Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
Section 16 reporting ended · disclosed 2026-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,440 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 360 · Balance 116,743 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 1,213 · Balance 115,530 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. Row 3 · 2026-08-25 · Sale · Disposed 1,053 · Balance 114,477 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. Row 4 · 2026-08-25 · Sale · Disposed 631 · Balance 113,846 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. Row 5 · 2026-08-25 · Sale · Disposed 2,073 · Balance 111,773 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. Row 6 · 2026-08-25 · Sale · Disposed 2,121 · Balance 109,652 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. Row 7 · 2026-08-25 · Sale · Disposed 1,102 · Balance 108,550 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. Row 8 · 2026-08-25 · Sale · Disposed 1,528 · Balance 107,022 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. Row 9 · 2026-08-25 · Sale · Disposed 3,017 · Balance 104,005 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. Row 10 · 2026-08-25 · Sale · Disposed 4,426 · Balance 99,579 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. Row 11 · 2026-08-25 · Sale · Disposed 3,711 · Balance 95,868 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. Row 12 · 2026-08-25 · Sale · Disposed 2,465 · Balance 93,403 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. Row 13 · 2026-08-25 · Sale · Disposed 3,486 · Balance 89,917 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. Row 14 · 2026-08-25 · Sale · Disposed 800 · Balance 89,117 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. Row 15 · 2026-08-25 · Sale · Disposed 4,676 · Balance 84,441 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. Row 16 · 2026-08-25 · Sale · Disposed 3,511 · Balance 80,930 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. Row 17 · 2026-08-25 · Sale · Disposed 188 · Balance 80,742 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. Row 18 · 2026-08-25 · Sale · Disposed 2,302 · Balance 78,440 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.
F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93.
F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93.
F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99.
F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99.
F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99.
F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05.
F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03.
F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04.
F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17.
F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17.
F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17.
F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17.
F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725.
F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43.
F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51.
F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42.
F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2018 Filed Nov 20, 2018 01:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,100 | $39.16 | $160,556.00 |
DisclosureSEC source: 0001633978-18-000146 · edgar.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,483 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. F2 · balance_after: Includes 334 shares purchased on November 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 01:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 993 | $41.24 | $40,951.32 |
DisclosureSEC source: 0001633978-18-000146 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,249 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
| August 28, 2018 Filed Aug 31, 2018 00:57 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 26,728 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000112 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,242 F1 · shares: Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of Common Stock of Lumentum Holdings. 1/3 of the shares shall vest on the one (1) year anniversary of the Grant Date and 8 equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the grant holder continuing to be an employee through each such date, or as provided under the 2015 EIP. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 01:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,847 | $59.69 | $528,077.43 |
DisclosureSEC source: 0001633978-18-000091 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,514 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. F2 · balance_after: Includes additional Performance shares earned based upon achievement of established target goals for Fiscal Year 2018, with one third vesting on the first anniversary of the grant date, and the remaining vesting quarterly over eight quarters. Read SEC document |
| August 17, 2018 Filed Aug 18, 2018 01:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,694 | $59.87 | $161,289.78 |
DisclosureSEC source: 0001633978-18-000082 · edgar.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,014 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 01:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,624 | $60.13 | $97,651.12 |
DisclosureSEC source: 0001633978-18-000082 · edgar.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,708 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock awards. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000082 · edgar.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2018 Filed Aug 18, 2018 01:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000082 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,332 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2018 Filed Aug 25, 2018 00:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 23,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000100 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,381 F1 · shares: On August 10, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to 23,699 performance shares. Such performance shares vest 1/3 on 8/18/18, and 1/12 quarterly thereafter. Includes 14,352 shares previously reported on August 18, 2017 as performance shares. Read SEC document |
| May 17, 2018 Filed May 18, 2018 01:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,663 | $63.21 | $168,328.23 |
DisclosureSEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,034 F3 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $62.675 to $63.675. This transaction was apart of a groupsale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number ofshares sold at each separate price. Read SEC document |
| May 16, 2018 Filed May 18, 2018 01:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,156 | $63.59 | $73,510.04 |
DisclosureSEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,697 F3 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $63.00 to $64.05. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,298 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,298 Underlying: Common Stock · 3,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2018 Filed May 18, 2018 01:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. F2 · balance_after: Includes 237 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 21:41 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 12,111 | $71.00 | $859,881.00 |
DisclosureSEC source: 0001633978-18-000025 · wf-form4_152089088194092.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,318 F1 · shares: Transaction pursuant to 10b5-1 plan dated 11/30/17. Read SEC document |
| February 21, 2018 Filed Feb 22, 2018 02:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,889 | $59.26 | $111,941.38 |
DisclosureSEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,429 F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 16, 2018 Filed Feb 22, 2018 02:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,223 | $58.52 | $71,565.19 |
DisclosureSEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,318 F2 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,596 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2018 Filed Feb 22, 2018 02:39 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Footnote: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,836 | $52.12 | $147,812.32 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,242 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F2 · balance_after: Includes 225 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,895 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,745 | $57.80 | $100,861.00 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,853 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,235 | $0.00 Strike: $25.05 | $0.00 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · derivative · entry 7 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,235 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,471 | $0.00 Strike: $25.05 | $0.00 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · derivative · entry 6 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,235 Underlying: Common Stock · 20,471 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,000 | $54.98 | $109,960.00 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 5 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,299 F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.90 to $55.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,235 | $54.43 | $448,189.88 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,299 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $53.90 to $54.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 10,235 | $25.05 | $256,386.75 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 20,471 | $54.43 | $1,114,134.18 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,299 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $53.90 to $54.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 20,471 | $25.05 | $512,798.55 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,235 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,235 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. F2 · derivative.exercise_date: This amendment is to correct the date exercisable from 2/15/12 to 8/1/15. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,471 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · derivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,471 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. F2 · derivative.exercise_date: This amendment is to correct the date exercisable from 2/15/12 to 8/1/15. F3 · balance_after: The number of derivative securities beneficially owned following reported transaction from 10,235 to 0. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 10,235 | $45.89 | $469,684.15 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 20,471 | $45.89 | $939,414.19 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 5,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000099 · wf-form4_150646083408727.xml · derivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Performance Stock Units have no expiration date. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,678 | $51.90 | $138,988.20 |
DisclosureSEC source: 0001633978-17-000099 · wf-form4_150646083408727.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,299 F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance stock unit award. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:20 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 5,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000099 · wf-form4_150646083408727.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F2 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 23:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 607 | $53.30 | $32,353.10 |
DisclosureSEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,819 F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 23:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,042 | $54.00 | $110,268.00 |
DisclosureSEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,426 F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| August 21, 2017 Filed Aug 22, 2017 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 689 | $51.10 | $35,208.11 |
DisclosureSEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,694 Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 23:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,226 | $51.88 | $115,495.56 |
DisclosureSEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,468 F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $51.70 to $52.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 21, 2017 Filed Aug 23, 2017 23:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 10,000 | $50.92 | $509,240.00 |
DisclosureSEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,694 F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.55 to $.51.40 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,296 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · derivative · entry 5 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 20, 2017 Filed Aug 22, 2017 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 11,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,087 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 22:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 32,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,812 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:27 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 14,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000109 · wf-form4a_150819286688320.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,087 F2 · shares: This form is being amended to update the number of shares awarded as 32,216 and 11,275 Restricted Stock Units to 21,585 and 7,554 Restricted Stock Units and 14,352 Performance Stock Units respectively. F3 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:27 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 7,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000109 · wf-form4a_150819286688320.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,735 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 32,216 and 11,275 Restricted Stock Units to 21,585 and 7,554 Restricted Stock Units and 14,352 Performance Stock Units respectively. Read SEC document |
| August 18, 2017 Filed Oct 16, 2017 22:27 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 21,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000109 · wf-form4a_150819286688320.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,181 F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years. F2 · shares: This form is being amended to update the number of shares awarded as 32,216 and 11,275 Restricted Stock Units to 21,585 and 7,554 Restricted Stock Units and 14,352 Performance Stock Units respectively. Read SEC document |
| August 17, 2017 Filed Aug 18, 2017 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,906 | $52.12 | $464,180.72 |
DisclosureSEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,596 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,257 | $52.81 | $66,382.17 |
DisclosureSEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,502 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.