Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Salesforce, Inc.CRM · Entity 2842 | Director | November 10, 2004 | November 13, 2004 |
| SoFi Technologies, Inc.SOFI · Entity 3232 | Director | July 14, 2026 | July 27, 2026 |
| ZUORA INCZUO · Entity 16054 | Director | June 27, 2023 | June 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Salesforce, Inc.
Report date November 10, 2004 · Filed November 13, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,115,415 |
Reported balance
After 2004-11-10 transaction · row 1
1 source rowRow 1 · 2004-11-10 · Grant · Acquired 7,500 · Balance 2,115,415 F1: Stock award for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. F2: Closing price on November 10, 2004 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock award for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan.
F2: Closing price on November 10, 2004
SoFi Technologies, Inc.
Report date July 14, 2026 · Filed July 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitSEC Table II · derivative / convertible security | Direct | 13,993 |
Reported balance
After 2026-07-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-14 · Grant · Acquired 13,993 · Balance 13,993 F1: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Deferred Stock Units ("DSUs") under the SoFi Technologies, Inc. Director Deferred Compensation Plan (the "Plan"). Each DSU is the economic equivalent of one share of the Issuer's common stock. The DSUs become payable upon the terms set forth in the Plan.
ZUORA INC
Report date June 27, 2023 · Filed June 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 191,016 |
Reported balance
After 2023-06-27 transaction · row 1
1 source rowRow 1 · 2023-06-27 · Grant · Acquired 16,218 · Balance 191,016 F1: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 27, 2023. The RSUs will fully vest and convert into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2024 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units (RSUs) automatically granted at Zuora's Annual Meeting of Stockholders on June 27, 2023. The RSUs will fully vest and convert into shares of Zuora's Class A Common Stock on the earlier of (a) the date of Zuora's 2024 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, subject to continuous service through the vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RPX Corp
Report date June 19, 2018 · Filed June 19, 2018
Section 16 reporting ended · disclosed 2018-06-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2018-06-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-19 · Other · Disposed 30,609 · Balance 15,760 F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent. Row 2 · 2018-06-19 · Disposition to issuer · Disposed 15,760 · Balance 0 F2: Upon or in connection with the Merger, each share of common stock and each of 11,112 vested restricted share units were cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent.
F2: Upon or in connection with the Merger, each share of common stock and each of 11,112 vested restricted share units were cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes.
SMARTSHEET INC
Report date January 22, 2025 · Filed January 24, 2025
Section 16 reporting ended · disclosed 2025-01-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 1
1 source rowRow 1 · 2025-01-22 · Disposition to issuer · Disposed 29,066 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Justin Yeshil Wickett Trust | 0 |
Reported balance
After 2025-01-22 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-01-22 · Disposition to issuer · Disposed 2,000 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Troy Kevork Wickett Trust | 0 |
Reported balance
After 2025-01-22 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2025-01-22 · Disposition to issuer · Disposed 2,002 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). F2: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. |
| Stock Option (right to buy Class B Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $5.28 · Expires 2027-10-11 | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-01-22 · Disposition to issuer · Disposed 130,000 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each option that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Option") was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the excess, if any, of (A) the Merger Consideration over (B) the per share exercise price for such Vested Option, by (ii) the total number of shares of Common Stock underlying such Vested Option, subject to any required withholding of taxes. If the exercise price per share of Common Stock of such Vested Option was equal to or greater than the Merger Consideration, such Vested Option was canceled as of the Effective Time without any cash payment or other consideration being made in respect thereof. F4: The options are fully vested. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security · Expires 2034-06-18 | Direct | 0 |
Reported balance
After 2025-01-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-01-22 · Disposition to issuer · Disposed 4,864 · Balance 0 F5: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F6: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes. F7: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time. F8: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").
F2: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990, and the Troy Kevork Wickett Trust dated December 10,1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3: Pursuant to the Merger Agreement, at the Effective Time, each option that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Option") was canceled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (i) the excess, if any, of (A) the Merger Consideration over (B) the per share exercise price for such Vested Option, by (ii) the total number of shares of Common Stock underlying such Vested Option, subject to any required withholding of taxes. If the exercise price per share of Common Stock of such Vested Option was equal to or greater than the Merger Consideration, such Vested Option was canceled as of the Effective Time without any cash payment or other consideration being made in respect thereof.
F4: The options are fully vested.
F5: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F6: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.
F7: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.
F8: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2021 Filed Jun 22, 2021 23:37 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $67.02 | $335,097.50 |
DisclosureSEC source: 0001366561-21-000092 · wf-form4_162440500653299.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 22,002 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 23:37 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $67.02 | $335,075.00 |
DisclosureSEC source: 0001366561-21-000092 · wf-form4_162440500653299.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 22,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.00 to $67.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantRestricted Stock Unit · Derivative | 31,122 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-076009 · tm2118244-33_4.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,122 Underlying: Common Stock · 31,122 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. F6 · derivative.exercise_date: Subject to the reporting person's continued service with the Issuer, 100% of the RSU award will fully vest July 3, 2023. F6 · derivative.expiration_date: Subject to the reporting person's continued service with the Issuer, 100% of the RSU award will fully vest July 3, 2023. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantStock Options (right to buy) · Derivative | 313,704 | Not disclosed Strike: $6.87 | Not disclosed |
DisclosureSEC source: 0001104659-21-076009 · tm2118244-33_4.xml · derivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,704 Underlying: Common Stock · 313,704 shares Expires 2028-07-03 F4 · price: Received in connection with the Business Combination in exchange for options to acquire 180,000 shares of common stock of Legacy SoFi for $11.97 per share. F3 · derivative.exercise_date: The option vested as to 25% of the total number of shares on July 3, 2019, and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date. The applicable portion of the option becomes exercisable immediately upon vesting. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 463,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076009 · tm2118244-33_4.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · NA Disclosed balance after: 463,538 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. F2 · ownership.nature: Includes (i) 144,629 shares held of record by the Troy Kevork Wickett Trust, of which the reporting person is a trustee, (ii) 144,629 shares held of record by the Justin Yesil Wickett Trust, of which the reporting person is a trustee and (iii) 174,280 shares held of record by James F. Wickett, the reporting person's spouse. The reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein. Read SEC document |
| May 28, 2021 Filed Jun 3, 2021 01:24 UTC | SoFi Technologies, Inc. SOFI · Entity 3232 | GrantCommon Stock | 348,560 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-076009 · tm2118244-33_4.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,560 F1 · price: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer. Read SEC document |
| April 06, 2021 Filed Apr 20, 2021 00:37 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $65.86 | $329,284.00 |
DisclosureSEC source: 0001366561-21-000043 · wf-form4_161887906388851.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 27,002 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.85 to $65.91 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 06, 2021 Filed Apr 20, 2021 00:37 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 5,000 | $65.86 | $329,281.00 |
DisclosureSEC source: 0001366561-21-000043 · wf-form4_161887906388851.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 27,000 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.85 to $65.876 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 23, 2020 Filed Jun 25, 2020 19:26 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 11,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-20-000086 · wf-form4_159312756133506.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,796 F1 · shares: Reflects Restricted Stock Units (RSUs) automatically granted at the Issuer's Annual Meeting of Stockholders on June 23, 2020. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2021 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 17, 2020 Filed Jun 20, 2020 00:14 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-20-000064 · wf-form4_159261206168021.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,032 Underlying: Class A Common Stock · 3,032 shares Expires 2030-06-17 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2021 annual meeting of the issuer's shareholders and (b) June 17, 2021, subject to continued service through the vesting date. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 23:47 UTC | SMARTSHEET INC SMAR · Entity 83899 | Disposition to issuerRestricted Stock Units (RSU) (Class A) · Derivative | 3,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-20-000055 · wf-form4_159235121459004.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,519 shares Expires 2029-06-12 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the next annual meeting of the issuer's shareholders and (b) the date that is one year following the effective date of the award of the RSUs, subject to continued service through the vesting date. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 23:47 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 3,755 | $45.51 | $170,881.04 |
DisclosureSEC source: 0001366561-20-000055 · wf-form4_159235121459004.xml · nonDerivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 32,002 F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 23:47 UTC | SMARTSHEET INC SMAR · Entity 83899 | SaleClass A Common Stock | 3,755 | $45.54 | $170,995.19 |
DisclosureSEC source: 0001366561-20-000055 · wf-form4_159235121459004.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 32,000 F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 23:47 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionClass A Common Stock | 3,519 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001366561-20-000055 · wf-form4_159235121459004.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 22:26 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherStock Option (right to buy Class A Common Stock) · Derivative | 130,000 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001366561-19-000075 · wf-form4_156927756845999.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Class A Common Stock · 130,000 shares Expires 2027-10-11 F1 · kind: In connection with the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation, outstanding Class B Common Stock options that were issued under the issuer's 2005 Option/Restricted Stock Plan and 2015 Equity Incentive Plan remain unchanged except that the underlying shares are now Class A Common Stock. F2 · derivative.exercise_date: The option vests as to 2.778% of the total shares monthly, commencing on July 1, 2017, with 100% of the total shares vested and exercisable on July 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 22:26 UTC | SMARTSHEET INC SMAR · Entity 83899 | OtherStock Option (right to buy Class B Common Stock) · Derivative | 130,000 | $0.00 Strike: $5.28 | $0.00 |
DisclosureSEC source: 0001366561-19-000075 · wf-form4_156927756845999.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 130,000 shares Expires 2027-10-11 F1 · kind: In connection with the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation, outstanding Class B Common Stock options that were issued under the issuer's 2005 Option/Restricted Stock Plan and 2015 Equity Incentive Plan remain unchanged except that the underlying shares are now Class A Common Stock. F2 · derivative.exercise_date: The option vests as to 2.778% of the total shares monthly, commencing on July 1, 2017, with 100% of the total shares vested and exercisable on July 1, 2020, subject to the reporting person's provision of service to the issuer on each vesting date. Read SEC document |
| June 18, 2019 Filed Jun 18, 2019 20:23 UTC | ZUORA INC ZUO · Entity 16054 | GrantClass A Common Stock | 9,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-19-000050 · wf-form4_156090379575693.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,909 F2 · shares: Reflects RSUs automatically granted at the Issuer's Annual Meeting of Stockholders on June 18, 2019. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs will fully vest and convert into shares of the Issuer's Class A Common Stock on the earlier of (a) the date of the Issuer's 2020 Annual Meeting of Stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the Reporting Person continues to provide services to the Issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the Issuer's 2018 Equity Incentive Plan. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 20:23 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionRestricted Stock Units (RSU)(Class A) · Derivative | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-19-000050 · wf-form4_156090379575693.xml · derivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,331 shares Expires 2028-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration. F4 · derivative.exercise_date: The RSUs vested fully on June 15, 2019, the date that is one year following the RSU grant date. Read SEC document |
| June 15, 2019 Filed Jun 18, 2019 20:23 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionClass A Common Stock | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-19-000050 · wf-form4_156090379575693.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Class A Common Stock were issued to the Reporting Person upon vesting of Restricted Stock Units ("RSU") on June 15, 2019. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 23:52 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 3,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000046 · wf-form4_156055633118754.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,159 Underlying: Class A Common Stock · 3,159 shares Expires 2029-06-12 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the next annual meeting of the issuer's shareholders and (b) the date that is one year following the effective date of the award of the RSUs, subject to continued service through the vesting date. Read SEC document |
| June 12, 2019 Filed Aug 26, 2019 22:24 UTC Amendment | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 3,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000055 · wf-form4a_156685822867953.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,519 Underlying: Class A Common Stock · 3,519 shares Expires 2029-06-12 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · shares: This amended Form 4 is being filed solely to correct an inadvertent error that transposed the number of RSUs granted to the reporting holder in the original filing. No other changes are reflected. F3 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the next annual meeting of the issuer's shareholders and (b) the date that is one year following the effective date of the award of the RSUs, subject to continued service through the vesting date. F2 · balance_after: This amended Form 4 is being filed solely to correct an inadvertent error that transposed the number of RSUs granted to the reporting holder in the original filing. No other changes are reflected. Read SEC document |
| June 05, 2019 Filed Feb 11, 2020 16:42 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 55,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-20-000016 · wf-form5_158145732547851.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 55,643 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Isuer's Class B Common Stock converted into 1 share of the Issuer's Class A Common Stock at the option of the holder and had no expiration date. F1 · derivative.exercise_date: Each share of the Isuer's Class B Common Stock converted into 1 share of the Issuer's Class A Common Stock at the option of the holder and had no expiration date. F1 · derivative.expiration_date: Each share of the Isuer's Class B Common Stock converted into 1 share of the Issuer's Class A Common Stock at the option of the holder and had no expiration date. Read SEC document |
| June 05, 2019 Filed Feb 11, 2020 16:42 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass A Common Stock | 55,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001423774-20-000016 · wf-form5_158145732547851.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Isuer's Class B Common Stock converted into 1 share of the Issuer's Class A Common Stock at the option of the holder and had no expiration date. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 22:07 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000028 · wf-form4_155666202005867.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2028-04-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vested on April 26, 2019, the date that is one year following the effective date of the RSU award. Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 22:07 UTC | SMARTSHEET INC SMAR · Entity 83899 | Exercise / conversionClass A Common Stock | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001366561-19-000028 · wf-form4_155666202005867.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 01:28 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 35,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000022 · wf-form4_155537806499165.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 35,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F4 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. F3 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 01:28 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 35,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000022 · wf-form4_155537806499165.xml · derivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 35,755 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F4 · shares: The holder elected to convert the Class B common stock to Class A common stock on a 1-for-1 basis. F3 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the issuer's IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 01:28 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 35,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000022 · wf-form4_155537806499165.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 35,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 12, 2019 Filed Apr 16, 2019 01:28 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass A Common Stock | 35,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001366561-19-000022 · wf-form4_155537806499165.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 35,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock. F2 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 23:09 UTC | RPX Corp RPXC · Entity 165615 | Disposition to issuerCommon Stock | 15,760 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001509432-18-000038 · wf-form4_152944973403107.xml · nonDerivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Upon or in connection with the Merger, each share of common stock and each of 11,112 vested restricted share units were cancelled and converted into the right to receive an amount in cash equal to the Offer Price, subject to any applicable withholding taxes. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 23:09 UTC | RPX Corp RPXC · Entity 165615 | OtherCommon Stock | 30,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001509432-18-000038 · wf-form4_152944973403107.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,760 F1 · price: Issuer entered into an Agreement and Plan of Merger, dated April 30, 2018 (the "Merger Agreement"), by and among the Issuer, Riptide Parent, LLC ("Parent"), and Riptide Purchaser, Inc., a wholly owned subsidiary of Parent ("Purchaser"). Parent and Purchaser are beneficially owned by affiliates of HGGC, LLC. Pursuant to the Merger Agreement and the tender offer commenced in connection therewith, each share of Issuer common stock held by the Reporting Person was tendered for $10.50 per share in cash (the "Offer Price"), without interest and subject to any required withholding of taxes. Pursuant to the Merger Agreement, on June 19, 2018, Purchaser was merged with and into the Issuer (the "Merger"), with the Issuer being the surviving corporation and becoming a wholly owned subsidiary of Parent. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 19:20 UTC | ZUORA INC ZUO · Entity 16054 | GrantRestricted Stock Units (RSU)(Class A) · Derivative | 4,331 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016851 · doc4.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,331 Underlying: Class A Common Stock · 4,331 shares Expires 2028-06-15 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the issuer's 2019 annual meeting of stockholders and (b) the date that is one year following the RSU grant date, in each case, so long as the reporting person continues to provide services to the issuer through such date. The vesting of the RSUs shall accelerate in full upon the consummation of a Corporate Transaction, as defined in the issuer's 2018 Equity Incentive Plan. Read SEC document |
| May 01, 2018 Filed May 1, 2018 23:07 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 15,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-005584 · wf-form4_152521599454893.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 35,757 Underlying: Class A Common Stock · 15,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 01, 2018 Filed May 1, 2018 23:07 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionSeries F Preferred Stock · Derivative | 15,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-005584 · wf-form4_152521599454893.xml · derivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Troy Kevork Wickett Trust Disclosed balance after: 0 Underlying: Class B Common Stock · 15,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock on May 1, 2018 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-223914) under the Securities Act of 1933, as amended, and had no expiration date. F1 · derivative.exercise_date: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock on May 1, 2018 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-223914) under the Securities Act of 1933, as amended, and had no expiration date. F1 · derivative.expiration_date: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock on May 1, 2018 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-223914) under the Securities Act of 1933, as amended, and had no expiration date. F2 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 01, 2018 Filed May 1, 2018 23:07 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionClass B Common Stock · Derivative | 15,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-005584 · wf-form4_152521599454893.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 35,755 Underlying: Class A Common Stock · 15,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| May 01, 2018 Filed May 1, 2018 23:07 UTC | SMARTSHEET INC SMAR · Entity 83899 | ConversionSeries F Preferred Stock · Derivative | 15,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-005584 · wf-form4_152521599454893.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Justin Yeshil Wickett Trust Disclosed balance after: 0 Underlying: Class B Common Stock · 15,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock on May 1, 2018 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-223914) under the Securities Act of 1933, as amended, and had no expiration date. F1 · derivative.exercise_date: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock on May 1, 2018 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-223914) under the Securities Act of 1933, as amended, and had no expiration date. F1 · derivative.expiration_date: Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock on May 1, 2018 in connection with the closing of the issuer's sale of its Class A Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-223914) under the Securities Act of 1933, as amended, and had no expiration date. F2 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder or (b) automatically upon (i) any transfer which occurs after the closing of the IPO, except for certain permitted transfers, or (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than a majority of the outstanding shares of Class B Common Stock, (y) seven years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 15% of all outstanding shares of the issuer's common stock, and has no expiration date. F3 · ownership.nature: These securities are held of record by Magdalena Yesil, Trustee of each of the Justin Yeshil Wickett Trust dated December 10, 1990 and the Troy Kevork Wickett Trust dated December 10, 1990, trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 21:13 UTC | SMARTSHEET INC SMAR · Entity 83899 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-005416 · wf-form4_152512281208917.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires 2028-04-26 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (1) the date of the next annual meeting of the issuer's shareholders following the issuer's initial public offering and (2) the date that is one year following the effective date of the award of the RSUs, subject to continued service through the vesting date. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionClass B Common Stock · Derivative | 32,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010203 · doc4.xml · derivative · entry 4 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,643 Underlying: Class A Common Stock · 32,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | ConversionSeries C Preferred Stock · Derivative | 32,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010203 · doc4.xml · derivative · entry 3 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 32,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. F3 · derivative.exercise_price: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. F3 · derivative.exercise_date: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. F3 · derivative.expiration_date: Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Class B Common Stock immediately upon the closing of the issuer's IPO and has no expiration date. F2 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionClass B Common Stock · Derivative | 23,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010203 · doc4.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,439 Underlying: Class A Common Stock · 23,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_price: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.exercise_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. F2 · derivative.expiration_date: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 17:08 UTC | ZUORA INC ZUO · Entity 16054 | Exercise / conversionStock Option (Right to buy Class B Common Stock) · Derivative | 23,439 | $0.00 Strike: $5.16 | $0.00 |
DisclosureSEC source: 0000899243-18-010203 · doc4.xml · derivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,561 Underlying: Class B Common Stock · 101,561 shares Expires 2027-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as to 1/16th of the shares quarterly following the May 23, 2017 vesting commencement date, with 100% of the total shares vested on May 23, 2021, subject to the reporting person's provision of service to the issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the issuer's right of repurchase. F2 · derivative.underlying: Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering ("IPO"), except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the IPO and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 23:08 UTC | RPX Corp RPXC · Entity 165615 | GrantCommon Stock | 18,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001509432-17-000068 · wf-form4_149756811628498.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,257 F1 · kind: In connection with the Reporting Person's continuous service as a non-employee director of the Company, such Reporting Person has been granted an award pursuant to the Company's amended compensation plan for non-employee directors. Read SEC document |
| March 15, 2017 Filed Mar 18, 2017 00:42 UTC | RPX Corp RPXC · Entity 165615 | GrantCommon Stock | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001509432-17-000024 · wf-form4_148979774438144.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 F1 · kind: In connection with the Reporting Person's service as a non-employee director of the Company, such Reporting Person has been granted an award pursuant to the Company's amended compensation plan for non-employee directors. Read SEC document |
| November 10, 2004 Filed Nov 13, 2004 00:59 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 7,500 | $19.53 | $146,475.00 |
DisclosureSEC source: 0001181431-04-052592 · rrd57433.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,115,415 F1 · shares: Stock award for board service pursuant to the Issuer's 2004 Outside Directors Stock Plan. F2 · price: Closing price on November 10, 2004 Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 20:48 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 12,500 | $15.63 | $195,375.00 |
DisclosureSEC source: 0001181431-04-046330 · rrd54193.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,915 F1 · shares: Stock award for board service pursuant to the Issuer's 2004 Equity Incentive Stock Plan. F2 · price: Closing price on September 30, 2004 Read SEC document |
| August 02, 2004 Filed Aug 3, 2004 21:37 UTC | Salesforce, Inc. CRM · Entity 2842 | GrantCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-038390 · rrd49505.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,095,415 F1 · price: Stock award for board service pursuant to the Issuer's 2004 Outside Director Stock Plan. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 16:01 UTC | Salesforce, Inc. CRM · Entity 2842 | ConversionSeries B Convertible Preferred Stock · Derivative | 1,666,665 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-033063 · rrd46523.xml · derivative · entry 2 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,666,665 shares Expires 2004-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. F1 · date: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
| June 28, 2004 Filed Jun 30, 2004 16:01 UTC | Salesforce, Inc. CRM · Entity 2842 | ConversionCommon Stock | 1,666,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-033063 · rrd46523.xml · nonDerivative · entry 1 YESIL MAGDALENA · CIK 0001225481 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,089,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. F1 · price: Mandatory conversion into Common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering and has no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.