Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
Section 16 reporting ended · disclosed 2026-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,440 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 360 · Balance 116,743 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 1,213 · Balance 115,530 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. Row 3 · 2026-08-25 · Sale · Disposed 1,053 · Balance 114,477 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. Row 4 · 2026-08-25 · Sale · Disposed 631 · Balance 113,846 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. Row 5 · 2026-08-25 · Sale · Disposed 2,073 · Balance 111,773 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. Row 6 · 2026-08-25 · Sale · Disposed 2,121 · Balance 109,652 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. Row 7 · 2026-08-25 · Sale · Disposed 1,102 · Balance 108,550 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. Row 8 · 2026-08-25 · Sale · Disposed 1,528 · Balance 107,022 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. Row 9 · 2026-08-25 · Sale · Disposed 3,017 · Balance 104,005 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. Row 10 · 2026-08-25 · Sale · Disposed 4,426 · Balance 99,579 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. Row 11 · 2026-08-25 · Sale · Disposed 3,711 · Balance 95,868 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. Row 12 · 2026-08-25 · Sale · Disposed 2,465 · Balance 93,403 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. Row 13 · 2026-08-25 · Sale · Disposed 3,486 · Balance 89,917 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. Row 14 · 2026-08-25 · Sale · Disposed 800 · Balance 89,117 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. Row 15 · 2026-08-25 · Sale · Disposed 4,676 · Balance 84,441 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. Row 16 · 2026-08-25 · Sale · Disposed 3,511 · Balance 80,930 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. Row 17 · 2026-08-25 · Sale · Disposed 188 · Balance 80,742 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. Row 18 · 2026-08-25 · Sale · Disposed 2,302 · Balance 78,440 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.
F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93.
F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93.
F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99.
F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99.
F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99.
F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05.
F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03.
F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04.
F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17.
F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17.
F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17.
F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17.
F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725.
F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43.
F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51.
F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42.
F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2022 Filed Nov 17, 2022 01:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 111 | $49.05 | $5,444.55 |
DisclosureSEC source: 0001633978-22-000053 · wf-form4_166864795573082.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,378 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 01:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,791 | $57.71 | $161,068.61 |
DisclosureSEC source: 0001633978-22-000053 · wf-form4_166864795573082.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,267 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2022 Filed Sep 3, 2022 00:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,905 | $83.55 | $326,262.75 |
DisclosureSEC source: 0001633978-22-000039 · wf-form4_166216433317623.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,058 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 24, 2022 Filed Aug 26, 2022 21:44 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 25,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000032 · wf-form4_166155027837397.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,963 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2022 Filed Aug 24, 2022 21:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 10,216 | $91.57 | $935,479.12 |
DisclosureSEC source: 0001633978-22-000028 · wf-form4_166137658147030.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,291 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 22:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,887 | $96.19 | $373,890.53 |
DisclosureSEC source: 0001633978-22-000020 · wf-form4_166069006210759.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,507 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 12, 2022 Filed Aug 16, 2022 22:47 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 20,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-22-000020 · wf-form4_166069006210759.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,394 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 13, 2019. 100% of the shares will vest on August 22, 2022. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 170 | $76.45 | $12,996.50 |
DisclosureSEC source: 0001633978-22-000014 · wf-form4_165282148902703.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,792 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2022 Filed May 17, 2022 21:07 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,733 | $90.08 | $336,268.64 |
DisclosureSEC source: 0001633978-22-000014 · wf-form4_165282148902703.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,622 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:58 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,749 | $97.15 | $267,065.35 |
DisclosureSEC source: 0001633978-22-000004 · wf-form4_164513504969657.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,355 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 107 | $61.35 | $6,564.45 |
DisclosureSEC source: 0001633978-21-000078 · wf-form4_163719166750751.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,104 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:28 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,886 | $90.06 | $349,973.16 |
DisclosureSEC source: 0001633978-21-000078 · wf-form4_163719166750751.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,997 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 31, 2021 Filed Sep 3, 2021 01:06 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 23,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000061 · wf-form4_163063117450945.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,883 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2021 Filed Aug 21, 2021 01:06 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 7,251 | $84.96 | $616,044.96 |
DisclosureSEC source: 0001633978-21-000052 · wf-form4_162950795038722.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,257 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 15, 2021 Filed Aug 17, 2021 23:33 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000045 · wf-form4_162924318432470.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,508 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 17:55 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 22,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-21-000040 · wf-form4_162879088911187.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,779 F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 209 | $59.54 | $12,443.86 |
DisclosureSEC source: 0001633978-21-000019 · wf-form4_162129773185592.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,662 F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan. Read SEC document |
| May 15, 2021 Filed May 18, 2021 00:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,271 | $70.05 | $299,183.55 |
DisclosureSEC source: 0001633978-21-000019 · wf-form4_162129773185592.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,453 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 01:38 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,989 | $93.95 | $280,816.55 |
DisclosureSEC source: 0001209191-21-011594 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,724 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 02:04 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,451 | $110.00 | $489,610.00 |
DisclosureSEC source: 0001209191-21-003499 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,730 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| December 28, 2020 Filed Dec 29, 2020 21:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 11,164 | $100.00 | $1,116,400.00 |
DisclosureSEC source: 0001209191-20-065368 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,181 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 15, 2020 Filed Nov 18, 2020 01:24 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 4,273 | $83.69 | $357,607.37 |
DisclosureSEC source: 0001209191-20-058926 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,345 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. F2 · balance_after: Includes 142 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020. Read SEC document |
| August 22, 2020 Filed Aug 25, 2020 00:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 8,292 | $85.74 | $710,956.08 |
DisclosureSEC source: 0001209191-20-048172 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,476 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 21,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047907 · doc4.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,768 F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 20:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 19,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047907 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,014 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 22:34 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,204 | $87.19 | $104,976.76 |
DisclosureSEC source: 0001209191-20-047803 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,752 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Read SEC document |
| August 15, 2020 Filed Aug 17, 2020 23:42 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,178 | $92.99 | $295,522.22 |
DisclosureSEC source: 0001209191-20-047021 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,956 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,204 | $71.26 | $85,797.04 |
DisclosureSEC source: 0001209191-20-030719 · doc4.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,134 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| May 15, 2020 Filed May 19, 2020 23:32 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,179 | $67.73 | $215,313.67 |
DisclosureSEC source: 0001209191-20-030719 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,338 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. F2 · balance_after: Includes 216 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on May 15, 2020. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 02:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 939 | $84.68 | $79,514.52 |
DisclosureSEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,481 F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 18, 2020 Filed Feb 25, 2020 23:09 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 939 | $84.68 | $79,514.52 |
DisclosureSEC source: 0001209191-20-012691 · doc4a.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,301 F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,217 | $87.00 | $192,879.00 |
DisclosureSEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,420 F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,637 F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan. Read SEC document |
| February 15, 2020 Filed Feb 20, 2020 02:31 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,432 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan"). Read SEC document |
| February 15, 2020 Filed Feb 25, 2020 23:09 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,217 | $87.00 | $192,879.00 |
DisclosureSEC source: 0001209191-20-012691 · doc4a.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,240 F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:16 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 46,931 | $70.00 | $3,285,170.00 |
DisclosureSEC source: 0001209191-19-058107 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,457 F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 02:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,204 | $68.91 | $82,967.64 |
DisclosureSEC source: 0001209191-19-057370 · doc4.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,365 F3 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| November 15, 2019 Filed Nov 20, 2019 02:59 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,221 | $68.59 | $220,928.39 |
DisclosureSEC source: 0001209191-19-057370 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,569 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. F2 · balance_after: The total share amount reflects 261 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 23 goal shares. Read SEC document |
| November 15, 2019 Filed Nov 26, 2019 02:30 UTC Amendment | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,221 | $68.59 | $220,928.39 |
DisclosureSEC source: 0001209191-19-058026 · doc4a.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,592 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. F2 · balance_after: Footnote (2) to the original Form 4 incorrectly reported the further disposition of 23 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 130,388 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 8,904 | $56.74 | $505,212.96 |
DisclosureSEC source: 0001209191-19-047875 · doc4.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,552 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs. Read SEC document |
| August 22, 2019 Filed Aug 27, 2019 00:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 30,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047454 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,006 F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. Read SEC document |
| August 22, 2019 Filed Aug 30, 2019 22:30 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 26,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-047875 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,456 F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 01:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 3,915 | $60.29 | $236,035.35 |
DisclosureSEC source: 0001209191-19-046742 · doc4.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,103 F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units. Read SEC document |
| August 16, 2019 Filed Aug 20, 2019 01:35 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 993 | $58.26 | $57,852.18 |
DisclosureSEC source: 0001209191-19-046742 · doc4.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,018 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 322 | $45.02 | $14,496.44 |
DisclosureSEC source: 0001633978-19-000059 · edgar.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,011 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 18, 2019 Filed May 22, 2019 00:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 919 | $45.02 | $41,373.38 |
DisclosureSEC source: 0001633978-19-000059 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,333 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 16, 2019 Filed May 18, 2019 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,406 | $48.73 | $117,244.38 |
DisclosureSEC source: 0001633978-19-000044 · edgar.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,252 F1 · kind: F(1)These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | GrantCommon Stock | 343 | $35.29 | $12,104.47 |
DisclosureSEC source: 0001633978-19-000044 · edgar.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,658 F2 · kind: A(2)Includes 343 Shares Purchased on May 15, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP) Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:56 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 742 | $52.28 | $38,791.76 |
DisclosureSEC source: 0001633978-19-000044 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,315 F1 · kind: F(1)These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:29 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 3,426 | $46.74 | $160,131.24 |
DisclosureSEC source: 0001633978-19-000021 · edgar.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,057 F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.