Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | 10% owner | August 29, 2016 | November 21, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date August 29, 2016 · Filed November 21, 2016
Jointly reported with Killinger Johann
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,227,128 |
Reported balance
After 2016-08-29 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-08-29 · Sale · Disposed 342,383 · Balance 2,227,128 F4: This price reflects the weighted average price for open-market sales of Shares on August 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9 to $9.21, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (11). F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,226,219 |
Reported balance
After 2016-09-01 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-09-01 · Sale · Disposed 909 · Balance 2,226,219 F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,223,719 |
Reported balance
After 2016-09-02 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2016-09-02 · Sale · Disposed 2,500 · Balance 2,223,719 F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,215,119 |
Reported balance
After 2016-09-06 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2016-09-06 · Sale · Disposed 8,600 · Balance 2,215,119 F5: This price reflects the weighted average price for open-market sales of Shares on September 6, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.55, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,210,982 |
Reported balance
After 2016-09-07 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2016-09-07 · Sale · Disposed 4,137 · Balance 2,210,982 F6: This price reflects the weighted average price for open-market sales of Shares on September 7, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.53, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,205,982 |
Reported balance
After 2016-09-21 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2016-09-21 · Sale · Disposed 5,000 · Balance 2,205,982 F7: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,738,016 |
Reported balance
After 2016-09-21 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2016-09-21 · Sale · Disposed 5,000 · Balance 2,738,016 F7: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,200,982 |
Reported balance
After 2016-09-22 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2016-09-22 · Sale · Disposed 5,000 · Balance 2,200,982 F8: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,733,016 |
Reported balance
After 2016-09-22 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2016-09-22 · Sale · Disposed 5,000 · Balance 2,733,016 F8: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,195,982 |
Reported balance
After 2016-09-23 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2016-09-23 · Sale · Disposed 5,000 · Balance 2,195,982 F9: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,728,016 |
Reported balance
After 2016-09-23 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2016-09-23 · Sale · Disposed 5,000 · Balance 2,728,016 F9: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,190,982 |
Reported balance
After 2016-09-26 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2016-09-26 · Sale · Disposed 5,000 · Balance 2,190,982 F10: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,723,016 |
Reported balance
After 2016-09-26 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2016-09-26 · Sale · Disposed 5,000 · Balance 2,723,016 F10: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,185,982 |
Reported balance
After 2016-09-27 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2016-09-27 · Sale · Disposed 5,000 · Balance 2,185,982 F11: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,718,016 |
Reported balance
After 2016-09-27 transaction · row 15
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 15 · 2016-09-27 · Sale · Disposed 5,000 · Balance 2,718,016 F11: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,865,982 |
Reported balance
After 2016-09-28 transaction · row 16
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 16 · 2016-09-28 · Sale · Disposed 320,000 · Balance 1,865,982 F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | IndirectSee Footnotes | 2,638,016 |
Reported balance
After 2016-09-28 transaction · row 17
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 17 · 2016-09-28 · Sale · Disposed 80,000 · Balance 2,638,016 F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.
F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.
F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F4: This price reflects the weighted average price for open-market sales of Shares on August 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9 to $9.21, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (11).
F5: This price reflects the weighted average price for open-market sales of Shares on September 6, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.55, inclusive.
F6: This price reflects the weighted average price for open-market sales of Shares on September 7, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.53, inclusive.
F7: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive.
F8: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive.
F9: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive.
F10: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive.
F11: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 80,000 | $9.20 | $736,000.00 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 17 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,638,016 F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 28, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 320,000 | $9.20 | $2,944,000.00 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 16 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,865,982 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 27, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.15 | $45,756.00 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 15 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,718,016 F11 · price: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 27, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.15 | $45,756.00 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 14 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,185,982 F11 · price: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.07 | $45,348.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 13 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,723,016 F10 · price: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.07 | $45,348.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 12 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,190,982 F10 · price: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 23, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.06 | $45,289.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 11 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,728,016 F9 · price: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 23, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.06 | $45,289.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 10 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,195,982 F9 · price: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 22, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.06 | $45,281.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 9 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,733,016 F8 · price: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 22, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.06 | $45,281.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 8 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,200,982 F8 · price: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 21, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.03 | $45,172.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 7 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,738,016 F7 · price: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 21, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.03 | $45,172.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 6 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,205,982 F7 · price: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 07, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 4,137 | $9.50 | $39,301.91 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 5 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,210,982 F6 · price: This price reflects the weighted average price for open-market sales of Shares on September 7, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.53, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 06, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 8,600 | $9.51 | $81,743.86 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 4 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,215,119 F5 · price: This price reflects the weighted average price for open-market sales of Shares on September 6, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.55, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 02, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 2,500 | $9.50 | $23,750.00 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 3 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,223,719 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 01, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 909 | $9.50 | $8,635.50 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 2 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,226,219 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 29, 2016 Filed Nov 21, 2016 15:36 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 342,383 | $9.12 | $3,122,361.77 |
DisclosureSEC source: 0000905148-16-002096 · form4.xml · nonDerivative · entry 1 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,227,128 F4 · price: This price reflects the weighted average price for open-market sales of Shares on August 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9 to $9.21, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (11). F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 26, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $9.01 | $90,058.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 23 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,569,511 F17 · price: This price reflects the weighted average price for open-market sales of Shares on August 26, 2016, within a $1.00 range. The actual prices for these transactions range from $8.98 to $9.08, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 25, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $9.00 | $90,008.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 22 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,579,511 F16 · price: This price reflects the weighted average price for open-market sales of Shares on August 25, 2016, within a $1.00 range. The actual prices for these transactions range from $8.94 to $9.06, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 24, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $8.94 | $89,391.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 21 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,589,511 F15 · price: This price reflects the weighted average price for open-market sales of Shares on August 24, 2016, within a $1.00 range. The actual prices for these transactions range from $8.75 to $9.04, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 23, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $8.88 | $88,811.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 20 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,599,511 F14 · price: This price reflects the weighted average price for open-market sales of Shares on August 23, 2016, within a $1.00 range. The actual prices for these transactions range from $8.75 to $8.94, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 22, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $8.80 | $87,998.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 19 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,609,511 F13 · price: This price reflects the weighted average price for open-market sales of Shares on August 22, 2016, within a $1.00 range. The actual prices for these transactions range from $8.73 to $8.89, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 19, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $8.78 | $87,848.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 18 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,619,511 F12 · price: This price reflects the weighted average price for open-market sales of Shares on August 19, 2016, within a $1.00 range. The actual prices for these transactions range from $8.71 to $8.85, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 18, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $8.70 | $87,048.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 17 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,629,511 F11 · price: This price reflects the weighted average price for open-market sales of Shares on August 18, 2016, within a $1.00 range. The actual prices for these transactions range from $8.51 to $8.8, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 17, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,000 | $8.72 | $87,174.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 16 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,639,511 F10 · price: This price reflects the weighted average price for open-market sales of Shares on August 17, 2016, within a $1.00 range. The actual prices for these transactions range from $8.63 to $8.8, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 15, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 3,000 | $9.25 | $27,750.00 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 15 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,649,511 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 12, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 1,217 | $9.20 | $11,196.40 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 14 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,652,511 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 11, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 776 | $9.21 | $7,144.32 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 13 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,743,016 F9 · price: This price reflects the weighted average price for open-market sales of Shares on August 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.2 to $9.24, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 11, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 9,052 | $9.21 | $83,338.14 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 12 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,653,728 F9 · price: This price reflects the weighted average price for open-market sales of Shares on August 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.2 to $9.24, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 10, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 3,934 | $9.20 | $36,192.80 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 11 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,662,780 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 08, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 1,473 | $9.48 | $13,963.45 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 10 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,743,792 F8 · price: This price reflects the weighted average price for open-market sales of Shares on August 8, 2016, within a $1.00 range. The actual prices for these transactions range from $9.44 to $9.55, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 08, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 10,445 | $9.48 | $99,014.42 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 9 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,666,714 F8 · price: This price reflects the weighted average price for open-market sales of Shares on August 8, 2016, within a $1.00 range. The actual prices for these transactions range from $9.44 to $9.55, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 05, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 12,202 | $9.86 | $120,279.99 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 8 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,745,265 F7 · price: This price reflects the weighted average price for open-market sales of Shares on August 5, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 05, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 31,903 | $9.86 | $314,480.63 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 7 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,677,159 F7 · price: This price reflects the weighted average price for open-market sales of Shares on August 5, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 04, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 1,093 | $9.95 | $10,875.35 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 6 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,709,062 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 1,249 | $9.87 | $12,328.38 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 5 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,710,155 F6 · price: This price reflects the weighted average price for open-market sales of Shares on August 3, 2016, within a $1.00 range. The actual prices for these transactions range from $9.85 to $9.95, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 02, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 957 | $9.97 | $9,545.79 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 4 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,757,467 F5 · price: This price reflects the weighted average price for open-market sales of Shares on August 2, 2016, within a $1.00 range. The actual prices for these transactions range from $9.94 to $9.98, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 02, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 9,413 | $9.97 | $93,891.85 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 3 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,711,404 F5 · price: This price reflects the weighted average price for open-market sales of Shares on August 2, 2016, within a $1.00 range. The actual prices for these transactions range from $9.94 to $9.98, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 01, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 15,329 | $9.95 | $152,486.76 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 2 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,758,424 F4 · price: This price reflects the weighted average price for open-market sales of Shares on August 1, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.98, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (17). F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 01, 2016 Filed Nov 21, 2016 15:34 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 38,159 | $9.95 | $379,590.47 |
DisclosureSEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 1 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,720,817 F4 · price: This price reflects the weighted average price for open-market sales of Shares on August 1, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.98, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (17). F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 29, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 23,759 | $9.91 | $235,546.73 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 23 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,773,753 F15 · price: This price reflects the weighted average price for open-market sales of Shares on July 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.96, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 29, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 55,017 | $9.91 | $545,438.54 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 22 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,758,976 F15 · price: This price reflects the weighted average price for open-market sales of Shares on July 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.96, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 28, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,000 | $9.80 | $49,000.00 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 21 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,813,993 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 27, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 2,073 | $9.81 | $20,330.74 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 20 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,797,512 F14 · price: This price reflects the weighted average price for open-market sales of Shares on July 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.85, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 27, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 11,710 | $9.81 | $114,844.65 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 19 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,818,993 F14 · price: This price reflects the weighted average price for open-market sales of Shares on July 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.85, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 26, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 3,350 | $9.82 | $32,900.69 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 18 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,830,703 F13 · price: This price reflects the weighted average price for open-market sales of Shares on July 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 25, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 1,627 | $9.93 | $16,151.39 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 17 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,834,053 F12 · price: This price reflects the weighted average price for open-market sales of Shares on July 25, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 22, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 2,444 | $9.92 | $24,237.15 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 16 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,799,585 F11 · price: This price reflects the weighted average price for open-market sales of Shares on July 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.97, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 22, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 12,462 | $9.92 | $123,585.65 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 15 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,835,680 F11 · price: This price reflects the weighted average price for open-market sales of Shares on July 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.97, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 21, 2016 Filed Nov 21, 2016 15:33 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | SaleCommon Stock, $0.0001 par value per share | 5,843 | $9.90 | $57,855.05 |
DisclosureSEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 14 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,848,142 F10 · price: This price reflects the weighted average price for open-market sales of Shares on July 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.