person · Reporting owner

Baldeweg Dirk Klaus

Disclosed activity across 1 company

Tapewire entity: 180924
SEC CIK: 0001647744

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943	10% owner	August 29, 2016	November 21, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LINDBLAD EXPEDITIONS HOLDINGS, INC.

Report date August 29, 2016 · Filed November 21, 2016

Jointly reported with Killinger Johann

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,227,128	Reported balance After 2016-08-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2016-08-29 · Sale · Disposed 342,383 · Balance 2,227,128 F4: This price reflects the weighted average price for open-market sales of Shares on August 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9 to $9.21, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (11). F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,226,219	Reported balance After 2016-09-01 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2016-09-01 · Sale · Disposed 909 · Balance 2,226,219 F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,223,719	Reported balance After 2016-09-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2016-09-02 · Sale · Disposed 2,500 · Balance 2,223,719 F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,215,119	Reported balance After 2016-09-06 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2016-09-06 · Sale · Disposed 8,600 · Balance 2,215,119 F5: This price reflects the weighted average price for open-market sales of Shares on September 6, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.55, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,210,982	Reported balance After 2016-09-07 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 5 · 2016-09-07 · Sale · Disposed 4,137 · Balance 2,210,982 F6: This price reflects the weighted average price for open-market sales of Shares on September 7, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.53, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,205,982	Reported balance After 2016-09-21 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 6 · 2016-09-21 · Sale · Disposed 5,000 · Balance 2,205,982 F7: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,738,016	Reported balance After 2016-09-21 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 7 · 2016-09-21 · Sale · Disposed 5,000 · Balance 2,738,016 F7: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,200,982	Reported balance After 2016-09-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 8 · 2016-09-22 · Sale · Disposed 5,000 · Balance 2,200,982 F8: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,733,016	Reported balance After 2016-09-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 9 · 2016-09-22 · Sale · Disposed 5,000 · Balance 2,733,016 F8: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,195,982	Reported balance After 2016-09-23 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 10 · 2016-09-23 · Sale · Disposed 5,000 · Balance 2,195,982 F9: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,728,016	Reported balance After 2016-09-23 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 11 · 2016-09-23 · Sale · Disposed 5,000 · Balance 2,728,016 F9: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,190,982	Reported balance After 2016-09-26 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 12 · 2016-09-26 · Sale · Disposed 5,000 · Balance 2,190,982 F10: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,723,016	Reported balance After 2016-09-26 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 13 · 2016-09-26 · Sale · Disposed 5,000 · Balance 2,723,016 F10: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,185,982	Reported balance After 2016-09-27 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 14 · 2016-09-27 · Sale · Disposed 5,000 · Balance 2,185,982 F11: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive. F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,718,016	Reported balance After 2016-09-27 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 15 · 2016-09-27 · Sale · Disposed 5,000 · Balance 2,718,016 F11: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive. F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	1,865,982	Reported balance After 2016-09-28 transaction · row 16 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 16 · 2016-09-28 · Sale · Disposed 320,000 · Balance 1,865,982 F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Common Stock, $0.0001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	2,638,016	Reported balance After 2016-09-28 transaction · row 17 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 17 · 2016-09-28 · Sale · Disposed 80,000 · Balance 2,638,016 F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F2: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F4: This price reflects the weighted average price for open-market sales of Shares on August 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9 to $9.21, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (11).

F5: This price reflects the weighted average price for open-market sales of Shares on September 6, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.55, inclusive.

F6: This price reflects the weighted average price for open-market sales of Shares on September 7, 2016, within a $1.00 range. The actual prices for these transactions range from $9.5 to $9.53, inclusive.

F7: This price reflects the weighted average price for open-market sales of Shares on September 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.01 to $9.07, inclusive.

F8: This price reflects the weighted average price for open-market sales of Shares on September 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.03 to $9.1, inclusive.

F9: This price reflects the weighted average price for open-market sales of Shares on September 23, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.9, inclusive.

F10: This price reflects the weighted average price for open-market sales of Shares on September 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.05 to $9.11, inclusive.

F11: This price reflects the weighted average price for open-market sales of Shares on September 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.09 to $9.25, inclusive.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 20, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	2,945	$9.90	$29,165.51	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 13 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,853,985 F9 · price: This price reflects the weighted average price for open-market sales of Shares on July 20, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 19, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	6,582	$9.87	$64,990.67	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 12 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,802,029 F8 · price: This price reflects the weighted average price for open-market sales of Shares on July 19, 2016, within a $1.00 range. The actual prices for these transactions range from $9.87 to $9.95, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 19, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	20,864	$9.87	$206,011.14	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 11 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,856,930 F8 · price: This price reflects the weighted average price for open-market sales of Shares on July 19, 2016, within a $1.00 range. The actual prices for these transactions range from $9.87 to $9.95, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 18, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	3,177	$9.95	$31,611.15	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 10 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,877,794 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 15, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	21,918	$9.97	$218,496.16	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 9 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,808,611 F7 · price: This price reflects the weighted average price for open-market sales of Shares on July 15, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.02, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 15, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	52,000	$9.97	$518,377.60	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 8 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,880,971 F7 · price: This price reflects the weighted average price for open-market sales of Shares on July 15, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.02, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 14, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	5,329	$10.00	$53,290.00	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 7 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,932,971 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 13, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	4,872	$10.00	$48,735.59	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 6 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,830,529 F6 · price: This price reflects the weighted average price for open-market sales of Shares on July 13, 2016, within a $1.00 range. The actual prices for these transactions range from $10 to $10.05, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 13, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	17,393	$10.00	$173,985.66	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 5 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,938,300 F6 · price: This price reflects the weighted average price for open-market sales of Shares on July 13, 2016, within a $1.00 range. The actual prices for these transactions range from $10 to $10.05, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 12, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	25,396	$9.99	$253,736.52	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 4 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,835,401 F5 · price: This price reflects the weighted average price for open-market sales of Shares on July 12, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.05, inclusive. F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 12, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	59,061	$9.99	$590,090.26	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 3 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,955,693 F5 · price: This price reflects the weighted average price for open-market sales of Shares on July 12, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.05, inclusive. F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 11, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	2,940	$9.93	$29,203.02	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 2 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,860,797 F4 · price: This price reflects the weighted average price for open-market sales of Shares on July 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.90 to $9.94, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (15). F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
July 11, 2016 Filed Nov 21, 2016 15:33 UTC	LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943	SaleCommon Stock, $0.0001 par value per share	13,469	$9.93	$133,787.58	Disclosure SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 1 Killinger Johann · CIK 0001647727 · 10% owner Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,014,754 F4 · price: This price reflects the weighted average price for open-market sales of Shares on July 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.90 to $9.94, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (15). F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.