Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Salesforce, Inc.CRM · Entity 2842 | Director | November 10, 2004 | November 13, 2004 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | Director | July 14, 2026 | July 27, 2026 |
| ZUORA INCZUO · Entity 16054 | Director | June 27, 2023 | June 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Salesforce, Inc.
Report date November 10, 2004 · Filed November 13, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,115,415 |
Reported balance
After 2004-11-10 transaction · row 1
1 source rowRow 1 · 2004-11-10 · Grant · Acquired 7,500 · Balance 2,115,415 F1: Stock award for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. F2: Closing price on November 10, 2004 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock award for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan.
F2: Closing price on November 10, 2004
SoFi Technologies, Inc.
Report date July 14, 2026 · Filed July 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 13,993 |
Reported balance
After 2026-07-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-14 · Grant · Acquired 13,993 · Balance 13,993 F1: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan.
ZUORA INC
Report date June 27, 2023 · Filed June 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 191,016 |
Reported balance
After 2023-06-27 transaction · row 1
1 source rowRow 1 · 2023-06-27 · Grant · Acquired 16,218 · Balance 191,016 F1: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 27, 2023. The RSUs will fully vest and convert into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2024 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 27, 2023. The RSUs will fully vest and convert into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2024 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RPX Corp
Report date June 19, 2018 · Filed June 19, 2018
Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-06-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-19 · Other · Disposed 30,609 · Balance 15,760 F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent. Row 2 · 2018-06-19 · Disposition to issuer · Disposed 15,760 · Balance 0 F2: Upon or in connection with the Merger, each share of common stock and each of 11,112 vested restricted share units were cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.
F2: Upon or in connection with the Merger, each share of common stock and each of 11,112 vested restricted share units were cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes.
SMARTSHEET INC
Report date January 22, 2025 · Filed January 24, 2025
Section 16 reporting ended · disclosed 2025-01-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 1
1 source rowRow 1 · 2025-01-22 · Disposition to issuer · Disposed 29,066 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Justin Yeshil Wickett Trust | 0 |
Reported balance
After 2025-01-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-01-22 · Disposition to issuer · Disposed 2,000 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Troy Kevork Wickett Trust | 0 |
Reported balance
After 2025-01-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-01-22 · Disposition to issuer · Disposed 2,002 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Stock Option (right to buy Class B Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $5.28 · Expires 2027-10-11 | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-01-22 · Disposition to issuer · Disposed 130,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each option that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Option") was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the excess, if any, of (A) the Merger Consideration over (B) the per share exercise price for such Vested Option, by (ii) the total number of shares of Common Stock underlying such Vested Option, subject to any required withholding of taxes. If the exercise price per share of Common Stock of such Vested Option was equal to or greater than the Merger Consideration, such Vested Option was canceled as of the Effective Time without any cash payment or other consideration being made in respect thereof. F4: The options are fully vested. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security · Expires 2034-06-18 | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-01-22 · Disposition to issuer · Disposed 4,864 · Balance 0 F5: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes. F7: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time. F8: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
F2: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Pursuant to the Merger Agreement, at the Effective Time, each option that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Option") was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the excess, if any, of (A) the Merger Consideration over (B) the per share exercise price for such Vested Option, by (ii) the total number of shares of Common Stock underlying such Vested Option, subject to any required withholding of taxes. If the exercise price per share of Common Stock of such Vested Option was equal to or greater than the Merger Consideration, such Vested Option was canceled as of the Effective Time without any cash payment or other consideration being made in respect thereof.
F4: The options are fully vested.
F5: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F6: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.
F7: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.
F8: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 14, 2026 Filed Jul 27, 2026 22:58 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantDeferred Stock Unit · Derivative | 13,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001225481-26-000006 · wk-form4_1785193078.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,993 Underlying: Common Stock · 13,993 shares Expires not disclosed F1 · derivative.exercise_price: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan. F1 · derivative.exercise_date: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan. F1 · derivative.expiration_date: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 01:07 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 433,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001225481-26-000004 · wk-form4_1781744840.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · The Reporting Person is the sole beneficiary and trustee of The Magdalena Yesil Living Trust. Disclosed balance after: 433,104 F3 · price: This transaction involved a gift of securities by the Reporting Person. Acquisition price is not applicable as this transaction was a bona fide gift. F2 · balance_after: 433,104 shares indirectly held were previously reported as directly held. Read SEC document |
| June 15, 2026 Filed Jun 18, 2026 01:07 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GiftCommon Stock | 433,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001225481-26-000004 · wk-form4_1781744840.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction involved a gift of securities by the Reporting Person to The Magdalena Yesil Living Trust, of which the Reporting Person is the sole beneficiary and trustee. Disposition price is not applicable as this transaction was a bona fide gift. F2 · balance_after: 433,104 shares indirectly held were previously reported as directly held. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:40 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 18,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001225481-26-000002 · wk-form4_1781224841.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025. F2 · derivative.expiration_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 12, 2025. Read SEC document |
| June 09, 2026 Filed Jun 12, 2026 00:40 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 18,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225481-26-000002 · wk-form4_1781224841.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 18,388 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000115 · wk-form4_1749765441.xml · derivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,388 Underlying: Common Stock · 18,388 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F3 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F4 · derivative.exercise_date: Reflects a grant of RSUs to the Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F4 · derivative.expiration_date: Reflects a grant of RSUs to the Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after June 9, 2025 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 87,140 | $14.39 | $1,254,040.45 |
DisclosureSEC source: 0001818874-25-000115 · wk-form4_1749765441.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 289,258 F2 · price: The reported transactions were executed in multiple trades. The sale price of $14.3911 reported in Column 4 is the weighted average sale price for the 87,140 shares sold by the Reporting Person within a range of $14.39 to $14.40 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| June 05, 2025 Filed Jun 12, 2025 21:57 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | SaleCommon Stock | 87,140 | $13.95 | $1,215,759.85 |
DisclosureSEC source: 0001818874-25-000115 · wk-form4_1749765441.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 376,398 F1 · price: The reported transactions were executed in multiple trades. The sale price of $13.9518 reported in Column 4 is the weighted average sale price for the 87,140 shares sold by the Reporting Person within a range of $13.95 to $13.97 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the price range noted above. Read SEC document |
| May 28, 2025 Filed Jun 3, 2025 22:50 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 35,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-25-000095 · wk-form4_1748991001.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 14, 2024. F2 · derivative.expiration_date: Represents the settlement of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 14, 2024. Read SEC document |
| May 28, 2025 Filed Jun 3, 2025 22:50 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 35,034 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-25-000095 · wk-form4_1748991001.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 414,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:54 UTC | SMARTSHEET INC SMAR · Entity 83899 | Disposition to issuerRestricted Stock Units (RSU) (Class A) · Derivative | 4,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002054 · form4-01242025_100131.xml · derivative · entry 5 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,864 shares Expires 2034-06-18 F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F6 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes. F7 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time. F8 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:54 UTC | SMARTSHEET INC SMAR · Entity 83899 | Disposition to issuerStock Option (right to buy Class B Common Stock) · Derivative | 130,000 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001415889-25-002054 · form4-01242025_100131.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 130,000 shares Expires 2027-10-11 F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each option that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Option") was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the excess, if any, of (A) the Merger Consideration over (B) the per share exercise price for such Vested Option, by (ii) the total number of shares of Common Stock underlying such Vested Option, subject to any required withholding of taxes. If the exercise price per share of Common Stock of such Vested Option was equal to or greater than the Merger Consideration, such Vested Option was canceled as of the Effective Time without any cash payment or other consideration being made in respect thereof. F4 · derivative.exercise_date: The options are fully vested. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:54 UTC | SMARTSHEET INC SMAR · Entity 83899 | Disposition to issuerClass A Common Stock | 2,002 | $56.50 | $113,113.00 |
DisclosureSEC source: 0001415889-25-002054 · form4-01242025_100131.xml · nonDerivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 0 F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:54 UTC | SMARTSHEET INC SMAR · Entity 83899 | Disposition to issuerClass A Common Stock | 2,000 | $56.50 | $113,000.00 |
DisclosureSEC source: 0001415889-25-002054 · form4-01242025_100131.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 0 F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 22:54 UTC | SMARTSHEET INC SMAR · Entity 83899 | Disposition to issuerClass A Common Stock | 29,066 | $56.50 | $1,642,229.00 |
DisclosureSEC source: 0001415889-25-002054 · form4-01242025_100131.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 22:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 4,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-24-000155 · wk-form4_1718751509.xml · derivative · entry 5 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,864 Underlying: Class A Common Stock · 4,864 shares Expires 2034-06-18 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 22:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-24-000155 · wk-form4_1718751509.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,401 shares Expires 2033-06-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs fully vested on June 14, 2024. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 22:58 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionClass A Common Stock | 4,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001366561-24-000155 · wk-form4_1718751509.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| August 14, 2023 Filed Aug 17, 2023 00:01 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 26,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-029705 · wk-form4_1692230457.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,249 Underlying: Common Stock · 26,249 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2023 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date. Read SEC document |
| July 04, 2023 Filed Jul 6, 2023 22:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionRestricted Stock Unit · Derivative | 31,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001818874-23-000137 · wk-form4_1688681456.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,122 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021. Read SEC document |
| July 04, 2023 Filed Jul 6, 2023 22:11 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | Exercise / conversionCommon Stock | 31,122 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001818874-23-000137 · wk-form4_1688681456.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| June 27, 2023 Filed Jun 27, 2023 21:23 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 16,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-23-000112 · wk-form4_1687915420.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,016 F1 · shares: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 27, 2023. The RSUs will fully vest and convert into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2024 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 22:04 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 5,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-23-000070 · wk-form4_1687298637.xml · derivative · entry 5 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,162 shares Expires 2030-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs fully vested on June 16, 2023 Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 22:04 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 4,401 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-23-000070 · wk-form4_1687298637.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,401 Underlying: Class A Common Stock · 4,401 shares Expires 2033-06-16 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2024 annual meeting of the issuer's shareholders and (b) June 16, 2024, subject to continued service through the vesting date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 22:04 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionClass A Common Stock | 5,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001366561-23-000070 · wk-form4_1687298637.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| June 21, 2022 Filed Jun 24, 2022 19:36 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 19,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-22-000113 · wf-form4_165611376117243.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,798 F1 · shares: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 21, 2022. The RSUs will fully vest and convert on a one-for-one basis into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2023 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 22:17 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 5,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-22-000086 · wf-form4_165593622598633.xml · derivative · entry 5 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,162 Underlying: Class A Common Stock · 5,162 shares Expires 2030-06-17 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2023 annual meeting of the issuer's shareholders and (b) June 17, 2023, subject to continued service through the vesting date. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 22:17 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 2,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-22-000086 · wf-form4_165593622598633.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,952 shares Expires 2031-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs fully vested on June 17, 2022. Read SEC document |
| June 17, 2022 Filed Jun 22, 2022 22:17 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionClass A Common Stock | 2,952 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001366561-22-000086 · wf-form4_165593622598633.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 22:25 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $79.00 | $395,000.00 |
DisclosureSEC source: 0001366561-21-000149 · wf-form4_164029831136815.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 2,002 F1 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 22, 2021 Filed Dec 23, 2021 22:25 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $79.00 | $395,000.00 |
DisclosureSEC source: 0001366561-21-000149 · wf-form4_164029831136815.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 2,000 F1 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 18:00 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 2,601 | $20.21 | $52,574.27 |
DisclosureSEC source: 0001423774-21-000138 · wf-form4_163900443902167.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,815 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $20.11 and the highest price at which shares were sold was $20.37. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 07, 2021 Filed Dec 8, 2021 18:00 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 20,584 | $19.50 | $401,299.49 |
DisclosureSEC source: 0001423774-21-000138 · wf-form4_163900443902167.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,416 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $19.09 and the highest price at which shares were sold was $20.08. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 16:14 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 4,637 | $19.00 | $88,103.00 |
DisclosureSEC source: 0001423774-21-000121 · wf-form4_163432888078310.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,000 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 23:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $77.00 | $385,006.50 |
DisclosureSEC source: 0001366561-21-000118 · wf-form4_163252479102586.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 7,002 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 23:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $77.00 | $385,009.00 |
DisclosureSEC source: 0001366561-21-000118 · wf-form4_163252479102586.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 7,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.00 to $77.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| September 02, 2021 Filed Sep 7, 2021 18:39 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 4,637 | $18.02 | $83,547.15 |
DisclosureSEC source: 0001423774-21-000101 · wf-form4_163105436430514.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,637 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $18.00 and the highest price at which shares were sold was $18.05. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 17:34 UTC | ZUORA INC ZUO · Entity 16054 | SaleClass A Common Stock | 4,637 | $17.00 | $78,829.00 |
DisclosureSEC source: 0001423774-21-000086 · wf-form4_163053207427209.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,274 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:48 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionClass B Common Stock · Derivative | 101,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-21-000072 · wf-form4_162620931501738.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,561 Underlying: Class A Common Stock · 101,561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. F2 · derivative.exercise_date: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. F2 · derivative.expiration_date: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:48 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 101,561 | $0.00 Strike: $5.16 | $0.00 |
DisclosureSEC source: 0001423774-21-000072 · wf-form4_162620931501738.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 101,561 shares Expires 2027-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 09, 2021 Filed Mar 28, 2022 16:44 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 101,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-22-000071 · wf-form5_164850021151438.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 101,561 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. F3 · derivative.exercise_price: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. F1 · kind: Reported transaction represents the automatic conversion of Class B Common Shares that were acquired upon the exercise of stock options into Class A Common Shares on July 9. 2021, which conversion was inadvertently omitted from the Form 4 filed by the Reporting Person on July 13, 2021. F3 · derivative.exercise_date: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. F3 · derivative.expiration_date: Each share of the Issuer's Class B Common Stock will convert into one share of the Issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the Issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the Issuer's common stock, and has no expiration date. Read SEC document |
| July 09, 2021 Filed Mar 28, 2022 16:44 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionClass A Common Stock | 101,561 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-22-000071 · wf-form5_164850021151438.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reported transaction represents the automatic conversion of Class B Common Shares that were acquired upon the exercise of stock options into Class A Common Shares on July 9. 2021, which conversion was inadvertently omitted from the Form 4 filed by the Reporting Person on July 13, 2021. F2 · balance_after: Reports of beneficial ownership for this Reporting Person filed after July 13, 2021 and before March 28, 2022 do not reflect the total holdings as reported in this Form 5. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 23:32 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $76.87 | $384,331.00 |
DisclosureSEC source: 0001366561-21-000094 · wf-form4_162578710312761.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 12,002 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.75 to $77.055 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| July 07, 2021 Filed Jul 8, 2021 23:32 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $76.85 | $384,265.50 |
DisclosureSEC source: 0001366561-21-000094 · wf-form4_162578710312761.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 12,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.75 to $77.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 22, 2021 Filed Jun 24, 2021 16:19 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 10,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-21-000059 · wf-form4_162456592079211.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,911 F1 · shares: Reflects Restricted Stock Units (RSUs) automatically granted at the Issuer's Annual Meeting of Stockholders on June 22, 2021. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2022 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 23:37 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $71.00 | $355,000.00 |
DisclosureSEC source: 0001366561-21-000092 · wf-form4_162440500653299.xml · nonDerivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 17,002 F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 18, 2021 Filed Jun 22, 2021 23:37 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $71.00 | $355,007.00 |
DisclosureSEC source: 0001366561-21-000092 · wf-form4_162440500653299.xml · nonDerivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 17,000 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.01 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 23:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 2,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-21-000082 · wf-form4_162431677739057.xml · derivative · entry 5 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952 Underlying: Class A Common Stock · 2,952 shares Expires 2031-06-17 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2022 annual meeting of the issuer's shareholders and (b) June 17, 2022, subject to continued service through the vesting date. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 23:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-21-000082 · wf-form4_162431677739057.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,032 shares Expires 2030-06-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs fully vested on June 17, 2021. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 23:06 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionClass A Common Stock | 3,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001366561-21-000082 · wf-form4_162431677739057.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.