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WEBER ALAN J

Disclosed activity across 4 companies

Tapewire entity
17608
SEC CIK
0001198093

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252DirectorOctober 06, 2021October 07, 2021
DIEBOLD NIXDORF, IncDBD · Entity 4421DirectorApril 25, 2019April 29, 2019
Heartland Media Acquisition Corp.HMA · Entity 110887DirectorJanuary 20, 2022January 20, 2022
SCHWAB CHARLES CORPSCH · Entity 1218Executive Vice PresidentSeptember 30, 2004October 04, 2004

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Report date October 06, 2021 · Filed October 07, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,464 Reported balance After 2021-10-06 transaction · row 1
1 source row

Row 1 · 2021-10-06 · Grant · Acquired 177 · Balance 74,464

F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

DIEBOLD NIXDORF, Inc

Report date April 25, 2019 · Filed April 29, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect60,309 Reported balance After 2019-04-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-04-25 · Grant · Acquired 12,367 · Balance 60,309

F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2: Number includes restricted stock units.

F3: Number includes Deferred Shares.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2: Number includes restricted stock units.

F3: Number includes Deferred Shares.

Heartland Media Acquisition Corp.

Report date January 20, 2022 · Filed January 20, 2022

This filing explicitly reported no securities owned.

SCHWAB CHARLES CORP

Report date September 30, 2004 · Filed October 04, 2004

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.19 · Expires 2011-09-30Direct273,723 Reported balance After 2004-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2004-09-30 · Grant · Acquired 273,723 · Balance 273,723

F1: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2018 Filed Apr 27, 2018 20:32 UTC DIEBOLD NIXDORF, Inc DBD · Entity 4421 GrantCommon Shares 9,928 $0.00 $0.00
Disclosure

SEC source: 0000028823-18-000092 · wf-form4_152486112463492.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,942

F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2 · balance_after: Number includes restricted stock units.

F3 · balance_after: Number includes Deferred Shares.

Read SEC document
April 03, 2018 Filed Apr 4, 2018 11:05 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 48 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-007304 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,582

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 12:23 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-000545 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,534

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 15:14 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 4,107 $0.00 Strike: $88.66 $0.00
Disclosure

SEC source: 0001225208-17-017516 · doc4.xml · derivative · entry 2

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,107

Underlying: Common Stock · 4,107 shares

Expires 2027-11-16

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 15:14 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 863 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-017516 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,477

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 12:20 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 59 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015897 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,614

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
August 18, 2017 Filed Aug 18, 2017 15:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionStock Option (Right to Buy) · Derivative 12,600 $0.00 Strike: $18.96 $0.00
Disclosure

SEC source: 0001225208-17-014164 · doc4.xml · derivative · entry 3

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,600 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2017 Filed Aug 18, 2017 15:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 SaleCommon Stock 3,130 $76.55 $239,613.71
Disclosure

SEC source: 0001225208-17-014164 · doc4.xml · nonDerivative · entry 2

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,555

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.5523 - $76.56, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
August 18, 2017 Filed Aug 18, 2017 15:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionCommon Stock 12,600 $18.96 $238,896.00
Disclosure

SEC source: 0001225208-17-014164 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 09:49 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012318 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,085

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 21:15 UTC DIEBOLD NIXDORF, Inc DBD · Entity 4421 GrantCommon Shares 5,164 $0.00 $0.00
Disclosure

SEC source: 0000028823-17-000074 · wf-form4_149341412537693.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,014

F1 · shares: Award of Deferred Shares

F2 · balance_after: Number includes Deferred Shares.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 12:25 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 64 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007248 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,027

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 13:57 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-000255 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,963

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 09:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $19.93 $0.00
Disclosure

SEC source: 0001225208-16-042372 · doc4.xml · derivative · entry 3

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2017-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 09:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 SaleCommon Stock 3,770 $66.32 $250,014.71
Disclosure

SEC source: 0001225208-16-042372 · doc4.xml · nonDerivative · entry 2

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,898

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.3146 - $66.33, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 29, 2016 Filed Nov 30, 2016 09:50 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 Exercise / conversionCommon Stock 12,500 $19.93 $249,125.00
Disclosure

SEC source: 0001225208-16-042372 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 12:00 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 4,753 $0.00 Strike: $64.39 $0.00
Disclosure

SEC source: 0001225208-16-041973 · doc4.xml · derivative · entry 2

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 4,753 shares

Expires 2026-11-17

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 12:00 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 1,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-041973 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,168

F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
November 17, 2016 Filed Nov 29, 2016 17:05 UTC Amendment BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantStock Option (Right to Buy) · Derivative 4,753 $0.00 Strike: $64.89 $0.00
Disclosure

SEC source: 0001225208-16-042362 · doc4a.xml · derivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,753

Underlying: Common Stock · 4,753 shares

Expires 2026-11-17

F1 · derivative.exercise_price: This amendment is filed to correct the exercise price of the stock options to $64.89.

F2 · derivative.exercise_date: Stock options vest immediately upon grant.

Read SEC document
October 03, 2016 Filed Oct 4, 2016 11:34 UTC BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 GrantCommon Stock 58 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039914 · doc4.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,136

F1 · security: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 16:59 UTC SCHWAB CHARLES CORP SCH · Entity 1218 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 273,723 $0.00 Strike: $9.19 $0.00
Disclosure

SEC source: 0001198093-04-000002 · edgar.xml · derivative · entry 1

WEBER ALAN J · CIK 0001198093 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,723

Underlying: Common Stock · 273,723 shares

Expires 2011-09-30

F1 · kind: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 22:13 UTC SCHWAB CHARLES CORP SCH · Entity 1218 GrantCommon Stock 136,000 $0.00 $0.00
Disclosure

SEC source: 0001198093-03-000002 · edgar.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,010

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.