Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Personalis, Inc.PSNL · Entity 4572 | 10% owner | November 28, 2023 | July 03, 2024 |
| SBIG Holdings, Inc.SBIG · Entity 8653 | 10% owner | August 01, 2024 | August 08, 2024 |
| Tempus AI, Inc.TEM · Entity 1545 | Director · CEO and Chairman · 10% owner | September 22, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Personalis, Inc.
Report date November 28, 2023 · Filed July 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2023-11-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 150,000 |
SBIG Holdings, Inc.
Report date August 01, 2024 · Filed August 08, 2024
Jointly reported with Lightbank Asset Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Senior Secured Convertible Promissory Note due 2026SEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2026-01-23 | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2024-08-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Tempus AI, Inc.
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Gray Media, LLC | 8,545,283 |
Last balance in matching sequence
After 2026-09-22 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-09-22 · Sale · Disposed 7,394 · Balance 8,595,389 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 2 · 2026-09-22 · Sale · Disposed 33,770 · Balance 8,561,619 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 3 · 2026-09-22 · Sale · Disposed 16,152 · Balance 8,545,467 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 4 · 2026-09-22 · Sale · Disposed 184 · Balance 8,545,283 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Blue Media, LLC | 14,850,469 |
Last balance in matching sequence
After 2026-09-22 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2026-09-22 · Sale · Disposed 17,359 · Balance 14,968,110 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 6 · 2026-09-22 · Sale · Disposed 79,259 · Balance 14,888,851 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 7 · 2026-09-22 · Sale · Disposed 37,950 · Balance 14,850,901 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 8 · 2026-09-22 · Sale · Disposed 432 · Balance 14,850,469 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family Foundation | 802,131 |
Last balance in matching sequence
After 2026-09-22 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 9 · 2026-09-22 · Sale · Disposed 965 · Balance 808,666 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 10 · 2026-09-22 · Sale · Disposed 4,420 · Balance 804,246 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 11 · 2026-09-22 · Sale · Disposed 2,091 · Balance 802,155 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 12 · 2026-09-22 · Sale · Disposed 24 · Balance 802,131 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Vas.org Foundation | 100,000 |
Last balance in matching sequence
After 2026-09-22 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 13 · 2026-09-22 · Sale · Disposed 6,431 · Balance 143,569 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 14 · 2026-09-22 · Sale · Disposed 29,367 · Balance 114,202 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 15 · 2026-09-22 · Sale · Disposed 14,042 · Balance 100,160 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 16 · 2026-09-22 · Sale · Disposed 160 · Balance 100,000 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,098,130 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 2,098,130 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 346 Long LLC | 406 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 406 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family 2025 GRAT | 5,715,203 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 5,715,203 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Black Media, LLC | 206 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 206 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family 2026 GRAT | 4,284,797 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 4,284,797 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Groupon, Inc.
Report date May 14, 2024 · Filed May 15, 2024
Section 16 reporting ended · disclosed 2024-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Green Media LLC | 3,421,149 |
Reported balance
After 2024-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-05-14 · Gift · Disposed 110,000 · Balance 3,421,149 F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy the Lefkofsky Family 2018 Trust | 413,100 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 413,100 F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee. |
| Common StockSEC Table I · non-derivative | Direct | 111,382 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 111,382 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.
F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC.
F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2025 Filed Jan 24, 2025 23:53 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 101,967 | $49.06 | $5,002,501.02 |
DisclosureSEC source: 0001415889-25-002078 · form4-01242025_110105.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,846,276 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.38 to $49.37 inclusive. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 23:53 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 30,609 | $47.78 | $1,462,498.02 |
DisclosureSEC source: 0001415889-25-002078 · form4-01242025_110105.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,948,243 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting of the restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.295 to $48.28 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (14), (15) and (16). Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 02:00 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 4,666 | $39.38 | $183,747.08 |
DisclosureSEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 6 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 26,589,477 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024. F9 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.60 inclusive. F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 02:00 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 16,176 | $38.33 | $620,026.08 |
DisclosureSEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 26,594,143 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024. F8 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.99 inclusive. F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 02:00 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 116,813 | $37.34 | $4,361,797.42 |
DisclosureSEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 26,610,319 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024. F6 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98 inclusive. F7 · balance_after: Represents the number shares owned after a transfer of shares between two entities controlled by Mr. Lefkofsky, which resulted in a mere change in the form of beneficial ownership. F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 02:00 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 4,469 | $39.32 | $175,721.08 |
DisclosureSEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Gray Media, LLC Disclosed balance after: 9,557,283 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024. F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.54 inclusive. F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 02:00 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 3,338 | $38.26 | $127,711.88 |
DisclosureSEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Gray Media, LLC Disclosed balance after: 9,561,752 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.75 inclusive. F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation. Read SEC document |
| December 18, 2024 Filed Dec 21, 2024 02:00 UTC | Tempus AI, Inc. TEM · Entity 1545 | SaleClass A Common Stock | 42,193 | $37.36 | $1,576,330.48 |
DisclosureSEC source: 0001415889-24-030008 · form4-12202024_091201.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Gray Media, LLC Disclosed balance after: 9,565,090 F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2024. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.98 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (8) and (9). F3 · ownership.nature: The Reporting Person is (i) the sole manager of each of Black Media, LLC, Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, (ii) the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B and (iii) the trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 01:45 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 1,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,978,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| June 17, 2024 Filed Jun 18, 2024 01:45 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionNon-Voting Common Stock | 1,400,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017313 · form4-06172024_090626.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of Non-Voting Common Stock automatically converted into one share of Class A Common Stock upon the closing of the Issuer's initial public offering of Class A Common Stock. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries G-3 Preferred Stock · Derivative | 98,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 25 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 180,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries G Preferred Stock · Derivative | 99,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 24 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 0 Underlying: Class A Common Stock · 99,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries G Preferred Stock · Derivative | 321,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 23 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series G Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 321,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries E Preferred Stock · Derivative | 248,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 22 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series E Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 248,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries D Preferred Stock · Derivative | 406,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 21 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 0 Underlying: Class A Common Stock · 406,090 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries D Preferred Stock · Derivative | 2,133,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · derivative · entry 20 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series D Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 2,133,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.exercise_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F1 · derivative.expiration_date: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 76,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 18 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 4,060,547 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 10,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 17 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 27,619,558 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 16 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Black Media, LLC Disclosed balance after: 206 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 180,329 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 15 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 27,608,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 99,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 14 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 3,984,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 332,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 13 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lefkofsky Family Foundation Disclosed balance after: 332,131 F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series G Investments, LLC to its members, including Blue Media, LLC and Lefkofsky Family Foundation, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 19,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 12 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 27,428,461 F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series G Investments, LLC to its members, including Blue Media, LLC and Lefkofsky Family Foundation, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 360,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 11 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series G Investments, LLC Disclosed balance after: 0 F7 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series G Investments, LLC to its members, including Blue Media, LLC and Lefkofsky Family Foundation, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 39,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 10 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series G Investments, LLC Disclosed balance after: 360,113 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 321,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 9 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series G Investments, LLC Disclosed balance after: 321,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 293,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 8 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series E Investments, LLC Disclosed balance after: 0 F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series E Investments, LLC to its members without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 45,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 7 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series E Investments, LLC Disclosed balance after: 293,908 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 248,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 6 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series E Investments, LLC Disclosed balance after: 248,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 406,090 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 3,884,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 1,534,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 27,408,669 F4 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series D Investments, LLC to its members, one of which is Blue Media, LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 2,145,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series D Investments, LLC Disclosed balance after: 0 F4 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series D Investments, LLC to its members, one of which is Blue Media, LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | GrantClass A Common Stock | 12,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series D Investments, LLC Disclosed balance after: 2,145,992 F3 · kind: On June 17, 2024, in connection with the conversion of preferred stock upon the closing of the Issuer's initial public offering, the Issuer paid accrued and unpaid dividends on such shares of preferred stock in shares of Class A Common Stock. The issuance of shares qualifies for the exemption from Section 16 of the Securities Exchange Act pursuant to Rules 16b-3 and 16a-9. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:24 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass A Common Stock | 2,133,583 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-017736 · form4-06212024_120637.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series D Investments, LLC Disclosed balance after: 2,133,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series D Preferred Stock, Series E Preferred Stock, Series G Preferred Stock and Series G-3 Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock and had no expiration date. These shares automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis, other than the Series G-3 Preferred Stock, each share of which converted into appoximately 1.82 shares of Class A Common Stock. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Black Media, LLC, Tempus Series D Investments, LLC, Tempus Series E Investments, LLC and Tempus Series G Investments, LLC and trustee of Lefkofsky Family Foundation. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries C Preferred Stock · Derivative | 3,911,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 44 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series C Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 3,911,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries B-2 Preferred Stock · Derivative | 2,111,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 43 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-2 Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 2,111,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries B-2 Preferred Stock · Derivative | 1,746,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 42 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 1,746,323 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries B-1 Preferred Stock · Derivative | 1,500,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 41 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B-1 Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 1,500,071 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass B Common Stock · Derivative | 178,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 40 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Black Media, LLC Disclosed balance after: 178,485 Underlying: Class A Common Stock · 178,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F10 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F10 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries B Preferred Stock · Derivative | 178,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 39 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Black Media, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 178,485 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F10 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F10 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass B Common Stock · Derivative | 892,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 38 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 892,426 Underlying: Class A Common Stock · 892,426 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass B Common Stock · Derivative | 3,972,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 37 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Blue Media, LLC Disclosed balance after: 3,972,878 Underlying: Class A Common Stock · 3,972,878 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass B Common Stock · Derivative | 5,196,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 36 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 5,196,414 shares Expires not disclosed F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F6 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series B Investments, LLC to its members, including Blue Media, LLC and Innovation Group Investors, L.P. - 2011 Series, without additional consideration. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionClass B Common Stock · Derivative | 5,196,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 35 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B Investments, LLC Disclosed balance after: 5,196,414 Underlying: Class A Common Stock · 5,196,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis and has no expiration date. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries B Preferred Stock · Derivative | 5,196,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 34 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series B Investments, LLC Disclosed balance after: 0 Underlying: Class B Common Stock · 5,196,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F10 · derivative.exercise_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F10 · derivative.expiration_date: Each share of Series B Preferred Stock was convertible at any time, at the holder's election, into Class B Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class B Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries A Preferred Stock · Derivative | 248,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 33 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Lightbank Investments 1B, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 248,476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries A Preferred Stock · Derivative | 145,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 32 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - Series 1B Disclosed balance after: 0 Underlying: Class A Common Stock · 145,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries A Preferred Stock · Derivative | 2,283,991 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 31 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Innovation Group Investors, L.P. - 2011 Series Disclosed balance after: 0 Underlying: Class A Common Stock · 2,283,991 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F5 · ownership.nature: The Reporting Person is the manager of the general partner of Innovation Group Investors, L.P. - 2011 Series and Innovation Group Investors, L.P. - Series 1B. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | ConversionSeries A Preferred Stock · Derivative | 1,603,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · derivative · entry 30 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tempus Series A Investments, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · 1,603,279 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.exercise_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F1 · derivative.expiration_date: Each share of Series A Preferred Stock, Series B-1 Preferred Stock, Series B-2 Preferred Stock and Series C Preferred Stock was convertible at any time, at the holder's election, into Class A Common Stock, on a one-for-one basis, had no expiration date and automatically converted into shares of Class A Common Stock upon the closing of the Issuer's initial public offering. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
| June 17, 2024 Filed Jun 21, 2024 00:23 UTC | Tempus AI, Inc. TEM · Entity 1545 | OtherClass A Common Stock | 982,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-017734 · form4-06212024_120627.xml · nonDerivative · entry 29 LEFKOFSKY ERIC P · CIK 0001114357 · Director · CEO and Chairman · 10% owner Blue Media, LLC · CIK 0002026989 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Gray Media, LLC Disclosed balance after: 9,607,283 F9 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by Tempus Series C Investments, LLC to its members, including Blue Media, LLC and Gray Media, LLC, without additional consideration. F2 · ownership.nature: The Reporting Person is the sole manager of each of Blue Media, LLC, Gray Media, LLC, Lightbank Investments 1B, LLC, Lightbank Global LLC, Tempus Series A Investments, LLC, Tempus Series B Investments, LLC, Tempus Series B-1 Investments, LLC, Tempus Series B-2 Investments, LLC and Tempus Series C Investments, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.