Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C3.ai, Inc.AI · Entity 2413 | Director | October 03, 2025 | October 07, 2025 |
| CARPENTER TECHNOLOGY CORPCRS · Entity 3210 | Director | October 09, 2026 | October 14, 2026 |
| KLX Energy Services Holdings, Inc.KLXE · Entity 7414 | Director | March 05, 2021 | March 09, 2021 |
| Molekule Group, Inc.AERC · Entity 113413 | Director | November 10, 2022 | November 14, 2022 |
| Sprinklr, Inc.CXM · Entity 4581 | Director | June 11, 2026 | June 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C3.ai, Inc.
Report date October 03, 2025 · Filed October 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.16 · Expires 2035-10-02 | Direct | 30,264 |
Reported balance
After 2025-10-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-10-03 · Grant · Acquired 30,264 · Balance 30,264 F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods. |
Filing footnotes · ownership attribution and instrument terms
F1: Provided the Reporting Person remains a director of the Company and attends in person the regularly scheduled meeting of the Board during each fiscal quarter following October 3, 2025 (the "Vesting Commencement Date") until the two-year anniversary date, 12.5% of the shares subject to the option shall vest on the last day of each such fiscal quarter (the "Quarterly Shares") during the term of the option, provided, however, if the Reporting Person fails to attend any such regularly scheduled meeting, then vesting for the Quarterly Shares shall not occur and will be suspended (any such suspended Quarterly Shares being referred to collectively as the "Suspended Shares"). For any Suspended Shares, such shares shall vest only following the second anniversary of the Vesting Commencement Date, if the Reporting Person satisfies the attendance requirements in subsequent periods.
CARPENTER TECHNOLOGY CORP
Report date October 09, 2026 · Filed October 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,276 |
Ending reported balance
After 2026-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-10-09 · Exercise / conversion · Acquired 3,275 · Balance 29,614 F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. Row 2 · 2026-10-09 · Tax withholding · Disposed 338 · Balance 29,276 |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.79 · Expires 2026-10-11 | Direct | 0 |
Reported balance
After 2026-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-10-09 · Exercise / conversion · Disposed 3,275 · Balance 0 F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement. F2: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F2: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
KLX Energy Services Holdings, Inc.
Report date March 05, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 7,907 |
Reported balance
After 2021-03-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-05 · Grant · Acquired 2,257 · Balance 7,907 F1: Grant of restricted stock vesting one year from the date of grant. F2: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock vesting one year from the date of grant.
F2: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020.
Molekule Group, Inc.
Report date November 10, 2022 · Filed November 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 92,000 |
Reported balance
After 2022-11-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-11-10 · Grant · Acquired 92,000 · Balance 92,000 F1: Each restricted stock unit represents a contingent right to receive one share of AERC common stock. F2: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of AERC common stock.
F2: The restricted stock units vest in three equal annual installments beginning November 10, 2023. Any unvested restricted stock units will vest in full immediately prior to the consummation of a change in control (as defined in the award agreement).
Sprinklr, Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 87,088 |
Reported balance
After 2026-06-11 transaction · row 1
1 source rowRow 1 · 2026-06-11 · Grant · Acquired 51,021 · Balance 87,088 F1: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents two restricted stock unit ("RSU") awards. 37,174 RSUs (the "First Grant") will vest in full on the earlier of (i) June 11, 2027 or (ii) the day prior to the date of the Issuer's 2027 annual stockholder meeting. 13,847 RSUs (the "Second Grant") will vest in four substantially equal quarterly installments on September 11, 2026, December 11, 2026, March 11, 2027, and June 11, 2027. The vesting of each of the First Grant and Second Grant are subject to the Reporting Person's continuous service through each such vesting date.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTERNATIONAL BUSINESS MACHINES CORP
Report date April 29, 2005 · Filed May 02, 2005
Section 16 reporting ended · disclosed 2005-05-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 7,034 |
Reported balance
After 2005-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-04-29 · Grant · Acquired 8 · Balance 7,034 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan.
F3: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company.
KLX Inc.
Report date October 09, 2018 · Filed October 11, 2018
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,542 |
Reported balance
After 2018-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 510 · Balance 16,542 F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-09 · Disposition to issuer · Disposed 16,542 · Balance 0 F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan.
F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest.
F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes.
VONAGE HOLDINGS CORP
Report date July 21, 2022 · Filed July 21, 2022
Section 16 reporting ended · disclosed 2022-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-21 transaction · row 1
1 source rowRow 1 · 2022-07-21 · Disposition to issuer · Disposed 4,312 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2018 Filed Oct 11, 2018 19:05 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 1,796 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-18-000060 · edgar.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,174.33 Underlying: Common Stock · 1,796 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 16:08 UTC | KLX Inc. KLXI · Entity 163029 | Disposition to issuerCommon Stock | 16,542 | $63.00 | $1,042,146.00 |
DisclosureSEC source: 0001104659-18-061563 · a4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3 · shares: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 16:08 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 510 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-061563 · a4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,542 F1 · balance_after: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 589 additional shares of restricted stock and 1,491 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 19:06 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionDirector Stock Options (Right to Buy) · Derivative | 8,000 | Not disclosed Strike: $22.35 | Not disclosed |
DisclosureSEC source: 0000017843-18-000050 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2028-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 19:06 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | Exercise / conversionCommon Stock | 8,000 | $22.35 | $178,800.00 |
DisclosureSEC source: 0000017843-18-000050 · edgar.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:30 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 326 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024457 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,952 Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:30 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024457 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,626 Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:44 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016047 · form4.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,512 Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:44 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016047 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,192 Read SEC document |
| April 30, 2018 Filed May 2, 2018 21:44 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016047 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,080 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:53 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003339 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,205 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 21:53 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003339 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,815 Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 20:52 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030626 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,698 Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 20:52 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030626 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,195 Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:29 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options Right to Buy · Derivative | 2,416 | Not disclosed Strike: $49.52 | Not disclosed |
DisclosureSEC source: 0000017843-17-000064 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,416 Underlying: Common Stock · 2,416 shares Expires 2027-10-10 F5 · price: The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors. Read SEC document |
| October 10, 2017 Filed Oct 12, 2017 21:29 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 2,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-17-000064 · edgar.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,689.19 Underlying: Common Stock · 2,121 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:05 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024759 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,044 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 21:05 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024759 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,514 Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:47 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 580 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016388 · form4.xml · nonDerivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,355 Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:47 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016388 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,775 Read SEC document |
| May 01, 2017 Filed May 2, 2017 21:47 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016388 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,601 Read SEC document |
| February 03, 2017 Filed Mar 20, 2018 00:37 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012171 · form5.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,828 Read SEC document |
| February 03, 2017 Filed Mar 20, 2018 00:37 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012171 · form5.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,375 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:38 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 813 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065929 · form4.xml · nonDerivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,399 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 22:38 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065929 · form4.xml · nonDerivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,586 Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 23:28 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Options (right to buy) · Derivative | 3,275 | Not disclosed Strike: $39.79 | Not disclosed |
DisclosureSEC source: 0000017843-16-000104 · edgar.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275 Underlying: Common Stock · 3,275 shares Expires 2026-10-11 F5 · price: The reporting person was granted an option to purchase stock as part of his director's compensation. Read SEC document |
| October 11, 2016 Filed Oct 13, 2016 23:28 UTC | CARPENTER TECHNOLOGY CORP CRS · Entity 3210 | GrantDirector Stock Units · Derivative | 2,640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000017843-16-000104 · edgar.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,741.14 Underlying: Common Stock · 2,640 shares Expires not disclosed F1 · derivative.exercise_price: Converts to common stock on a 1-for-1 basis F3 · price: The reporting person was granted restricted stock units under the Carpenter Technology Corporation Stock-Based Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: Payable upon the later of separation of service or a specified date or event F2 · derivative.expiration_date: Payable upon the later of separation of service or a specified date or event F4 · balance_after: Includes dividend equivalents not previously reported. Read SEC document |
| April 29, 2005 Filed May 2, 2005 20:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 8 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-024770 · rrd77160.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,034 Underlying: Common Stock · 8 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| April 15, 2005 Filed Apr 18, 2005 14:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-022362 · rrd75928.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,027 Underlying: Common Stock · 4 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-019764 · rrd74193.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,022 Underlying: Common Stock · 382 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 31, 2005 Filed Apr 1, 2005 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 1,273 | $91.38 Strike: $0.00 | $116,326.74 |
DisclosureSEC source: 0001181431-05-019764 · rrd74193.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,640 Underlying: Common Stock · 1,273 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| March 08, 2005 Filed Mar 10, 2005 19:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantEmp. Stock Option (right to buy) · Derivative | 6,814 | $0.00 Strike: $92.12 | $0.00 |
DisclosureSEC source: 0001181431-05-015833 · rrd71951.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,814 Underlying: Common Stock · 6,814 shares Expires 2015-03-07 F1 · derivative.exercise_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. F1 · derivative.expiration_date: These derivative securities vest 100% on the date exercisable shown. All expire on the expiration date shown above. Read SEC document |
| February 08, 2005 Filed Feb 9, 2005 16:37 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-008078 · rrd67925.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,368 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 5,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006745 · rrd66938.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,010 Underlying: Common Stock · 5,010 shares Expires not disclosed F4 · derivative.exercise_price: These units vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. F4 · kind: These units vested at the end of the performance period and were payable in cash or the company's common stock on the transaction date shown. F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 1,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006745 · rrd66938.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,733 Underlying: Common Stock · 1,733 shares Expires not disclosed F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. Read SEC document |
| February 01, 2005 Filed Feb 3, 2005 16:30 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 1,733 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-006745 · rrd66938.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,733 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 31, 2004 Filed Jan 3, 2005 16:23 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-05-000036 · rrd63067.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| December 15, 2004 Filed Dec 16, 2004 18:58 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-059194 · rrd61646.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,353 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 30, 2004 Filed Dec 1, 2004 17:26 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-055698 · rrd59646.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,348 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 15, 2004 Filed Nov 16, 2004 19:56 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 6 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-053127 · rrd58149.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,342 Underlying: Common Stock · 6 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| November 08, 2004 Filed Nov 9, 2004 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 11 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-051399 · rrd57350.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,336 Underlying: Common Stock · 11 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 29, 2004 Filed Nov 1, 2004 21:35 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-049831 · rrd56296.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,326 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| October 15, 2004 Filed Oct 18, 2004 19:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-047880 · rrd54982.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,320 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 30, 2004 Filed Oct 1, 2004 16:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-045766 · rrd53837.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,314 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| September 15, 2004 Filed Sep 16, 2004 15:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-044004 · rrd52761.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,308 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2004 Filed Sep 1, 2004 18:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | OtherPhantom Stock Unit · Derivative | 9,965 | $84.69 Strike: $0.00 | $843,935.85 |
DisclosureSEC source: 0001181431-04-042473 · rrd51951.xml · derivative · entry 4 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,302 Underlying: Common Stock · 9,965 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F7 · kind: Intra-plan transfer under the IBM Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2004 Filed Sep 1, 2004 18:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-042473 · rrd51951.xml · derivative · entry 3 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,267 Underlying: Common Stock · 7 shares Expires not disclosed F4 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F5 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F6 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
| August 31, 2004 Filed Sep 1, 2004 18:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-042473 · rrd51951.xml · derivative · entry 2 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed F3 · derivative.exercise_price: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · kind: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.exercise_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. F3 · derivative.expiration_date: These units have been deferred and are payable in the company's common stock upon the lapse of the restrictions after retirement. Read SEC document |
| August 31, 2004 Filed Sep 1, 2004 18:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 7,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-042473 · rrd51951.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| August 13, 2004 Filed Aug 16, 2004 14:57 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 7 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-04-040228 · rrd50518.xml · derivative · entry 1 WARD JR STEPHEN M · CIK 0001164644 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,261 Underlying: Common Stock · 7 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Executive Deferred Compensation Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Executive Deferred Compensation Plan is deferred until separation from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.