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OTC · USD

SBIG

SBIG Holdings, Inc.

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8653
SEC CIK
0001801602
Parsed reports
76

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2026 Filed Sep 18, 2026 19:22 UTC
Glashow Andrew JayDirector · Chief Executive Officer
GrantSeries A Preferred Stock · Derivative 3,750,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-101364 · ownership.xml · derivative · entry 1

Glashow Andrew Jay · CIK 0002155259 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750,000

Underlying: Common Stock, par value $0.0001 per share · 3,750,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

F1 · derivative.exercise_date: Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

F1 · derivative.expiration_date: Each share of Series A Preferred Stock is automatically converted into one share of Common Stock (i) upon a sale or transfer of such share by the holder, or (ii) in the event the holder ceases to serve as a director, or be engaged as an employee, of the Company. There is no conversion price.

Read SEC document
April 20, 2026 Filed Apr 22, 2026 20:30 UTC GrantCommon Stock 1,193,623 $0.00 $0.00
Disclosure

SEC source: 0001213900-26-046628 · ownership.xml · nonDerivative · entry 1

Ellis Larry C · CIK 0002091556 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,193,623

F1 · shares: The Reporting Person received a restricted stock unit award pursuant to the Issuer's 2022 Amended and Restated Long-Term Incentive Plan that will vest as to (i) 397,874 shares on April 1, 2027; (ii) 397,874 shares on April 1, 2028 and (iii) the remaining shares in this award on April 1, 2029.

F2 · shares: Vesting will terminate upon the Reporting Person's termination of continuous service, though if a change of control is consummated and the Reporting Person is in continuous service through that date, then all unvested restricted stock units reported herein will become vested.

F1 · balance_after: The Reporting Person received a restricted stock unit award pursuant to the Issuer's 2022 Amended and Restated Long-Term Incentive Plan that will vest as to (i) 397,874 shares on April 1, 2027; (ii) 397,874 shares on April 1, 2028 and (iii) the remaining shares in this award on April 1, 2029.

F2 · balance_after: Vesting will terminate upon the Reporting Person's termination of continuous service, though if a change of control is consummated and the Reporting Person is in continuous service through that date, then all unvested restricted stock units reported herein will become vested.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 21:14 UTC GrantCommon Stock 1,193,623 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-084135 · ownership.xml · nonDerivative · entry 1

Shiffman Marc · CIK 0002039150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,193,623

F1 · shares: The reporting person received a restricted stock award pursuant to the issuer's 2022 Amended and Restated Long-Term Incentive Plan that will vest as to (i) 397,874 shares on September 23, 2025; (ii) 397,874 shares on September 23, 2026 and (iii) the remaining shares in this award on September 23, 2027.

F1 · balance_after: The reporting person received a restricted stock award pursuant to the issuer's 2022 Amended and Restated Long-Term Incentive Plan that will vest as to (i) 397,874 shares on September 23, 2025; (ii) 397,874 shares on September 23, 2026 and (iii) the remaining shares in this award on September 23, 2027.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 23:49 UTC
Christopher JaretDirector · Chairman and CEO
GrantCommon Stock 772,133 $0.04 $31,657.45
Disclosure

SEC source: 0001213900-25-071641 · ownership.xml · nonDerivative · entry 1

Christopher Jaret · CIK 0002063113 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,133

F1 · shares: The reporting person acquired the reported shares directly from the issuer as closing date consideration for the previously announced acquisition of VICE CRM LLC, a Massachusetts limited liability company.

Read SEC document
May 15, 2025 Filed May 20, 2025 00:11 UTC
Silver Mark LaurenceDirector · 10% owner
Purchase8% Senior Secured Convertible Promissory Notes due 2026 · Derivative Not disclosed $25,000.00 Strike: $0.15 $25,000.00
Disclosure

SEC source: 0001213900-25-045563 · ownership.xml · derivative · entry 1

Silver Mark Laurence · CIK 0002023263 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Directly held by Shalcor Management, Inc.

Disclosed balance after: 19,899,999

Underlying: Common Stock · 166,666 shares

Expires 2027-01-23

F1 · ownership.direct: Mark L. Silver is the President of Shalcor Management, Inc. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by Shalcor Management, Inc., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Mark L. Silver is the President of Shalcor Management, Inc. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by Shalcor Management, Inc., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2025 Filed Jan 23, 2025 02:00 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
Sale8% Senior Secured Convertible Promissory Notes due 2026 · Derivative Not disclosed $160,000.00 Strike: $0.15 $160,000.00
Disclosure

SEC source: 0001213900-25-005664 · ownership.xml · derivative · entry 1

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,066,666

Underlying: Common Stock · 1,066,667 shares

Expires 2026-01-23

Read SEC document
January 17, 2025 Filed Jan 23, 2025 01:58 UTC
Silver Mark LaurenceDirector · 10% owner
Purchase8% Senior Secured Convertible Promissory Notes due 2026 · Derivative Not disclosed $160,000.00 Strike: $0.15 $160,000.00
Disclosure

SEC source: 0001213900-25-005661 · ownership.xml · derivative · entry 1

Silver Mark Laurence · CIK 0002023263 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Directly held by Shalcor Management, Inc.

Disclosed balance after: 19,733,333

Underlying: Common Stock · 1,066,667 shares

Expires 2026-01-23

F1 · ownership.direct: Mark L. Silver is the President of Shalcor Management, Inc. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by Shalcor Management, Inc., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Mark L. Silver is the President of Shalcor Management, Inc. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by Shalcor Management, Inc., but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
November 15, 2024 Filed Nov 19, 2024 21:36 UTC
Sykes PaulChief Financial Officer
PurchaseCommon Stock 15,000 $0.06 $900.00
Disclosure

SEC source: 0001213900-24-100188 · ownership.xml · nonDerivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,350

Read SEC document
July 07, 2024 Filed Jul 9, 2024 20:26 UTC
Sykes PaulChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-060132 · ownership.xml · derivative · entry 2

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2024-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuer's common stock.

F1 · shares: Represents the vesting on the second anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

F1 · derivative.underlying_shares: Represents the vesting on the second anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

Read SEC document
July 07, 2024 Filed Jul 9, 2024 20:26 UTC
Sykes PaulChief Financial Officer
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-060132 · ownership.xml · nonDerivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the second anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuer's common stock.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:37 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
Grant8% Senior Secured Convertible Promissory Notes due 2026 · Derivative 320,000 $320,000.00 Strike: $0.15 $102,400,000,000.00
Disclosure

SEC source: 0001628280-24-002271 · wk-form4_1706222254.xml · derivative · entry 1

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,000

Underlying: Common Stock · 2,133,333 shares

Expires 2026-01-23

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:36 UTC
Sykes PaulChief Financial Officer
Grant8% Senior Secured Convertible Promissory Notes due 2026 · Derivative 25,000 $25,000.00 Strike: $0.15 $625,000,000.00
Disclosure

SEC source: 0001628280-24-002268 · wk-form4_1706222200.xml · derivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 166,666 shares

Expires 0026-01-23

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:35 UTC Grant8% Senior Secured Convertible Promissory Notes due 2026 · Derivative 15,000 $15,000.00 Strike: $0.15 $225,000,000.00
Disclosure

SEC source: 0001628280-24-002266 · wk-form4_1706222123.xml · derivative · entry 1

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 100,000 shares

Expires 2026-01-23

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:34 UTC
Sykes PaulChief Financial Officer
PurchaseCommon Stock 28,307 $0.16 $4,560.26
Disclosure

SEC source: 0001628280-23-032472 · wk-form4_1695069234.xml · nonDerivative · entry 2

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 520,350

F1 · price: The price reported is the weighted average price of multiple trades at prices ranging from $0.15 to $0.1625 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the reported range.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 20:34 UTC
Sykes PaulChief Financial Officer
PurchaseCommon Stock 300 $0.15 $45.00
Disclosure

SEC source: 0001628280-23-032472 · wk-form4_1695069234.xml · nonDerivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,043

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:19 UTC Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024766 · wk-form4_1689121151.xml · derivative · entry 2

Schwarz Philip · CIK 0001851549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F3 · derivative.exercise_date: July 7, 2023

F3 · derivative.expiration_date: July 7, 2023

F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:19 UTC Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024766 · wk-form4_1689121151.xml · nonDerivative · entry 1

Schwarz Philip · CIK 0001851549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:18 UTC Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024765 · wk-form4_1689121075.xml · derivative · entry 3

BERNSTEIN STEVEN E · CIK 0001089833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person

F5 · derivative.exercise_date: July 7, 2023

F5 · derivative.expiration_date: July 7, 2023

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:18 UTC Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024765 · wk-form4_1689121075.xml · nonDerivative · entry 1

BERNSTEIN STEVEN E · CIK 0001089833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:17 UTC
Sykes PaulChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024764 · wk-form4_1689121029.xml · derivative · entry 2

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

F3 · derivative.exercise_date: July 7, 2023

F3 · derivative.expiration_date: July 7, 2023

F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:17 UTC
Sykes PaulChief Financial Officer
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024764 · wk-form4_1689121029.xml · nonDerivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 491,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:16 UTC
Anand NavinChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024763 · wk-form4_1689120989.xml · derivative · entry 2

Anand Navin · CIK 0001933498 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

F3 · derivative.exercise_date: July 7, 2023

F3 · derivative.expiration_date: July 7, 2023

F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:16 UTC
Anand NavinChief Technology Officer
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024763 · wk-form4_1689120989.xml · nonDerivative · entry 1

Anand Navin · CIK 0001933498 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 45,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:15 UTC Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024762 · wk-form4_1689120951.xml · derivative · entry 3

Lannert Amanda · CIK 0001933500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F5 · derivative.exercise_date: July 7, 2023

F5 · derivative.expiration_date: July 7, 2023

F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:15 UTC Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024762 · wk-form4_1689120951.xml · nonDerivative · entry 1

Lannert Amanda · CIK 0001933500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:12 UTC Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024760 · wk-form4_1689120758.xml · derivative · entry 2

Glassford Patricia · CIK 0001933317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F3 · derivative.exercise_date: July 7, 2023

F3 · derivative.expiration_date: July 7, 2023

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:12 UTC Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024760 · wk-form4_1689120758.xml · nonDerivative · entry 1

Glassford Patricia · CIK 0001933317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:12 UTC Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024759 · wk-form4_1689120719.xml · derivative · entry 2

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F2 · deemedExecutionDate: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F3 · derivative.exercise_date: July 7, 2023

F3 · derivative.expiration_date: July 7, 2023

F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:12 UTC Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024759 · wk-form4_1689120719.xml · nonDerivative · entry 1

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

Read SEC document
July 07, 2023 Filed Jul 12, 2023 00:10 UTC Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024758 · wk-form4_1689120624.xml · derivative · entry 2

Sherman Sergey · CIK 0001844620 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Tuatara Capital, LP

Disclosed balance after: 16,667

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F5 · derivative.exercise_date: July 7, 2023

F5 · derivative.expiration_date: July 7, 2023

F1 · derivative.underlying_shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

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July 07, 2023 Filed Jul 12, 2023 00:10 UTC Exercise / conversionCommon Stock 8,333 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024758 · wk-form4_1689120624.xml · nonDerivative · entry 1

Sherman Sergey · CIK 0001844620 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Notes

Disclosed balance after: 33,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.

F2 · price: Each restricted stock unit represents a right to acquire one share of the issuers common stock.

F3 · ownership.direct: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

F4 · ownership.nature: Held by Tuatara Capital, LP

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June 28, 2023 Filed Jun 28, 2023 21:36 UTC
Anand NavinChief Technology Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023830 · wk-form4_1687988192.xml · nonDerivative · entry 1

Anand Navin · CIK 0001933498 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

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June 28, 2023 Filed Jun 28, 2023 21:35 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023828 · wk-form4_1687988136.xml · nonDerivative · entry 2

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 977,272

F2 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

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June 28, 2023 Filed Jun 28, 2023 21:34 UTC
Sykes PaulChief Financial Officer
GrantCommon Stock 215,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023826 · wk-form4_1687988085.xml · nonDerivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,743

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

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June 28, 2023 Filed Jun 28, 2023 21:33 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023824 · wk-form4_1687988016.xml · nonDerivative · entry 1

BERNSTEIN STEVEN E · CIK 0001089833 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

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June 28, 2023 Filed Jun 28, 2023 21:32 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023822 · wk-form4_1687987958.xml · nonDerivative · entry 1

Sherman Sergey · CIK 0001844620 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Notes

Disclosed balance after: 25,000

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

F2 · ownership.direct: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

F2 · ownership.nature: Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.

F3 · ownership.nature: Held by Tuatara Capital, LP

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June 28, 2023 Filed Jun 28, 2023 21:32 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023820 · wk-form4_1687987912.xml · nonDerivative · entry 1

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,318

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

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June 28, 2023 Filed Jun 28, 2023 21:30 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023818 · wk-form4_1687987840.xml · nonDerivative · entry 1

Glassford Patricia · CIK 0001933317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,636

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

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June 28, 2023 Filed Jun 28, 2023 21:29 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023816 · wk-form4_1687987778.xml · nonDerivative · entry 1

Lannert Amanda · CIK 0001933500 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
June 28, 2023 Filed Jun 28, 2023 21:28 UTC GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-023814 · wk-form4_1687987730.xml · nonDerivative · entry 1

Schwarz Philip · CIK 0001851549 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

Read SEC document
June 28, 2023 Filed Jul 6, 2023 22:54 UTC Amendment
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 820,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-033496 · form4.xml · nonDerivative · entry 2

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,772,272

F2 · shares: On June 28, 2023, the reporting person filed a Form 4 which inadvertently reported that the issuer granted him 25,000 shares of common stock in the form of restricted stock units and that following such grant, he directly held 977,272 shares of common stock. In fact, as reported in this amendment, the issuer granted the reporting person 820,000 shares of common stock in the form of restricted stock units and following such grant, he directly held 1,772,272 shares of common stock.

F3 · shares: These shares represent restricted stock units and will be settled in common stock upon vesting, which will occur one-third per year beginning on the first anniversary of the date of grant.

F2 · balance_after: On June 28, 2023, the reporting person filed a Form 4 which inadvertently reported that the issuer granted him 25,000 shares of common stock in the form of restricted stock units and that following such grant, he directly held 977,272 shares of common stock. In fact, as reported in this amendment, the issuer granted the reporting person 820,000 shares of common stock in the form of restricted stock units and following such grant, he directly held 1,772,272 shares of common stock.

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June 16, 2023 Filed Jun 21, 2023 21:42 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
Exercise / conversionStock Option · Derivative 223,769 $0.00 Strike: $0.52 $0.00
Disclosure

SEC source: 0001934211-23-000011 · wk-form4_1687383757.xml · derivative · entry 3

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,254

Underlying: Common Stock · 223,769 shares

Expires 2024-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of the closing of the business combination with respect to the issuer on June 14, 2022, the stock options became, and have remained at all times since that date, fully vested and exercisable.

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June 16, 2023 Filed Jun 21, 2023 21:42 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 233,769 $0.52 $121,559.88
Disclosure

SEC source: 0001934211-23-000011 · wk-form4_1687383757.xml · nonDerivative · entry 1

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2023 Filed Jul 6, 2023 22:54 UTC Amendment
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
Exercise / conversionCommon Stock 223,769 $0.52 $116,359.88
Disclosure

SEC source: 0001140361-23-033496 · form4.xml · nonDerivative · entry 1

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 952,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On June 16, 2023, the reporting person filed a Form 4 which inadvertently reported that he acquired 233,769 shares of common stock in connection with the exercise of stock options. In fact, as reported in this amendment, he acquired 223,769 shares of common stock in connection with the exercise of stock options.

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May 31, 2023 Filed Jun 1, 2023 01:45 UTC PurchaseCommon Stock 82,318 $0.30 $24,999.98
Disclosure

SEC source: 0001140361-23-027623 · form4.xml · nonDerivative · entry 2

Trauben Jonathan · CIK 0001933071 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,318

F1 · kind: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.'s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares of common stock were acquired at the at-the-market public offering price of $0.3037 per share.

F1 · shares: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.'s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares of common stock were acquired at the at-the-market public offering price of $0.3037 per share.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:36 UTC PurchaseCommon Stock 493,908 $0.30 $149,999.86
Disclosure

SEC source: 0001628280-23-020681 · wk-form4_1685738180.xml · nonDerivative · entry 1

BERNSTEIN STEVEN E · CIK 0001089833 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Notes

Disclosed balance after: 493,908

F1 · kind: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.?s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares were acquired at the at-the-market public offering price of $0.3037 per share.

F1 · shares: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.?s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares were acquired at the at-the-market public offering price of $0.3037 per share.

F2 · balance_after: The reporting person disclaims beneficial ownership of the securities held by Bernstein Limited Partnership II, for which he is the General Partner, except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: The reporting person disclaims beneficial ownership of the securities held by Bernstein Limited Partnership II, for which he is the General Partner, except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by Bernstein Limited Partnership II, for which he is the General Partner, except to the extent of his individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: Held by Bernstein Limited Partnership II

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:05 UTC PurchaseCommon Stock 329,272 $0.30 $99,999.91
Disclosure

SEC source: 0001933500-23-000004 · wk-form4_1685736324.xml · nonDerivative · entry 1

Lannert Amanda · CIK 0001933500 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Notes

Disclosed balance after: 329,272

F1 · kind: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.?s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares were acquired at the at-the-market public offering price of $0.3037 per share.

F1 · shares: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.?s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares were acquired at the at-the-market public offering price of $0.3037 per share.

F2 · balance_after: Held of record by The Kevin R. Lannert Revocable Trust Co-Trustees Kevin Lannert & Amanda Lannert UTA DTD 9/26/2018

F3 · balance_after: The reporting person disclaims beneficial ownership of the securities held by such trust, for which she is a Trustee, except to the extent of her individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.direct: Held of record by The Kevin R. Lannert Revocable Trust Co-Trustees Kevin Lannert & Amanda Lannert UTA DTD 9/26/2018

F3 · ownership.direct: The reporting person disclaims beneficial ownership of the securities held by such trust, for which she is a Trustee, except to the extent of her individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: Held of record by The Kevin R. Lannert Revocable Trust Co-Trustees Kevin Lannert & Amanda Lannert UTA DTD 9/26/2018

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by such trust, for which she is a Trustee, except to the extent of her individual pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:03 UTC PurchaseCommon Stock 164,636 $0.30 $49,999.95
Disclosure

SEC source: 0001933317-23-000003 · wk-form4_1685736201.xml · nonDerivative · entry 1

Glassford Patricia · CIK 0001933317 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,636

F1 · kind: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.?s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares were acquired at the at-the-market public offering price of $0.3037 per share.

F1 · shares: Represents common stock acquired in connection with the reasonable best efforts registered public offering of SpringBig Holdings, Inc.?s common stock, par value $0.0001 per share, which closed on May 31, 2023. These shares were acquired at the at-the-market public offering price of $0.3037 per share.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 18:59 UTC
Harris Jeffrey ToddDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 658,544 $0.30 $199,999.81
Disclosure

SEC source: 0001934211-23-000004 · wk-form4_1685732371.xml · nonDerivative · entry 1

Harris Jeffrey Todd · CIK 0001934211 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 728,503

Read SEC document
May 31, 2023 Filed Jun 2, 2023 18:47 UTC
Sykes PaulChief Financial Officer
PurchaseCommon Stock 164,636 $0.30 $49,999.95
Disclosure

SEC source: 0001933315-23-000002 · wk-form4_1685731621.xml · nonDerivative · entry 1

Sykes Paul · CIK 0001933315 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,743

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.