Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HAVERTY FURNITURE COMPANIES INCHVT · Entity 5603 | Director | May 11, 2026 | May 12, 2026 |
| INVESCO HIGH INCOME 2023 TARGET TERM FUNDIHIT · Entity 109120 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Advantage Municipal Income Trust IIVKI · Entity 5663 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Bond FundVBF · Entity 6443 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco California Value Municipal Income TrustVCV · Entity 5455 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Dynamic Credit Opportunities FundVTA · Entity 16170 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Dynamic Credit Opportunity FundVTA · Entity 31453 | Director | July 21, 2021 | July 30, 2021 |
| Invesco High Income 2024 Target Term FundIHTA · Entity 94855 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco High Income Trust IIVLT · Entity 8827 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Ltd.IVZ · Entity 125 | Chief Financial Officer | September 04, 2026 | September 09, 2026 |
| Invesco Municipal Income Opportunities TrustOIA · Entity 5991 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Municipal Opportunity TrustVMO · Entity 8836 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Municipal TrustVKQ · Entity 8832 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Pennsylvania Value Municipal Income TrustVPV · Entity 8842 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Private Asset-Based Credit FundINPAC · Entity 18931 | Officer | August 19, 2026 | August 27, 2026 |
| Invesco Quality Municipal Income TrustIQI · Entity 8838 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Senior Income TrustVVR · Entity 5546 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Senior Loan FundVSLAX · Entity 84266 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Trust for Investment Grade MunicipalsVGM · Entity 5406 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Trust for Investment Grade New York MunicipalsVTN · Entity 6496 | SMD and CFO | August 01, 2020 | August 05, 2020 |
| Invesco Value Municipal Income TrustIIM · Entity 5352 | SMD and CFO | August 01, 2020 | August 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HAVERTY FURNITURE COMPANIES INC
Report date May 11, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 45,529 |
Reported balance
After 2026-05-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 6,881 · Balance 45,529 F1: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan.
INVESCO HIGH INCOME 2023 TARGET TERM FUND
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Advantage Municipal Income Trust II
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Bond Fund
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco California Value Municipal Income Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Dynamic Credit Opportunities Fund
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Dynamic Credit Opportunity Fund
Report date July 21, 2021 · Filed July 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-07-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco High Income 2024 Target Term Fund
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco High Income Trust II
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Ltd.
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 251,583 |
Ending reported balance
After 2026-09-04 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-04 · Sale · Disposed 31,075 · Balance 259,183 F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. F2: Reflects the weighted average sale price. The range of prices for such transactions is $33.125 - $33.185. Row 2 · 2026-09-04 · Gift · Disposed 7,600 · Balance 251,583 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price. range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transactions is $33.125 - $33.185.
Invesco Municipal Income Opportunities Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Municipal Opportunity Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Municipal Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Pennsylvania Value Municipal Income Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Private Asset-Based Credit Fund
Report date August 19, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-08-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Quality Municipal Income Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Senior Income Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Senior Loan Fund
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Trust for Investment Grade Municipals
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Trust for Investment Grade New York Municipals
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Invesco Value Municipal Income Trust
Report date August 01, 2020 · Filed August 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-08-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SUNTRUST BANKS INC
Report date December 06, 2019 · Filed December 09, 2019
Section 16 reporting ended · disclosed 2019-12-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 1
1 source rowRow 1 · 2019-12-06 · Disposition to issuer · Disposed 43,943.297 · Balance 0 F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. |
| OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.41 · Expires 2023-02-26 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-12-06 · Disposition to issuer · Disposed 5,061 · Balance 0 F3: This option was replaced with an option to purchase 6,553 shares of BB&T common stock at an exercise price of $21.17 per share. F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-14 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-06 · Disposition to issuer · Disposed 1,573.659 · Balance 0 F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F5: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,038 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-13 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-12-06 · Disposition to issuer · Disposed 1,953.809 · Balance 0 F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,530 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-12-06 · Disposition to issuer · Disposed 1,953.812 · Balance 0 F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,530 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-02-08 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-12-06 · Disposition to issuer · Disposed 11,034.433 · Balance 0 F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 14,290 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-08 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-12-06 · Disposition to issuer · Disposed 11,034.433 · Balance 0 F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 14,290 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-02-08 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-12-06 · Disposition to issuer · Disposed 11,033.404 · Balance 0 F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 14,290 shares of BB&T common stock. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 18,079.631 |
Reported balance
After 2019-12-06 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-12-06 · Grant · Acquired 18,079.631 · Balance 18,079.631 F8: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-02-13 | Direct | 0 |
Reported balance
After 2019-12-06 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-12-06 · Disposition to issuer · Disposed 18,079.631 · Balance 0 F9: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F10: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 23,413 shares of BB&T common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger.
F3: This option was replaced with an option to purchase 6,553 shares of BB&T common stock at an exercise price of $21.17 per share.
F4: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.
F5: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,038 shares of BB&T common stock.
F6: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,530 shares of BB&T common stock.
F7: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 14,290 shares of BB&T common stock.
F8: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of all performance vesting conditions in connection with the Merger pursuant to the terms of the Merger Agreement. Awards remain subject to service-based vesting requirements, including a one-year deferral for awards as a result of performance-vesting conditions being met in excess of 130% of target.
F9: Represents performance-vested restricted stock units, each convertible into one share of SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested restricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including service-based vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger.
F10: These performance-vested restricted stock units were replaced with BB&T restricted stock units convertible into an aggregate of 23,413 shares of BB&T common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2019 Filed Dec 9, 2019 16:01 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerPhantom Stock Units · Derivative | 1,573.659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000227 · edgar.xml · derivative · entry 3 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,573.659 shares Expires 2020-02-14 F4 · derivative.exercise_price: Represents time-vested restricted stock units, each convertible into one share SunTrust common stock, under the SunTrust Banks, Inc. 2009 Stock Plan or the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding SunTrust time-vested restricted stock unit automatically converted into a BB&T time-vested retricted stock unit convertible into shares of BB&T common stock, with the number of underlying shares of BB&T common stock determined as set forth in the Merger Agreement. Each BB&T time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding SunTrust time-vested restricted stock unit immediately prior to the effective time of the Merger. F5 · price: These time-vested restricted stock units were replaced with BB&T time-vested restricted stock units convertible into an aggregate of 2,038 shares of BB&T common stock. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:01 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerOptions · Derivative | 5,061 | Not disclosed Strike: $27.41 | Not disclosed |
DisclosureSEC source: 0000750556-19-000227 · edgar.xml · derivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,601 shares Expires 2023-02-26 F3 · price: This option was replaced with an option to purchase 6,553 shares of BB&T common stock at an exercise price of $21.17 per share. F2 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding and unexercised option to purchase shares of SunTrust common stock automatically converted into an option to purchase shares of BB&T common stock, with the number of underlying shares and the exercise price determined as set forth in the Merger Agreement. Each option to purchase shares of BB&T common stock is subject to the same terms and conditions (including vesting and exercisability terms) as the corresponding option to purchase shares of SunTrust common stock immediately prior to the effective time of the Merger. Read SEC document |
| December 06, 2019 Filed Dec 9, 2019 16:01 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Disposition to issuerCommon Stock | 43,943.297 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000227 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of in connection with the Agreement and Plan of Merger by and between SunTrust Banks, Inc. ("SunTrust") and BB&T Corporation ("BB&T"), dated February 7, 2019 and amended as of June 14, 2019 (the "Merger Agreement"), pursuant to which SunTrust was merged with and into BB&T, effective December 6, 2019 (the "Merger"). Pursuant to the Merger, each issued and outstanding share of SunTrust common stock was exchanged for 1.295 shares of BB&T common stock. The closing price of BB&T common stock on the New York Stock Exchange on the effective date of the Merger was $54.24. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of SunTrust common stock. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 09:37 UTC | SUNTRUST BANKS INC STI · Entity 106623 | SaleCommon Stock | 1,032 | $70.29 | $72,539.28 |
DisclosureSEC source: 0000750556-19-000209 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,943.297 F1 · price: The price reported here is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.25 to $70.35, inclusive. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 11:12 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionPhantom Stock Units · Derivative | 25,365.872 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000164 · edgar.xml · derivative · entry 7 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,365.872 shares Expires 2019-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 11:12 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Tax withholdingCommon Stock | 11,441 | $61.09 | $698,930.69 |
DisclosureSEC source: 0000750556-19-000164 · edgar.xml · nonDerivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,534.297 Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 11:12 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionCommon Stock | 25,365.872 | $61.09 | $1,549,601.12 |
DisclosureSEC source: 0000750556-19-000164 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,975.297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 21, 2019 20:24 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantCommon Stock | 1,132 | $17.67 | $20,002.44 |
DisclosureSEC source: 0001127602-19-019362 · form4.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840 F1 · shares: Annual stock grant pursuant to Non-Employee Director Compensation Plan. Read SEC document |
| May 13, 2019 Filed May 15, 2019 20:13 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 3,477 | $17.92 Strike: $0.00 | $62,307.84 |
DisclosureSEC source: 0001127602-19-018559 · form4.xml · derivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,267 Underlying: Common Stock · 3,477 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
| April 29, 2019 Filed Apr 30, 2019 15:11 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GiftCommon Stock | 3,956 | $0.00 | $0.00 |
DisclosureSEC source: 0000750556-19-000139 · edgar.xml · nonDerivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,609.425 Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 15:11 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GiftCommon Stock | 399 | $0.00 | $0.00 |
DisclosureSEC source: 0000750556-19-000139 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,565.425 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 18:15 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionPhantom Stock Units · Derivative | 1,525.59 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000092 · edgar.xml · derivative · entry 3 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,525.59 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 18:15 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Tax withholdingCommon Stock | 441 | $64.03 | $28,237.23 |
DisclosureSEC source: 0000750556-19-000092 · edgar.xml · nonDerivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,964.425 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 18:15 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionCommon Stock | 1,525.59 | $64.03 | $97,683.53 |
DisclosureSEC source: 0000750556-19-000092 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,405.425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:02 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionPhantom Stock Units · Derivative | 1,893.852 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000078 · edgar.xml · derivative · entry 3 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,893.852 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:02 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Tax withholdingCommon Stock | 571 | $64.65 | $36,915.15 |
DisclosureSEC source: 0000750556-19-000078 · edgar.xml · nonDerivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,879.835 Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 21:02 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionCommon Stock | 1,893.852 | $64.65 | $122,437.53 |
DisclosureSEC source: 0000750556-19-000078 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,450.835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:08 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 3,206.8902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000036 · edgar.xml · derivative · entry 13 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,206.8902 Underlying: Common Stock · 3,206.8902 shares Expires not disclosed F3 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:08 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 3,206.8902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000036 · edgar.xml · derivative · entry 12 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,206.8902 Underlying: Common Stock · 3,206.8902 shares Expires not disclosed F3 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:08 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 3,206.8902 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000036 · edgar.xml · derivative · entry 11 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,206.8902 Underlying: Common Stock · 3,206.8902 shares Expires not disclosed F3 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F3 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:08 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionPhantom Stock Units · Derivative | 2,336.983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000036 · edgar.xml · derivative · entry 3 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,336.983 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:08 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Tax withholdingCommon Stock | 767 | $64.37 | $49,371.79 |
DisclosureSEC source: 0000750556-19-000036 · edgar.xml · nonDerivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,556.983 Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 21:08 UTC | SUNTRUST BANKS INC STI · Entity 106623 | Exercise / conversionCommon Stock | 2,336.983 | $64.37 | $150,431.60 |
DisclosureSEC source: 0000750556-19-000036 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,323.983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 15, 2019 20:34 UTC Amendment | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 10,689.6341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000074 · edgar.xml · derivative · entry 3 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,689.6341 Underlying: Common Stock · 10,689.6341 shares Expires not disclosed F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F2 · shares: This amendment is being filed to reflect that 100% of the executive's stock award (rather than the 30% previously stated) will be a time-based grant, vesting over three years. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 08, 2019 Filed Feb 15, 2019 20:34 UTC Amendment | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 10,689.6341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000074 · edgar.xml · derivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,689.6341 Underlying: Common Stock · 10,689.6341 shares Expires not disclosed F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F2 · shares: This amendment is being filed to reflect that 100% of the executive's stock award (rather than the 30% previously stated) will be a time-based grant, vesting over three years. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| February 08, 2019 Filed Feb 15, 2019 20:34 UTC Amendment | SUNTRUST BANKS INC STI · Entity 106623 | GrantPhantom Stock Units · Derivative | 10,689.6341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000750556-19-000074 · edgar.xml · derivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,689.6341 Underlying: Common Stock · 10,689.6341 shares Expires not disclosed F1 · security: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.exercise_price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F2 · shares: This amendment is being filed to reflect that 100% of the executive's stock award (rather than the 30% previously stated) will be a time-based grant, vesting over three years. F1 · price: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. F1 · derivative.expiration_date: Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations. Read SEC document |
| December 17, 2018 Filed Jan 8, 2019 16:23 UTC | SUNTRUST BANKS INC STI · Entity 106623 | GiftCommon Stock | 958 | $0.00 | $0.00 |
DisclosureSEC source: 0000750556-19-000017 · edgar.xml · nonDerivative · entry 1 DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,987 Read SEC document |
| May 07, 2018 Filed May 9, 2018 19:48 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 2,837 | $19.45 Strike: $0.00 | $55,179.65 |
DisclosureSEC source: 0001127602-18-016717 · form4.xml · derivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,790 Underlying: Common Stock · 2,837 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
| May 08, 2017 Filed May 10, 2017 20:41 UTC | HAVERTY FURNITURE COMPANIES INC HVT · Entity 5603 | GrantPhantom Stock · Derivative | 1,953 | $25.60 Strike: $0.00 | $49,996.80 |
DisclosureSEC source: 0001127602-17-017552 · form4.xml · derivative · entry 2 DUKES LAURA ALLISON · CIK 0001674244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,953 Underlying: Common Stock · 1,953 shares Expires not disclosed F1 · derivative.exercise_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. F1 · derivative.expiration_date: Deferred under Directors' Deferred Compensation Plan. Settlement will occur as prescribed by the elections under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.