June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass B Common Stock · Derivative 3,972,878 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 37

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Blue Media, LLC

Disclosed balance after: 3,972,878

Underlying: Class A Common Stock · 3,972,878 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

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June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass B Common Stock · Derivative 5,196,414 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 36

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series B Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,196,414 shares

Expires not disclosed

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

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June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionClass B Common Stock · Derivative 5,196,414 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 35

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series B Investments, LLC

Disclosed balance after: 5,196,414

Underlying: Class A Common Stock · 5,196,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries B Preferred Stock · Derivative 5,196,414 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 34

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series B Investments, LLC

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,196,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F10 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries A Preferred Stock · Derivative 248,476 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 33

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Lightbank Investments 1B, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 248,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries A Preferred Stock · Derivative 145,875 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 32

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - Series 1B

Disclosed balance after: 0

Underlying: Class A Common Stock · 145,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries A Preferred Stock · Derivative 2,283,991 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 31

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,283,991 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 ConversionSeries A Preferred Stock · Derivative 1,603,279 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 30

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tempus Series A Investments, LLC

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,603,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document
June 17, 2024 Filed Jun 21, 2024 00:23 UTC Tempus AI, Inc. TEM · Entity 1545 OtherClass A Common Stock 982,283 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 29

LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner

Blue Media, LLC · CIK 0002026989 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Gray Media, LLC

Disclosed balance after: 9,607,283

F9 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series C Investments, LLC to its members, including Blue Media, LLC and Gray Media, LLC, without additional consideration.

F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.