Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP, GENERAL COUNSEL | August 25, 2026 | August 28, 2026 |
| RAMBUS INCRMBS · Entity 3575 | SVP, GC & Secretary | February 03, 2021 | February 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,439 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 205 · Balance 49,599 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 280 · Balance 49,319 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94. Row 3 · 2026-08-25 · Sale · Disposed 360 · Balance 48,959 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00. Row 4 · 2026-08-25 · Sale · Disposed 570 · Balance 48,389 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33. Row 5 · 2026-08-25 · Sale · Disposed 456 · Balance 47,933 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44. Row 6 · 2026-08-25 · Sale · Disposed 491 · Balance 47,442 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495. Row 7 · 2026-08-25 · Sale · Disposed 600 · Balance 46,842 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495. Row 8 · 2026-08-25 · Sale · Disposed 600 · Balance 46,242 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87. Row 9 · 2026-08-25 · Sale · Disposed 970 · Balance 45,272 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61. Row 10 · 2026-08-25 · Sale · Disposed 1,998 · Balance 43,274 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87. Row 11 · 2026-08-25 · Sale · Disposed 851 · Balance 42,423 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00. Row 12 · 2026-08-25 · Sale · Disposed 1,080 · Balance 41,343 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155. Row 13 · 2026-08-25 · Sale · Disposed 273 · Balance 41,070 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15. Row 14 · 2026-08-25 · Sale · Disposed 1,679 · Balance 39,391 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21. Row 15 · 2026-08-25 · Sale · Disposed 815 · Balance 38,576 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255. Row 16 · 2026-08-25 · Sale · Disposed 40 · Balance 38,536 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Row 17 · 2026-08-25 · Sale · Disposed 732 · Balance 37,804 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69. Row 18 · 2026-08-25 · Grant · Acquired 1,635 · Balance 39,439 F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.
F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.
F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.
F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.
F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.
F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.
F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.
F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.
F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.
F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.
F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.
F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.
F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.
F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.
F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.
F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.
F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
RAMBUS INC
Report date February 03, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,279 |
Reported balance
After 2021-02-03 transaction · row 1
1 source rowRow 1 · 2021-02-03 · Tax withholding · Disposed 2,993 · Balance 129,279 F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 03, 2018 Filed Dec 5, 2018 01:09 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 3,855 | $8.92 | $34,386.60 |
DisclosureSEC source: 0000899243-18-030097 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,532 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,297 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0000899243-18-015018 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,446 Underlying: Common Stock · 2,297 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:23 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,297 | $13.50 | $31,009.50 |
DisclosureSEC source: 0000899243-18-015018 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,387 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:23 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,297 | $8.76 | $20,121.72 |
DisclosureSEC source: 0000899243-18-015018 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 00:36 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 5,859 | $12.72 | $74,526.48 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,387 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC | RAMBUS INC RMBS · Entity 3575 | GrantEmployee stock option (right to buy) · Derivative | 41,716 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,716 Underlying: Common Stock · 41,716 shares Expires 2028-02-01 F4 · derivative.exercise_date: One-tenth of the shares subject to the option vest on August 1, 2018 and the remaining shares vest in equal monthly installments until fully vested on February 1, 2022. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 20,979 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,246 F3 · shares: The shares are represented by performance restricted stock units, or PRSUs, all of which vest on February 1, 2020 based upon assessed achievement of the Company's targeted pro forma operating margin for fiscal year 2016 and continued service to the Company through the vesting date. Each PRSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 22,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,267 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2019 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:36 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 3,506 | $12.84 | $45,017.04 |
DisclosureSEC source: 0000899243-18-002957 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,117 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:19 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 43 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · derivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,743 Underlying: Common Stock · 5,786 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:19 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 7,000 | $14.90 | $104,300.00 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,623 F1 · price: All shares were sold at an exact sale price of $14.90. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 21:19 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 43 | $8.76 | $376.68 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:19 UTC | RAMBUS INC RMBS · Entity 3575 | OtherCommon Stock | 4,190 | $14.75 | $61,802.50 |
DisclosureSEC source: 0001209191-17-063908 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,580 Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,254 | $12.80 | $41,661.61 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 10 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,770 F2 · price: All shares were sold at an exact sale price of $12.8032. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option · Derivative | 6,428 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 18 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,572 Underlying: Common Stock · 18,000 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2016 and the remaining shares vest monthly thereafter until fully vested on February 1, 2020. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option · Derivative | 5,134 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 17 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 10,534 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vest monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,287 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 16 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,786 Underlying: Common Stock · 16,073 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 15 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 243 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 14 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 243 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,459 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 13 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,459 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,432 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 12 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,432 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 495 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 11 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 495 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 39,195 | $12.70 | $497,874.49 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 9 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,024 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.65 to $12.75. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 6,428 | $12.31 | $79,128.68 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 8 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 5,134 | $11.26 | $57,808.84 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 7 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 10,287 | $8.76 | $90,114.12 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 110 | $5.63 | $619.30 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 243 | $5.63 | $1,368.09 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,459 | $5.46 | $7,966.14 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,432 | $5.46 | $13,278.72 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 495 | $7.31 | $3,618.45 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,335 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 13 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,073 Underlying: Common Stock · 20,408 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 12 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110 Underlying: Common Stock · 220 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 242 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 11 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243 Underlying: Common Stock · 485 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,459 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 10 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,459 Underlying: Common Stock · 2,918 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,432 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 9 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,432 Underlying: Common Stock · 4,864 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 495 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · derivative · entry 8 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495 Underlying: Common Stock · 990 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 9,845 | $12.65 | $124,515.62 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 7 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,631 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.60 to $12.70. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 4,335 | $8.76 | $37,974.60 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 110 | $5.63 | $619.30 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 242 | $5.63 | $1,362.46 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,459 | $5.46 | $7,966.14 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,432 | $5.46 | $13,278.72 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 22, 2017 00:07 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 495 | $7.31 | $3,618.45 |
DisclosureSEC source: 0001209191-17-012937 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 1,372 | $12.67 | $17,383.24 |
DisclosureSEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,403 Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | GrantEmployee stock option (right to buy) · Derivative | 29,213 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-17-007697 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,213 Underlying: Common Stock · 29,213 shares Expires 2027-02-01 F3 · derivative.exercise_date: One tenth of the shares subject to the option vest on August 1, 2017 and the remaining shares vest in equal monthly installments until they are fully vested on February 1, 2021. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 19,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,775 F2 · shares: Shares are represented by performance stock units. Each performance stock unit represents a contingent right to receive one share of RMBS common stock. The performance stock units vest in full on February 1, 2019 based upon assessed achievement of the Company's targeted pro forma operating margin for Fiscal Year 2016 and continued service to the Company through the vest date. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 18,648 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,679 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. The restricted stock units vest in four equal annual installments beginning on February 1, 2018. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 22:02 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 2,340 | $12.80 | $29,952.00 |
DisclosureSEC source: 0001209191-17-007697 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,031 Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:42 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,733 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-16-154433 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,534 Underlying: Common Stock · 12,267 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.