Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
Section 16 reporting ended · disclosed 2026-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,440 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 360 · Balance 116,743 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 1,213 · Balance 115,530 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93. Row 3 · 2026-08-25 · Sale · Disposed 1,053 · Balance 114,477 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93. Row 4 · 2026-08-25 · Sale · Disposed 631 · Balance 113,846 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99. Row 5 · 2026-08-25 · Sale · Disposed 2,073 · Balance 111,773 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99. Row 6 · 2026-08-25 · Sale · Disposed 2,121 · Balance 109,652 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99. Row 7 · 2026-08-25 · Sale · Disposed 1,102 · Balance 108,550 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05. Row 8 · 2026-08-25 · Sale · Disposed 1,528 · Balance 107,022 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03. Row 9 · 2026-08-25 · Sale · Disposed 3,017 · Balance 104,005 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04. Row 10 · 2026-08-25 · Sale · Disposed 4,426 · Balance 99,579 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17. Row 11 · 2026-08-25 · Sale · Disposed 3,711 · Balance 95,868 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17. Row 12 · 2026-08-25 · Sale · Disposed 2,465 · Balance 93,403 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17. Row 13 · 2026-08-25 · Sale · Disposed 3,486 · Balance 89,917 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17. Row 14 · 2026-08-25 · Sale · Disposed 800 · Balance 89,117 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725. Row 15 · 2026-08-25 · Sale · Disposed 4,676 · Balance 84,441 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43. Row 16 · 2026-08-25 · Sale · Disposed 3,511 · Balance 80,930 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51. Row 17 · 2026-08-25 · Sale · Disposed 188 · Balance 80,742 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42. Row 18 · 2026-08-25 · Sale · Disposed 2,302 · Balance 78,440 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025. F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.
F2: These sales were executed in multiple trades at prices ranging from $841.745 to $842.695. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (19) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.00 to $843.93.
F4: These sales were executed in multiple trades at prices ranging from $844.00 to $844.93.
F5: These sales were executed in multiple trades at prices ranging from $845.00 to $845.99.
F6: These sales were executed in multiple trades at prices ranging from $846.00 to $846.99.
F7: These sales were executed in multiple trades at prices ranging from $847.00 to $847.99.
F8: These sales were executed in multiple trades at prices ranging from $848.075 to $849.05.
F9: These sales were executed in multiple trades at prices ranging from $849.08 to $850.03.
F10: These sales were executed in multiple trades at prices ranging from $850.17 to $851.04.
F11: These sales were executed in multiple trades at prices ranging from $851.175 to $852.17.
F12: These sales were executed in multiple trades at prices ranging from $852.175 to $853.17.
F13: These sales were executed in multiple trades at prices ranging from $853.18 to $854.17.
F14: These sales were executed in multiple trades at prices ranging from $854.295 to $855.17.
F15: These sales were executed in multiple trades at prices ranging from $855.41 to $856.2725.
F16: These sales were executed in multiple trades at prices ranging from $856.46 to $857.43.
F17: These sales were executed in multiple trades at prices ranging from $857.53 to $858.51.
F18: These sales were executed in multiple trades at prices ranging from $858.595 to $859.42.
F19: These sales were executed in multiple trades at prices ranging from $859.99 to $860.83.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Aug 18, 2017 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,194 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| August 15, 2017 Filed Aug 18, 2017 01:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2017 Filed May 23, 2017 22:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 805 | $58.15 | $46,810.75 |
DisclosureSEC source: 0001633978-17-000053 · wf-form4_149557970809128.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,460 F2 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| May 22, 2017 Filed May 23, 2017 22:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 490 | $53.90 | $26,411.00 |
DisclosureSEC source: 0001633978-17-000053 · wf-form4_149557970809128.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,265 Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000053 · wf-form4_149557970809128.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296 Underlying: Common Stock · 1,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 20, 2017 Filed May 23, 2017 22:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000053 · wf-form4_149557970809128.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| May 17, 2017 Filed May 17, 2017 23:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,029 | $54.26 | $110,087.25 |
DisclosureSEC source: 0001633978-17-000045 · wf-form4_149506490118742.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,460 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/30/2016. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.00 to $54.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2017 Filed May 17, 2017 23:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,270 | $53.31 | $67,703.70 |
DisclosureSEC source: 0001633978-17-000045 · wf-form4_149506490118742.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,489 F2 · balance_after: Includes 311 shares purchased on May 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000045 · wf-form4_149506490118742.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,493 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 23:48 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000045 · wf-form4_149506490118742.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 01:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 809 | $52.10 | $42,148.90 |
DisclosureSEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,295 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591 Underlying: Common Stock · 1,295 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 486 | $51.10 | $24,834.60 |
DisclosureSEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,958 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:05 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 2,060 | $52.00 | $107,120.00 |
DisclosureSEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,792 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,239 | $49.45 | $61,268.55 |
DisclosureSEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,209 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 23:18 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 00:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 620 | $40.50 | $25,110.00 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/27/2015. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 1,296 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886 Underlying: Common Stock · 1,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 676 | $42.20 | $28,527.20 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,769 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:19 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 01:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 1,578 | $40.45 | $63,830.10 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/27/2015. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,091 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 1,721 | $38.80 | $66,774.80 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,727 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 528 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:11 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 28, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | SaleCommon Stock | 4,643 | $41.84 | $194,251.05 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 5 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,621 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/27/2015. F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $41.62 to $42.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 5,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · derivative · entry 7 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,158 Underlying: Common Stock · 5,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionPerformance Stock Units · Derivative | 4,549 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · derivative · entry 6 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,549 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,691 | $40.97 | $110,250.27 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,264 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 5,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Tax withholdingCommon Stock | 2,373 | $40.97 | $97,221.81 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,797 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 25, 2016 Filed Sep 28, 2016 22:49 UTC | Lumentum Holdings Inc. LITE · Entity 2957 | Exercise / conversionCommon Stock | 4,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000100 · wf-form4_147510296286710.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.