Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP, GENERAL COUNSEL | August 25, 2026 | August 28, 2026 |
| RAMBUS INCRMBS · Entity 3575 | SVP, GC & Secretary | February 03, 2021 | February 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,439 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 205 · Balance 49,599 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 280 · Balance 49,319 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94. Row 3 · 2026-08-25 · Sale · Disposed 360 · Balance 48,959 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00. Row 4 · 2026-08-25 · Sale · Disposed 570 · Balance 48,389 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33. Row 5 · 2026-08-25 · Sale · Disposed 456 · Balance 47,933 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44. Row 6 · 2026-08-25 · Sale · Disposed 491 · Balance 47,442 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495. Row 7 · 2026-08-25 · Sale · Disposed 600 · Balance 46,842 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495. Row 8 · 2026-08-25 · Sale · Disposed 600 · Balance 46,242 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87. Row 9 · 2026-08-25 · Sale · Disposed 970 · Balance 45,272 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61. Row 10 · 2026-08-25 · Sale · Disposed 1,998 · Balance 43,274 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87. Row 11 · 2026-08-25 · Sale · Disposed 851 · Balance 42,423 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00. Row 12 · 2026-08-25 · Sale · Disposed 1,080 · Balance 41,343 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155. Row 13 · 2026-08-25 · Sale · Disposed 273 · Balance 41,070 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15. Row 14 · 2026-08-25 · Sale · Disposed 1,679 · Balance 39,391 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21. Row 15 · 2026-08-25 · Sale · Disposed 815 · Balance 38,576 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255. Row 16 · 2026-08-25 · Sale · Disposed 40 · Balance 38,536 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Row 17 · 2026-08-25 · Sale · Disposed 732 · Balance 37,804 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69. Row 18 · 2026-08-25 · Grant · Acquired 1,635 · Balance 39,439 F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.
F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.
F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.
F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.
F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.
F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.
F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.
F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.
F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.
F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.
F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.
F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.
F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.
F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.
F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.
F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.
F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
RAMBUS INC
Report date February 03, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,279 |
Reported balance
After 2021-02-03 transaction · row 1
1 source rowRow 1 · 2021-02-03 · Tax withholding · Disposed 2,993 · Balance 129,279 F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 9, 2016 21:42 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 1,733 | $14.08 | $24,400.64 |
DisclosureSEC source: 0001209191-16-154433 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,371 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the exact sale price of all shares sold. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 21:42 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,733 | $11.26 | $19,513.58 |
DisclosureSEC source: 0001209191-16-154433 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:57 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 4,190 | $12.67 | $53,087.30 |
DisclosureSEC source: 0001209191-16-153390 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,371 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,335 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 13 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,408 Underlying: Common Stock · 24,743 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 111 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 12 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220 Underlying: Common Stock · 331 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 242 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 11 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485 Underlying: Common Stock · 727 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,460 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 10 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,918 Underlying: Common Stock · 4,378 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,433 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 9 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,864 Underlying: Common Stock · 7,297 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 496 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · derivative · entry 8 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Common Stock · 1,486 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 9,851 | $13.35 | $131,515.78 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 7 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,561 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.19 to $13.48. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 4,335 | $8.76 | $37,974.60 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 111 | $5.63 | $624.93 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 242 | $5.63 | $1,362.46 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,966 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,460 | $5.46 | $7,971.60 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,433 | $5.46 | $13,284.18 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 23:54 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 496 | $7.31 | $3,625.76 |
DisclosureSEC source: 0001209191-16-151799 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:00 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,733 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-16-140260 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,267 Underlying: Common Stock · 14,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:00 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 1,733 | $14.08 | $24,400.64 |
DisclosureSEC source: 0001209191-16-140260 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,335 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 21, 2016. F2 · price: The sale price reported in Column 4 of Table 1 represents the exact sale price of all shares sold. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 23:00 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,733 | $11.26 | $19,513.58 |
DisclosureSEC source: 0001209191-16-140260 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,068 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.