Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumentum Holdings Inc.LITE · Entity 2957 | SVP, GENERAL COUNSEL | August 25, 2026 | August 28, 2026 |
| RAMBUS INCRMBS · Entity 3575 | SVP, GC & Secretary | February 03, 2021 | February 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumentum Holdings Inc.
Report date August 25, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,439 |
Ending reported balance
After 2026-08-25 transaction · row 18
18 source rows · reconciled sequenceRow 1 · 2026-08-25 · Sale · Disposed 205 · Balance 49,599 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. Row 2 · 2026-08-25 · Sale · Disposed 280 · Balance 49,319 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94. Row 3 · 2026-08-25 · Sale · Disposed 360 · Balance 48,959 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00. Row 4 · 2026-08-25 · Sale · Disposed 570 · Balance 48,389 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33. Row 5 · 2026-08-25 · Sale · Disposed 456 · Balance 47,933 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44. Row 6 · 2026-08-25 · Sale · Disposed 491 · Balance 47,442 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495. Row 7 · 2026-08-25 · Sale · Disposed 600 · Balance 46,842 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495. Row 8 · 2026-08-25 · Sale · Disposed 600 · Balance 46,242 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87. Row 9 · 2026-08-25 · Sale · Disposed 970 · Balance 45,272 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61. Row 10 · 2026-08-25 · Sale · Disposed 1,998 · Balance 43,274 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87. Row 11 · 2026-08-25 · Sale · Disposed 851 · Balance 42,423 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00. Row 12 · 2026-08-25 · Sale · Disposed 1,080 · Balance 41,343 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155. Row 13 · 2026-08-25 · Sale · Disposed 273 · Balance 41,070 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15. Row 14 · 2026-08-25 · Sale · Disposed 1,679 · Balance 39,391 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21. Row 15 · 2026-08-25 · Sale · Disposed 815 · Balance 38,576 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255. Row 16 · 2026-08-25 · Sale · Disposed 40 · Balance 38,536 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. Row 17 · 2026-08-25 · Sale · Disposed 732 · Balance 37,804 F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026. F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69. Row 18 · 2026-08-25 · Grant · Acquired 1,635 · Balance 39,439 F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.
F2: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
F3: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.
F4: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.
F5: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.
F6: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.
F7: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.
F8: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.
F9: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.
F10: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.
F11: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.
F12: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.
F13: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.
F14: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.
F15: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.
F16: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.
F17: These sales were executed in multiple trades at prices ranging from $859.99 to $860.69.
F18: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.
RAMBUS INC
Report date February 03, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,279 |
Reported balance
After 2021-02-03 transaction · row 1
1 source rowRow 1 · 2021-02-03 · Tax withholding · Disposed 2,993 · Balance 129,279 F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,175 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · derivative · entry 8 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,779 Underlying: Common Stock · 5,175 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 1, 2018, and the remaining shares vested monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option · Derivative | 5,175 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · derivative · entry 7 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,276 Underlying: Common Stock · 5,175 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon STock | 2,469 | $16.13 | $39,816.33 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,469 | $12.31 | $30,393.39 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 5,175 | $16.13 | $83,487.76 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 5,175 | $12.84 | $66,447.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 5,175 | $16.13 | $83,487.76 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 23:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 5,175 | $12.80 | $66,240.00 |
DisclosureSEC source: 0001209191-20-061642 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,175 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · derivative · entry 6 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,954 Underlying: Common Stock · 5,175 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 5,175 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,451 Underlying: Common Stock · 5,175 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2021. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 5,175 | $16.00 | $82,800.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 5,175 | $12.84 | $66,447.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 5,175 | $16.00 | $82,800.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:34 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 5,175 | $12.80 | $66,240.00 |
DisclosureSEC source: 0001209191-20-060216 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:21 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock option (right to buy) · Derivative | 2,469 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-20-057423 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,869 Underlying: Common Stock · 2,469 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:21 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,469 | $15.39 | $37,997.91 |
DisclosureSEC source: 0001209191-20-057423 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 20:21 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,469 | $12.31 | $30,393.39 |
DisclosureSEC source: 0001209191-20-057423 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,113 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 1,200 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-049714 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,929 Underlying: Common Stock · 1,200 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:22 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 1,200 | $14.20 | $17,040.00 |
DisclosureSEC source: 0001209191-20-049714 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 20:22 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,200 | $12.84 | $15,408.00 |
DisclosureSEC source: 0001209191-20-049714 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:27 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 2,587 | $0.00 Strike: $12.84 | $0.00 |
DisclosureSEC source: 0001209191-20-034980 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,129 Underlying: Common Stock · 2,587 shares Expires 2028-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2018, and the remaining shares vest monthly thereafter until fully vested on February 1, 2022. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:27 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 2,587 | $0.00 Strike: $12.80 | $0.00 |
DisclosureSEC source: 0001209191-20-034980 · doc4.xml · derivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,626 Underlying: Common Stock · 2,587 shares Expires 2027-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2017, and the remaining shares vest monthly thereafter until fully vested on February 1, 2027. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:27 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 5,174 | $16.00 | $82,784.00 |
DisclosureSEC source: 0001209191-20-034980 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:27 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,587 | $12.84 | $33,217.08 |
DisclosureSEC source: 0001209191-20-034980 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 20:27 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,587 | $12.80 | $33,113.60 |
DisclosureSEC source: 0001209191-20-034980 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:00 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 1,234 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-20-034458 · doc4.xml · derivative · entry 5 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,338 Underlying: Common Stock · 1,234 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option award vests as to 10% of the granted shares on August 1, 2016, and the remaining shares vest monthly thereafter until fully vested on February 1, 2020. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:00 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 1,200 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-20-034458 · doc4.xml · derivative · entry 4 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 1,200 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 2, 2015, and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:00 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,434 | $15.89 | $38,676.26 |
DisclosureSEC source: 0001209191-20-034458 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:00 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,234 | $12.31 | $15,190.54 |
DisclosureSEC source: 0001209191-20-034458 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 21:00 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,200 | $11.26 | $13,512.00 |
DisclosureSEC source: 0001209191-20-034458 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,844 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 5, 2020 21:28 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 31,379 | $16.41 | $514,825.84 |
DisclosureSEC source: 0001209191-20-006909 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,644 F3 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2019 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.24 to $16.53, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:28 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 34,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006909 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,023 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 3, 2021 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:28 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 17,173 | $16.10 | $276,485.30 |
DisclosureSEC source: 0001209191-20-006909 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,408 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 04, 2019 Filed Dec 4, 2019 23:01 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 7,292 | $12.76 | $93,077.28 |
DisclosureSEC source: 0001209191-19-059139 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,581 F2 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.55 to $12.89, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 23:01 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 3,855 | $12.87 | $49,613.85 |
DisclosureSEC source: 0001209191-19-059139 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,873 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:21 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 3,000 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-19-049711 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 3,000 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 2, 2015, and the remaining shares vested monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:21 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 3,000 | $14.08 | $42,240.00 |
DisclosureSEC source: 0001209191-19-049711 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| September 13, 2019 Filed Sep 16, 2019 22:21 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 3,000 | $11.26 | $33,780.00 |
DisclosureSEC source: 0001209191-19-049711 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:36 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 2,297 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-19-049176 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,297 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 3, 2014, and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:36 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,297 | $13.00 | $29,861.00 |
DisclosureSEC source: 0001209191-19-049176 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| September 10, 2019 Filed Sep 11, 2019 20:36 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 2,297 | $8.76 | $20,121.72 |
DisclosureSEC source: 0001209191-19-049176 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:11 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionEmployee stock options (right to buy) · Derivative | 1,149 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-19-043218 · doc4.xml · derivative · entry 3 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,297 Underlying: Common Stock · 2,297 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option award vested as to 10% of the granted shares on August 3, 2014, and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:11 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 1,149 | $13.00 | $14,937.00 |
DisclosureSEC source: 0001209191-19-043218 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| July 24, 2019 Filed Jul 25, 2019 20:11 UTC | RAMBUS INC RMBS · Entity 3575 | Exercise / conversionCommon Stock | 1,149 | $8.76 | $10,065.24 |
DisclosureSEC source: 0001209191-19-043218 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 00:15 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 2,126 | $9.38 | $19,941.88 |
DisclosureSEC source: 0000899243-19-002795 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,728 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:18 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 21,215 | $9.33 | $197,872.31 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 4 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,854 F3 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2018. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.26 to $9.385, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 21:18 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 1,124 | $9.38 | $10,543.12 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 3 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,069 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:18 UTC | RAMBUS INC RMBS · Entity 3575 | GrantCommon Stock | 53,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,193 F2 · shares: The shares are represented by RSUs which vest in four equal annual installments beginning on February 1, 2020 or the first business trading day thereafter. Each RSU represents a contingent right to receive one share of RMBS common stock. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:18 UTC | RAMBUS INC RMBS · Entity 3575 | Tax withholdingCommon Stock | 12,172 | $9.38 | $114,173.36 |
DisclosureSEC source: 0000899243-19-002622 · doc4.xml · nonDerivative · entry 1 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,068 F1 · kind: The shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units, or RSUs. Read SEC document |
| December 04, 2018 Filed Dec 5, 2018 01:09 UTC | RAMBUS INC RMBS · Entity 3575 | SaleCommon Stock | 7,292 | $8.68 | $63,283.62 |
DisclosureSEC source: 0000899243-18-030097 · doc4.xml · nonDerivative · entry 2 Kim Jae · CIK 0001570465 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,240 F2 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.525 to $8.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.