Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Personalis, Inc.PSNL · Entity 4572 | 10% owner | November 28, 2023 | July 03, 2024 |
| SBIG Holdings, Inc.SBIG · Entity 8653 | 10% owner | August 01, 2024 | August 08, 2024 |
| Tempus AI, Inc.TEM · Entity 1545 | Director · CEO and Chairman · 10% owner | September 22, 2026 | September 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Personalis, Inc.
Report date November 28, 2023 · Filed July 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 150,000 |
Reported balance
Holding disclosure · report date 2023-11-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 150,000 |
SBIG Holdings, Inc.
Report date August 01, 2024 · Filed August 08, 2024
Jointly reported with Lightbank Asset Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 8% Senior Secured Convertible Promissory Note due 2026SEC Table II · derivative / convertible security · Conversion / exercise price $0.15 · Expires 2026-01-23 | IndirectSee Footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2024-08-01 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The 8% Senior Secured Convertible Promissory Notes due 2026 (the "Convertible Notes") of SpringBig Holdings, Inc. (the "Company") are held for the account of Lightbank II, L.P. ("Lightbank II"), an investment fund managed by Lightbank Asset Management LLC, a Delaware limited liability company ("LAM"), which are convertible into 16,000,000 shares of the Company's common stock (the "Shares"). Eric Lefkofsky ("Mr. Lefkofsky and, together with LAM, the "Reporting Persons") is the Co-Managing Partner of LAM. Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Tempus AI, Inc.
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Gray Media, LLC | 8,545,283 |
Last balance in matching sequence
After 2026-09-22 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-09-22 · Sale · Disposed 7,394 · Balance 8,595,389 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 2 · 2026-09-22 · Sale · Disposed 33,770 · Balance 8,561,619 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 3 · 2026-09-22 · Sale · Disposed 16,152 · Balance 8,545,467 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 4 · 2026-09-22 · Sale · Disposed 184 · Balance 8,545,283 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Blue Media, LLC | 14,850,469 |
Last balance in matching sequence
After 2026-09-22 transaction · row 8
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 5 · 2026-09-22 · Sale · Disposed 17,359 · Balance 14,968,110 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 6 · 2026-09-22 · Sale · Disposed 79,259 · Balance 14,888,851 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 7 · 2026-09-22 · Sale · Disposed 37,950 · Balance 14,850,901 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 8 · 2026-09-22 · Sale · Disposed 432 · Balance 14,850,469 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family Foundation | 802,131 |
Last balance in matching sequence
After 2026-09-22 transaction · row 12
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 9 · 2026-09-22 · Sale · Disposed 965 · Balance 808,666 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 10 · 2026-09-22 · Sale · Disposed 4,420 · Balance 804,246 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 11 · 2026-09-22 · Sale · Disposed 2,091 · Balance 802,155 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 12 · 2026-09-22 · Sale · Disposed 24 · Balance 802,131 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Vas.org Foundation | 100,000 |
Last balance in matching sequence
After 2026-09-22 transaction · row 16
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 13 · 2026-09-22 · Sale · Disposed 6,431 · Balance 143,569 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 14 · 2026-09-22 · Sale · Disposed 29,367 · Balance 114,202 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 15 · 2026-09-22 · Sale · Disposed 14,042 · Balance 100,160 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. Row 16 · 2026-09-22 · Sale · Disposed 160 · Balance 100,000 F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026. F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | Direct | 2,098,130 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · Balance 2,098,130 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy 346 Long LLC | 406 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 406 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family 2025 GRAT | 5,715,203 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 5,715,203 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Black Media, LLC | 206 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 206 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Lefkofsky Family 2026 GRAT | 4,284,797 |
Reported balance
Holding disclosure · report date 2026-09-22 · row 21
Holding and transaction disclosures are not merged.
1 source rowRow 21 · Balance 4,284,797 F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2026.
F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.83 to $76.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The Reporting Person is (i) a member of, and controls a limited liability company that is a member of, 346 Long LLC, (ii) the sole manager of each of Black Media, LLC, Blue Media, LLC and Gray Media, LLC, (iii) a trustee of each of Lefkofsky Family Foundation and Vas.org Foundation. The Reporting Person's spouse is the trustee of the Lefkofsky Family 2025 GRAT and Lefkofsky Family 2026 GRAT.
F4: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.83 to $77.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.83 to $78.82 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.83 to $78.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Groupon, Inc.
Report date May 14, 2024 · Filed May 15, 2024
Section 16 reporting ended · disclosed 2024-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Green Media LLC | 3,421,149 |
Reported balance
After 2024-05-14 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-05-14 · Gift · Disposed 110,000 · Balance 3,421,149 F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy the Lefkofsky Family 2018 Trust | 413,100 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 413,100 F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee. |
| Common StockSEC Table I · non-derivative | Direct | 111,382 |
Reported balance
Holding disclosure · report date 2024-05-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 111,382 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation.
F2: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to shares of Common Stock held by Green Media, LLC.
F3: The shares of Common Stock reported on this line are held by the Lefkofsky Family 2018 Trust, of which Mr. Lefkofsky is the sole trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2019 Filed Jun 7, 2019 21:52 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 1,500,000 | $3.59 | $5,385,000.00 |
DisclosureSEC source: 0001490281-19-000052 · wf-form4_155994434520786.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 26,734,594 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 5, 2019. The price per share for such transactions ranged from $3.54 to $3.73. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 21:17 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,372 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-19-000028 · wf-form4_155596780559025.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,879 Underlying: Common Stock · 5,372 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:51 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 1,500,000 | $3.30 | $4,950,000.00 |
DisclosureSEC source: 0001490281-19-000022 · wf-form4_155208548129320.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 28,234,594 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 7, 2019. The price per share for such transactions ranged from $3.27 to $3.36. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:51 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 1,500,000 | $3.35 | $5,025,000.00 |
DisclosureSEC source: 0001490281-19-000022 · wf-form4_155208548129320.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 29,734,594 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 6, 2019. The price per share for such transactions ranged from $3.34 to $3.43. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:59 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-19-000004 · wf-form4_154966670341571.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,507 Underlying: Common Stock · 5,053 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| December 07, 2018 Filed Dec 7, 2018 23:10 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 1,500,000 | $3.09 | $4,635,000.00 |
DisclosureSEC source: 0001490281-18-000132 · wf-form4_154422420465146.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 31,234,594 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2018. The price per share for such transactions ranged from $3.06 to $3.15. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| December 06, 2018 Filed Dec 7, 2018 23:10 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 1,500,000 | $3.04 | $4,560,000.00 |
DisclosureSEC source: 0001490281-18-000132 · wf-form4_154422420465146.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 32,734,594 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2018. The price per share for such transactions ranged from $2.99 to $3.09. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 21:10 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,933 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000112 · wf-form4_154093380060515.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,454 Underlying: Common Stock · 5,933 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon separation from service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| September 13, 2018 Filed Sep 14, 2018 22:27 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $3.81 | $2,857,500.00 |
DisclosureSEC source: 0001490281-18-000097 · wf-form4_153696403094091.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 34,234,594 F4 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 13, 2018. The price per share for such transactions ranged from $3.78 to $3.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F4 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 13, 2018. The price per share for such transactions ranged from $3.78 to $3.88. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 22:27 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $3.82 | $2,865,000.00 |
DisclosureSEC source: 0001490281-18-000097 · wf-form4_153696403094091.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 34,984,594 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 12, 2018. The price per share for such transactions ranged from $3.73 to $3.94. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 12, 2018. The price per share for such transactions ranged from $3.73 to $3.94. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · balance_after: The amount of shares reported on this line reflects an annuity distribution by the Lefkofsky Family 2016 GRAT to Green Media LLC. F3 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 21:01 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000075 · wf-form4_153212046005248.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,521 Underlying: Common Stock · 3,972 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 22:08 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 37,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000066 · wf-form4_152935967526395.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570,269 F1 · kind: 100% of the restricted stock units granted on June 14, 2018 will vest on June 14, 2019, subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. F2 · balance_after: The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 21:13 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $4.60 | $3,450,000.00 |
DisclosureSEC source: 0001490281-18-000060 · wf-form4_152849241778527.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 26,429,994 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 7, 2018. The price per share for such transactions ranged from $4.55 to $4.66. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 7, 2018. The price per share for such transactions ranged from $4.55 to $4.66. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 21:13 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $4.59 | $3,442,500.00 |
DisclosureSEC source: 0001490281-18-000060 · wf-form4_152849241778527.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 27,179,994 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 6, 2018. The price per share for such transactions ranged from $4.55 to $4.67. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on June 6, 2018. The price per share for such transactions ranged from $4.55 to $4.67. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:43 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,972 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000046 · wf-form4_152512457683777.xml · derivative · entry 5 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,549 Underlying: Common Stock · 3,972 shares Expires not disclosed F5 · derivative.exercise_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F5 · derivative.expiration_date: Mr. Lefkofsky has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofsky has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:25 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $4.59 | $3,442,500.00 |
DisclosureSEC source: 0001490281-18-000026 · wf-form4_152063431269462.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 87,384,994 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 8, 2018. The price per share for such transactions ranged from $4.56 to $4.66. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 8, 2018. The price per share for such transactions ranged from $4.56 to $4.66. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 22:25 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $4.61 | $3,457,500.00 |
DisclosureSEC source: 0001490281-18-000026 · wf-form4_152063431269462.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 88,134,994 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 7, 2018. The price per share for such transactions ranged from $4.57 to $4.66. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on March 7, 2018. The price per share for such transactions ranged from $4.57 to $4.66. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:30 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,531 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-18-000010 · wf-form4_151786979870192.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,577 Underlying: Common Stock · 3,531 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| December 08, 2017 Filed Dec 8, 2017 22:47 UTC | Groupon, Inc. GRPN · Entity 5174 | GiftCommon Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 88,884,994 F4 · kind: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F4 · price: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 22:47 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $5.77 | $4,327,500.00 |
DisclosureSEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 90,884,994 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2017. The price per share for such transactions ranged from $5.71 to $5.85. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 7, 2017. The price per share for such transactions ranged from $5.71 to $5.85. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| December 06, 2017 Filed Dec 8, 2017 22:47 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $5.76 | $4,320,000.00 |
DisclosureSEC source: 0001490281-17-000150 · wf-form4_151277321329968.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 91,634,994 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2017. The price per share for such transactions ranged from $5.72 to $5.82. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 6, 2017. The price per share for such transactions ranged from $5.72 to $5.82. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| October 19, 2017 Filed Oct 23, 2017 22:11 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,787 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000128 · wf-form4_150879668283157.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,046 Underlying: Common Stock · 3,787 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 21:58 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $4.38 | $3,285,000.00 |
DisclosureSEC source: 0001490281-17-000114 · wf-form4_150490788813244.xml · nonDerivative · entry 2 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 92,384,994 F3 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2017. The price per share for such transactions ranged from $4.35 to $4.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F3 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 7, 2017. The price per share for such transactions ranged from $4.35 to $4.45. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 21:58 UTC | Groupon, Inc. GRPN · Entity 5174 | SaleCommon Stock | 750,000 | $4.40 | $3,300,000.00 |
DisclosureSEC source: 0001490281-17-000114 · wf-form4_150490788813244.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 93,134,994 F1 · kind: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 6, 2017. The price per share for such transactions ranged from $4.33 to $4.47. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F1 · price: The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on September 6, 2017. The price per share for such transactions ranged from $4.33 to $4.47. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| July 18, 2017 Filed Jul 20, 2017 21:26 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000101 · wf-form4_150058600299053.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,259 Underlying: Common Stock · 4,758 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 21:56 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantCommon Stock | 48,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000085 · wf-form4_149756379163878.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532,391 F1 · kind: 100% of the restricted stock units granted on June 13, 2017 will vest on June 13, 2018, subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. F2 · balance_after: The amount of shares reported on this line includes previously reported restricted stock unit awards that are subject to Mr. Lefkofsky's continued service as a director of the Issuer through the vesting date. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 23:25 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 4,807 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000055 · wf-form4_149307630899342.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,501 Underlying: Common Stock · 4,807 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of Groupon's Common Stock (or, in the sole discretion of Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on Groupon's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:18 UTC | Groupon, Inc. GRPN · Entity 5174 | GiftCommon Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000031 · wf-form4_148858309168283.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 93,884,994 F1 · kind: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F1 · price: This transaction was a charitable contribution by Green Media, LLC to the Lefkofsky Family Foundation, a charitable foundation. F2 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 23:01 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 5,326 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-17-000012 · wf-form4_148642205488522.xml · derivative · entry 3 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,694 Underlying: Common Stock · 5,326 shares Expires not disclosed F3 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F3 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's Common Stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 21:32 UTC | Groupon, Inc. GRPN · Entity 5174 | ConversionClass B Common Stock · Derivative | 999,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000217 · wf-form4_147794953571688.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 0 Underlying: Common Stock · 999,984 shares Expires 2016-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities. F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities. F1 · derivative.expiration_date: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). F4 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 21:32 UTC | Groupon, Inc. GRPN · Entity 5174 | ConversionCommon Stock | 999,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000217 · wf-form4_147794953571688.xml · nonDerivative · entry 1 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Green Media LLC Disclosed balance after: 98,735,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On October 31, 2016, each share of the Issuer's Class A Common Stock and Class B Common Stock automatically converted on a 1-for-1 basis into a new class of stock designated Common Stock pursuant to the terms of the Issuer's amended and restated certificate of incorporation (the "Conversion"). F2 · kind: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities. F2 · shares: These shares were previously reported as shares of Class B common stock held by Mr. Lefkofsky, which automatically converted into Common Stock pursuant to the Conversion. This was not an open market purchase or sale of securities. F3 · balance_after: Prior to the Conversion, these shares were reported as shares of Class A common stock and Class B Common Stock held by Green Media LLC. F4 · ownership.nature: The shares of Common Stock reported on this line are held by Green Media, LLC, an entity owned by Eric P. Lefkofsky (50%) and Elizabeth Kramer Lefkofsky (50%). Mr. Lefkofsky shares voting and investment control with respect to the shares held by Green Media, LLC. Read SEC document |
| October 20, 2016 Filed Oct 24, 2016 22:20 UTC | Groupon, Inc. GRPN · Entity 5174 | GrantDeferred Stock Unit Award (Right to Receive) · Derivative | 3,735 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001490281-16-000200 · wf-form4_147734763675861.xml · derivative · entry 4 LEFKOFSKY ERIC P · CIK 0001114357 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,368 Underlying: Class A Common Stock · 3,735 shares Expires not disclosed F4 · derivative.exercise_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's common stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. F4 · derivative.expiration_date: Mr. Lefkofksy has received an exempt award of Deferred Stock Units ("DSUs") under the Groupon, Inc. Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Groupon's common stock (or, in the sole discretion of the Groupon's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of Groupon. Mr. Lefkofksy has elected to receive DSUs in lieu of the annual retainer fees payable for services on the Issuer's Board of Directors and any committees thereof. The DSUs are awarded on the date such fees would otherwise be payable (i.e., quarterly in arrears). The DSUs are immediately vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.